GROM

Grom Social Enterprises, Inc. GROM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Brendan O’Neil United States 0 145677 0 145677 145677 9.99 % 15/09/2023
Ionic Ventures, LLC United States 0 145677 0 145677 145677 9.99 % 15/09/2023
Keith Coulston United States 0 145677 0 145677 145677 9.99 % 15/09/2023
District 2 Capital LP Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
Michael Bigger Delaware 0 0 0 201016 201016 9.2 % 19/12/2022
District 2 GP LLC Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
District 2 Holdings LLC Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
Bigger Capital Fund, LP Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
Bigger Capital Fund GP, LLC Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
District 2 Capital Fund LP Delaware 0 0 0 100508 100508 4.6 % 19/12/2022
CVI Investments, Inc. Cayman Islands 0 0 0 174000 174000 8 % 16/12/2022
Heights Capital Management, Inc. Cayman Islands 0 0 0 174000 174000 8 % 16/12/2022
Jeff Easton Delaware 249162 0 249162 0 249162 9.9 % 15/12/2022
Lind Global Fund II LP Delaware 249162 0 249162 0 249162 9.9 % 15/12/2022
Lind Global Partners II LLC Delaware 249162 0 249162 0 249162 9.9 % 15/12/2022
Steven Boyd 0 723000 0 723000 723000 5.4 % 14/02/2022
Armistice Capital, LLC 0 723000 0 723000 723000 5.4 % 14/02/2022

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District