GOF

Guggenheim Strategic Opportunities Fund GOF

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Morgan Stanley Delaware. 0 1243742 0 786269 1362863 6 % 12/02/2018
Morgan Stanley Smith Barney LLC Delaware. 0 1243162 0 785689 1362283 6 % 12/02/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 344866 344866 2.23 % 07/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 344866 344866 2.23 % 07/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 807346 807346 6.2 % 06/02/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1164278 1164278 10.67 % 05/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1164278 1164278 10.67 % 05/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1028860 1028860 11 % 10/04/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1028860 1028860 11 % 10/04/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 653199 653199 7 % 12/01/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 653199 653199 7 % 12/01/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 490620 490620 5.3 % 25/01/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District