GTBP

GT Biopharma, Inc. GTBP

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Bristol Investment Fund, Ltd. Cayman Islands 190000 0 190000 0 190000 8.8 % 23/05/2024
Armistice Capital, LLC Delaware 0 2175358 0 2175358 0 4.99 % 14/02/2024
Steven Boyd United States of America 0 2175358 0 2175358 0 4.99 % 14/02/2024
Paul L. Kessler United States 325140 0 325140 0 1.06 1.06 % 02/03/2022
Diana United States 275241 0 275241 0 0.8997 0.8997 % 02/03/2022
Bristol Investment Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 02/03/2022
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 02/03/2022
Michael Bigger USA 0 0 0 0 0 0 % 28/01/2022
Bigger Capital Fund GP, LLC Delaware 0 0 0 0 0 0 % 28/01/2022
Bigger Capital Fund, LP Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Holdings LLC Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 GP LLC Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Capital LP Delaware 0 0 0 0 0 0 % 28/01/2022
District 2 Capital Fund LP Delaware 0 0 0 0 0 0 % 28/01/2022
Alpha Capital Anstalt Liechtenstein 0 265232 0 265232 0.867 % 18/01/2022
Bristol Investment Fund, Ltd. Cayman Islands 1192292 0 1192292 0 1192292 4.17 % 16/04/2021
Bristol Capital, LLC Delaware 972418 0 972418 0 3.4 3.4 % 16/04/2021
Michael Bigger USA 0 1453281 0 1453281 1453281 7 % 17/02/2021
Bigger Capital Fund, LP Delaware 0 729029 0 729029 729029 3.5 % 17/02/2021
Bigger Capital Fund GP, LLC Delaware 0 729029 0 729029 729029 3.5 % 17/02/2021
District Capital Fund LP Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District Capital LP Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District GP LLC Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District Holdings LLC Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
Michael Bigger USA 0 1453281 0 1453281 1453281 7 % 17/02/2021
Bigger Capital Fund, LP Delaware 0 729029 0 729029 729029 3.5 % 17/02/2021
Bigger Capital Fund GP, LLC Delaware 0 729029 0 729029 729029 3.5 % 17/02/2021
District Capital Fund LP Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District Capital LP Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District GP LLC Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
District Holdings LLC Delaware 0 724252 0 724252 724252 3.5 % 17/02/2021
Bristol Capital, LLC Delaware 500000 0 500000 0 0.6 0.6 % 08/02/2021
Bristol Investment Fund, Ltd. Cayman Islands 6619779 0 6619779 0 6619779 7.91 % 08/02/2021
Alpha Capital Anstalt Liechtenstein 6021400 0 6021400 0 6021400 7.19 % 05/02/2021
Bristol Investment Fund, Ltd. Cayman Islands 6619779 0 6619779 0 6619779 9.36 % 10/06/2020
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 10/06/2020
Bristol Investment Fund, Ltd. Cayman Islands 3594133 0 3594133 0 3594133 5.08 % 18/05/2020
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 18/05/2020
Bristol Investment Fund, Ltd. Cayman Islands 3016846 0 3016846 0 3016846 4.47 % 04/02/2020
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 04/02/2020
Alpha Capital Anstalt Liechtenstein 6736475 0 6736475 0 6736475 9.99 % 16/01/2020
Alpha Capital Anstalt Liechtenstein 2966667 0 2966667 0 2966667 5.9 % 13/02/2019
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 12/02/2019
Bristol Investment Fund, Ltd. Cayman Islands 4534795 0 4534795 0 4534795 8.95 % 12/02/2019
Heavener, James W United States 4674749 0 4674749 0 4674749 8.7 % 05/02/2019
Heavener, James W United States 2182321 0 2182321 0 2182321 4.3 % 29/01/2019
Bristol Investment Fund, Ltd. Cayman Islands 4819789 0 4819789 0 4819789 9.62 % 07/02/2018
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 07/02/2018
Mark J. Silverman United States 8172079 0 8172079 0 8172079 16.4 % 01/12/2017
Theorem Group, LLC United States 3540130 0 3540130 0 3540130 7.1 % 14/11/2017
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 10/10/2017
Bristol Investment Fund, Ltd. Cayman Islands 4060185 0 4060185 0 4060185 8.158 % 10/10/2017
Alpha Capital Anstalt Liechtenstein 1712168 0 1712168 0 1712168 3.44 % 20/09/2017
Alpha Capital Anstalt Liechtenstein 4778809 0 4778809 0 4778809 9.99 % 13/02/2017
Bristol Capital, LLC Delaware 0 0 0 0 0 0 % 10/02/2017
Bristol Investment Fund, Ltd. Cayman Islands 842654 0 842654 0 842654 2.7 % 10/02/2017
Bristol Investment Fund, Ltd. Cayman Islands 1525472 0 1525472 0 1525472 7.01 % 05/04/2016
Bristol Capital, LLC Delaware 463806 0 463806 0 463806 2.13 % 05/04/2016
Alpha Capital Anstalt Liechtenstein 2034830 0 2034830 0 2034830 9.076 % 26/01/2016
Investment Fund, Ltd. Cayman Islands 2080347 0 2080347 0 2080347 9.84 % 25/01/2016
Capital, LLC Cayman Islands 360801 0 360801 0 360801 1.7 % 25/01/2016
Bristol Investment Fund, Ltd. Cayman Islands 54392828 0 54392828 11 54392828 9.19 % 11/02/2015
Paul Kessler United States 4000000 0 4000000 11 4000000 0.68 % 11/02/2015
Bristol Investment Fund, Ltd. Cayman Islands 31974050 0 31974050 0 31974050 6.39 % 13/02/2013
Bristol Investment Fund, Ltd. Cayman Islands 7400000 0 7400000 0 7400000 4.7 % 14/02/2011
Bristol Investment Fund, Ltd. Cayman Islands 3849882 0 3849882 0 3849882 8.22 % 12/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District