Graybug Vision, Inc. GRAY
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Sanderling Ventures Partners VI, L.P. | 0 | 968640 | 0 | 968640 | 968640 | 7.1 % | 26/11/2024 | |
| Sanderling Ventures VII Annex Fund, L.P. | 0 | 29018 | 0 | 29018 | 29018 | 0.2 % | 26/11/2024 | |
| Sanderling Ventures VII (Canada), L.P. | 0 | 119712 | 0 | 119712 | 119712 | 0.9 % | 26/11/2024 | |
| Timothy C. Mills | 0 | 2481567 | 0 | 2481567 | 2481567 | 17.9 % | 26/11/2024 | |
| Co-Investment | 0 | 838465 | 0 | 838465 | 838465 | 6.2 % | 26/11/2024 | |
| Sanderling Ventures VII, L.P. | 0 | 455921 | 0 | 455921 | 455921 | 3.4 % | 26/11/2024 | |
| Sanderling Ventures Management VII | 0 | 30572 | 0 | 30572 | 30572 | 0.2 % | 26/11/2024 | |
| Sanderling Ventures Management VI | 0 | 22899 | 0 | 22899 | 22899 | 0.2 % | 26/11/2024 | |
| Fred A. Middleton | 68983 | 2481567 | 68983 | 2481567 | 2550550 | 18.3 % | 26/11/2024 | |
| Sanderling VI Limited Partnership | 0 | 8884 | 0 | 8884 | 8884 | 0.1 % | 26/11/2024 | |
| Timothy C. Mills | 0 | 2481567 | 0 | 2481567 | 2481567 | 17.9 % | 26/11/2024 | |
| Sanderling Ventures VII, L.P. | 0 | 455921 | 0 | 455921 | 455921 | 3.4 % | 26/11/2024 | |
| Sanderling Ventures Partners VI, L.P. | 0 | 968640 | 0 | 968640 | 968640 | 7.1 % | 26/11/2024 | |
| Fred A. Middleton | 68983 | 2481567 | 68983 | 2481567 | 2550550 | 18.3 % | 26/11/2024 | |
| Sanderling VI Limited Partnership | 0 | 8884 | 0 | 8884 | 8884 | 0.1 % | 26/11/2024 | |
| Sanderling VI Beteiligungs GmbH & Co KG | 0 | 7456 | 0 | 7456 | 7456 | 0.1 % | 26/11/2024 | |
| Sanderling Ventures VII Annex Fund, L.P. | 0 | 29018 | 0 | 29018 | 29018 | 0.2 % | 26/11/2024 | |
| Sanderling Ventures VII (Canada), L.P. | 0 | 119712 | 0 | 119712 | 119712 | 0.9 % | 26/11/2024 | |
| Co-Investment | 0 | 838465 | 0 | 838465 | 838465 | 6.2 % | 26/11/2024 | |
| Sanderling VI Beteiligungs GmbH & Co KG | 0 | 7456 | 0 | 7456 | 7456 | 0.1 % | 26/11/2024 | |
| Sanderling Ventures Management VII | 0 | 30572 | 0 | 30572 | 30572 | 0.2 % | 26/11/2024 | |
| Sanderling Ventures Management VI | 0 | 22899 | 0 | 22899 | 22899 | 0.2 % | 26/11/2024 | |
| Laurence W. Lytton | USA | 756180 | 0 | 756180 | 0 | 756180 | 11 % | 08/07/2024 |
| Laurence W. Lytton | USA | 756180 | 0 | 756180 | 0 | 756180 | 11 % | 08/07/2024 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Deerfield Partners, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Deerfield Partners, L.P. | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| James E. Flynn | Delaware | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| James E. Flynn | United States | 0 | 2613012 | 0 | 0 | 2613012 | 9.99 % | 01/02/2024 |
| Dr. Andrew Schiff | United States | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital V, LP | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital V, LP | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Dr. Andrew Schiff | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital Partners V LLC | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Steve Elms | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital Partners V, LP | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital Partners V, LP | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Steve Elms | United States | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Aisling Capital Partners V LLC | Delaware | 0 | 1042228 | 0 | 1042228 | 1042228 | 5.1 % | 01/02/2024 |
| Timothy P. Lynch | Delaware | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Jon M. Plexico | U.S.A. | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Stonepine Capital, L.P. | Delaware | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Timothy P. Lynch | U.S.A. | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Jon M. Plexico | Delaware | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Stonepine Capital, L.P. | Delaware | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Stonepine Capital Management, LLC | California | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Stonepine Capital Management, LLC | Delaware | 0 | 1045204 | 0 | 1045204 | 1045204 | 11 % | 31/01/2024 |
