GTBP

GT Biopharma, Inc. GTBP

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Steven Boyd United States of America 0 3676186 0 0 3676186 9.99 % 14/02/2023
Armistice Capital, LLC Delaware 0 3676186 0 0 3676186 9.99 % 14/02/2023
Diana Derycz-Kessler Cayman Islands 0 0 0 0 0 0.8997 % 02/03/2022
Paul L. Kessler Cayman Islands 0 0 0 0 1 1.06 % 02/03/2022
Bristol Capital, LLC 95-4717240 Cayman Islands 0 0 0 0 0 0 % 02/03/2022
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 0 0 0 0 0 0 % 02/03/2022
Bigger Capital Fund GP, LLC Delaware 0 0 0 0 0 0 % 28/01/2022
Bigger Capital Fund, LP Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Holdings LLC Delaware 0 0 0 0 0 0 % 28/01/2022
Michael Bigger Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 GP LLC Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Capital LP Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Capital Fund LP Delaware 0 0 0 0 0 0 % 28/01/2022
Alpha Capital Anstalt Liechtenstein 265232 0 265232 0 265232 0.867 % 18/01/2022
District 2 Holdings LLC Delaware 0 0 0 724252 724252 3.5 % 17/02/2021
Michael Bigger Delaware 0 0 0 1453281 1453281 7 % 17/02/2021
Bigger Capital Fund GP, LLC Delaware 0 0 0 729029 729029 3.5 % 17/02/2021
District 2 Capital Fund LP Delaware 0 0 0 724252 724252 3.5 % 17/02/2021
District 2 Capital LP Delaware 0 0 0 724252 724252 3.5 % 17/02/2021
District 2 GP LLC Delaware 0 0 0 724252 724252 3.5 % 17/02/2021
Bigger Capital Fund, LP Delaware 0 0 0 729029 729029 3.5 % 17/02/2021
Bristol Capital, LLC 95-4717240 Cayman Islands 0 0 0 0 0 0.6 % 08/02/2021
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 0 0 0 0 6619779 7.91 % 08/02/2021
Bristol Capital, LLC 95-4717240 Delaware 0 0 0 0 0 0 % 10/06/2020
Bristol Investment Fund, Ltd. 98-0335509 Delaware 0 0 0 0 6619779 9.36 % 10/06/2020
Heavener, James W United States 4674749 0 4674749 0 4674749 8.7 % 05/02/2019
Heavener, James W United States 2182321 0 2182321 0 2182321 4.3 % 29/01/2019
GAMCO Asset Management Inc. United States 8172079 0 8172079 0 171600 0.47 % 01/12/2017
Theorem Group, LLC  20-3192094 United States 3540130 0 3540130 0 3540130 7.1 % 14/11/2017
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 0 0 0 0 1525472 7.01 % 05/04/2016
Bristol Capital, LLC 95-4717240 Cayman Islands 0 0 0 0 463806 2.13 % 05/04/2016
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 0 0 0 0 2080347 9.84 % 25/01/2016
Bristol Capital, LLC 95-4717240 Cayman Islands 0 0 0 0 360801 1.7 % 25/01/2016
Paul Kessler United States 4000000 0 4000000 11 4000000 0.68 % 11/02/2015
Bristol Investment Fund, Ltd. Cayman Islands 54392828 0 54392828 11 54392828 9.19 % 11/02/2015
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 0 0 0 0 31974050 6.39 % 13/02/2013
Anshuman Dube United States of America 0 251100000 0 10 251100000 62.7 % 29/03/2011
Theorem Group, LLC California 0 251100000 0 10 251100000 62.7 % 29/03/2011
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 7400000 0 7400000 0 7400000 4.7 % 14/02/2011
Investment Fund, Ltd. 98-0335509 Cayman Islands 3849882 0 3849882 0 3849882 11 % 12/02/2010
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 4638200 0 4638200 0 4638200 9.9 % 13/02/2009
Silverback Master, Ltd. Cayman Islands 0 0 0 0 0 0 % 13/02/2007
Elliot Bossen United States of America 1765793 0 1765793 0 1765793 4 % 13/02/2007
Silverback Asset Management, LLC Delaware 0 0 0 0 0 0 % 13/02/2007
Silverback Asset Management, LLC Delaware 0 3301888 0 3301888 3301888 7.8 % 14/02/2006
Silverback Master, Ltd. Cayman Islands 0 2830190 0 2830190 2830190 6.7 % 14/02/2006
Elliot Bossen United States of America 0 3301888 0 3301888 3301888 7.8 % 14/02/2006
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 3867925 0 3867925 0 3867925 9.09 % 13/02/2006
Bristol Investment Fund, Ltd. 98-0335509 Cayman Islands 3867925 0 3867925 0 3867925 9.7 % 24/01/2005
Elliot Bossen United States of America 0 3773586 0 3773586 3773586 9.11 % 07/01/2005
Silverback Master, Ltd. Cayman Islands 0 2830190 0 2830190 2830190 6.91 % 07/01/2005
Silverback Asset Management, LLC Delaware 0 3773586 0 3773586 3773586 9.11 % 07/01/2005

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District