| Guy Levy | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital Group, LLC | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Guy Levy | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital, LLC | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital Master Fund, L.P. | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital Master Fund, L.P. | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital, LLC | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Soleus Capital Group, LLC | Cayman Islands | 0 | 783904 | 0 | 783904 | 783904 | 7.4 % | 26/01/2024 |
| Valence Investments SPV VI, LLC | 0 | 316109 | 0 | 0 | 316109 | 5.7 % | 30/03/2023 | |
| Eric W. Roberts | 92128 | 0 | 92128 | 0 | 851324 | 15.4 % | 30/03/2023 | |
| A. Rachel Leheny | 163782 | 0 | 163782 | 0 | 922978 | 16.6 % | 30/03/2023 | |
| Eric W. Roberts | 92128 | 0 | 92128 | 0 | 851324 | 15.4 % | 30/03/2023 | |
| Valence Investments SPV V, LLC | 0 | 0 | 0 | 0 | 86098 | 1.5 % | 30/03/2023 | |
| Valence Investments SPV VI, LLC | 0 | 316109 | 0 | 0 | 316109 | 5.7 % | 30/03/2023 | |
| Valence Investments SPV V, LLC | 0 | 0 | 0 | 0 | 86098 | 1.5 % | 30/03/2023 | |
| Valence Investments SPV IV, LLC | 0 | 356989 | 0 | 0 | 356989 | 6.5 % | 30/03/2023 | |
| Valence Investments SPV IV, LLC | 0 | 356989 | 0 | 0 | 356989 | 6.5 % | 30/03/2023 | |
| A. Rachel Leheny | 163782 | 0 | 163782 | 0 | 922978 | 16.6 % | 30/03/2023 | |
| Michael Boggs | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I, L.P. | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I GP, LLC | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Michael Boggs | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I GP, L.P. | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I GP, LLC | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I, L.P. | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Revelation Healthcare Fund I GP, L.P. | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Scott Halsted | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| Scott Halsted | Delaware | 542029 | 0 | 542029 | 0 | 542029 | 9.8 % | 30/03/2023 |
| BML Investment Partners, L.P. | Delaware | 0 | 1235943 | 0 | 1235943 | 1235943 | 5.7 % | 01/12/2022 |
| BML Investment Partners, L.P. | Delaware | 0 | 1235943 | 0 | 1235943 | 1235943 | 5.7 % | 01/12/2022 |
| C-Bridge IV Investment Twenty Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge IV Investment Three Group Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| AffaMed Project Limited | British Virgin Islands | 0 | 1383596 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 |
| TF Capital IV, Ltd. | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge Joint Value Creation Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| AffaMed Project Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| Wei fu | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| Nova Aqua Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge Capital GP IV, Ltd. | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge Healthcare Fund GP IV, L.P. | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge Healthcare Fund IV, L.P. | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| Affamed Management Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| C-Bridge IV Investment Six Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| Affamed Therapeutics Limited | 0 | 0 | 0 | 1383596 | 1383596 | 6.6 % | 19/10/2021 | |
| Morgan Stanley | Delaware. | 0 | 1078965 | 0 | 13 | 1081115 | 5.1 % | 15/04/2021 |
| Morgan Stanley Capital Services LLC | Delaware. | 0 | 0 | 0 | 13 | 1078931 | 5.1 % | 15/04/2021 |
| Blackstone Group Management L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Clarus Ventures III GP, L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Clarus Lifesciences III, L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 2.2 % | 16/02/2021 |
| Stephen A. Schwarzman | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Clarus III L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Clarus Ventures III GP, L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Group Management L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Clarus III L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Holdings II L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Holdings I/II GP L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Stephen A. Schwarzman | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| The Blackstone Group Inc. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Holdings II L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| The Blackstone Group Inc. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Blackstone Holdings I/II GP L.L.C. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 9.2 % | 16/02/2021 |
| Clarus Lifesciences III, L.P. | Delaware | 1930395 | 0 | 1930395 | 0 | 1930395 | 2.2 % | 16/02/2021 |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| 2. | 0 | 1662967 | 0 | 1662967 | 1662967 | 7.9 % | 12/02/2021 | |
| CVF 2018, LLC | Delaware | 0 | 1068230 | 0 | 1068230 | 1068230 | 5.1 % | 09/02/2021 |
| HCC Manager, LLC | Delaware | 0 | 1068230 | 0 | 1068230 | 1068230 | 5.1 % | 09/02/2021 |
| FMR LLC | Delaware | 81005 | 0 | 2257993 | 0 | 2257993 | 11.237 % | 10/11/2020 |
| Abigail P. Johnson | Delaware | 0 | 0 | 2257993 | 0 | 2257993 | 11.237 % | 10/11/2020 |
| James E. Flynn | 0 | 5281713 | 0 | 11 | 5281713 | 26.29 % | 09/10/2020 | |
| Deerfield Partners, L.P. | 0 | 1853967 | 0 | 11 | 1853967 | 9.23 % | 09/10/2020 | |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1853967 | 0 | 10 | 1853967 | 9.23 % | 09/10/2020 |
| Deerfield Healthcare Innovations Fund, L.P. | Delaware | 0 | 1713873 | 0 | 10 | 1713873 | 8.53 % | 09/10/2020 |
| Deerfield Mgmt, L.P. | 0 | 1853967 | 0 | 11 | 1853967 | 9.23 % | 09/10/2020 | |
| Deerfield Mgmt III, L.P. | 0 | 1713873 | 0 | 11 | 1713873 | 8.53 % | 09/10/2020 | |
| Deerfield Partners, L.P. | Delaware | 0 | 1853967 | 0 | 10 | 1853967 | 9.23 % | 09/10/2020 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 1713873 | 0 | 10 | 1713873 | 8.53 % | 09/10/2020 |
| Deerfield Private Design Fund III, L.P. | 0 | 1713873 | 0 | 11 | 1713873 | 8.53 % | 09/10/2020 | |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 1713873 | 0 | 10 | 1713873 | 8.53 % | 09/10/2020 |
| Deerfield Management Company, L.P. | Delaware | 0 | 5281713 | 0 | 10 | 5281713 | 26.29 % | 09/10/2020 |
| James E. Flynn | United States of America | 0 | 5281713 | 0 | 10 | 5281713 | 26.29 % | 09/10/2020 |
| Deerfield Management Company, L.P. | 0 | 5281713 | 0 | 11 | 5281713 | 26.29 % | 09/10/2020 | |
| Deerfield Mgmt HIF, L.P. | Delaware | 0 | 1713873 | 0 | 10 | 1713873 | 8.53 % | 09/10/2020 |
| Deerfield Healthcare Innovations Fund, L.P. | 0 | 1713873 | 0 | 11 | 1713873 | 8.53 % | 09/10/2020 | |
| Deerfield Mgmt HIF, L.P. | 0 | 1713873 | 0 | 11 | 1713873 | 8.53 % | 09/10/2020 | |
| OrbiMed Advisors LLC | Delaware | 0 | 4163347 | 0 | 10 | 4163347 | 20.7 % | 05/10/2020 |
| OrbiMed Capital GP VI LLC | 0 | 4163347 | 0 | 11 | 4163347 | 20.7 % | 05/10/2020 | |
| OrbiMed Advisors LLC | 0 | 4163347 | 0 | 11 | 4163347 | 20.7 % | 05/10/2020 | |
| OrbiMed Capital GP VI LLC | Delaware | 0 | 4163347 | 0 | 10 | 4163347 | 20.7 % | 05/10/2020 |
| OrbiMed Capital LLC | 312500 | 0 | 312500 | 11 | 312500 | 1.6 % | 05/10/2020 | |
| OrbiMed Capital LLC | Cayman Islands | 312500 | 0 | 312500 | 10 | 312500 | 1.6 % | 05/10/2020 |