Harpoon Therapeutics, Inc. HARP
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Paul J. Glazer | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 18/03/2024 |
| Glazer Capital, LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 18/03/2024 |
| MERCK & CO., INC. | 0 | 3080815 | 0 | 3080815 | 3080815 | 17.48 % | 17/01/2024 | |
| HAWAII MERGER SUB, INC. | 0 | 3080815 | 0 | 3080815 | 3080815 | 17.48 % | 17/01/2024 | |
| MERCK SHARP & DOHME LLC | 0 | 3080815 | 0 | 3080815 | 3080815 | 17.48 % | 17/01/2024 | |
| 2. | Delaware | 0 | 1027500 | 0 | 0 | 10 | 6 % | 06/11/2023 |
| 2. | Delaware | 0 | 1027959 | 0 | 0 | 10 | 6 % | 06/11/2023 |
| 2. | Delaware | 0 | 1027500 | 0 | 0 | 10 | 6 % | 06/11/2023 |
| 2. | Delaware | 0 | 459 | 0 | 0 | 10 | 0 % | 06/11/2023 |
| 2. | Delaware | 0 | 1027500 | 0 | 0 | 10 | 6 % | 06/11/2023 |
| 2. | Delaware | 0 | 459 | 0 | 0 | 10 | 0 % | 06/11/2023 |
| 2. | Delaware | 0 | 459 | 0 | 0 | 10 | 0 % | 06/11/2023 |
| RA Capital Healthcare Fund, L.P. | United States of America | 0 | 1701570 | 0 | 1701570 | 1701570 | 9.99 % | 06/11/2023 |
| RA Capital Management, L.P. | United States of America | 0 | 1701570 | 0 | 1701570 | 1701570 | 9.99 % | 06/11/2023 |
| Rajeev Shah | United States of America | 0 | 1701570 | 0 | 1701570 | 1701570 | 9.99 % | 06/11/2023 |
| Peter Kolchinsky | United States of America | 0 | 1701570 | 0 | 1701570 | 1701570 | 9.99 % | 06/11/2023 |
| Cormorant Global Healthcare Master Fund, LP | 0 | 1624559 | 0 | 1624559 | 1624559 | 9.58 % | 06/11/2023 | |
| Capital Master LP | Delaware, USA | 0 | 1703465 | 0 | 1703465 | 1703465 | 9.9 % | 03/11/2023 |
| Capital LP | Delaware, USA | 0 | 1703465 | 0 | 1703465 | 1703465 | 9.9 % | 03/11/2023 |
| Soleus Capital Group, LLC | Delaware | 0 | 1868055 | 0 | 1868055 | 1868055 | 9.99 % | 26/10/2023 |
| Soleus Private Equity GP III, LLC | Delaware | 0 | 1537312 | 0 | 1537312 | 1537312 | 8.5 % | 26/10/2023 |
| Soleus Capital, LLC | Delaware | 0 | 1868055 | 0 | 1868055 | 1868055 | 9.99 % | 26/10/2023 |
| Soleus PE GP III, LLC | Delaware | 0 | 1537312 | 0 | 1537312 | 1537312 | 8.5 % | 26/10/2023 |
| Soleus Private Equity Fund III, L.P. | Delaware | 0 | 1537312 | 0 | 1537312 | 1537312 | 8.5 % | 26/10/2023 |
| Soleus Capital Master Fund, L.P. | Cayman Islands | 0 | 1868055 | 0 | 1868055 | 1868055 | 9.99 % | 26/10/2023 |
| Guy Levy | United States | 0 | 1868055 | 0 | 1868055 | 1868055 | 9.99 % | 26/10/2023 |
| Mr. Amaury Wittouck | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Artal International S.C.A. | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Invus Public Equities, L.P. | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Invus Public Equities Advisors, LLC | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Artal International Management S.A. | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Artal Group S.A. | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Westend S.A. | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Stichting Administratiekantoor Westend | Delaware | 2347437 | 0 | 2347437 | 0 | 2347437 | 6.1 % | 31/03/2023 |
| Israel A. Englander | 0 | 1970274 | 0 | 1970274 | 1970274 | 5.9 % | 18/01/2023 | |
| Integrated Core Strategies (US) LLC | 0 | 1867751 | 0 | 1867751 | 1867751 | 5.6 % | 18/01/2023 | |
| Millennium Group Management LLC | 0 | 1970274 | 0 | 1970274 | 1970274 | 5.9 % | 18/01/2023 | |
| Millennium Management LLC | 0 | 1970274 | 0 | 1970274 | 1970274 | 5.9 % | 18/01/2023 | |
| (1) BlackRock, Inc. | Delaware | 893041 | 0 | 940475 | 0 | 940475 | 2.8 % | 08/07/2022 |
| Opportunities II, L.P. (“Biopharma II”) | 0 | 913860 | 0 | 913860 | 913860 | 2.8 % | 11/02/2022 | |
| Lathi | 0 | 3156699 | 0 | 3156699 | 3156699 | 9.6 % | 11/02/2022 | |
| Associates III, L.P. | 0 | 2242839 | 0 | 2242839 | 2242839 | 6.8 % | 11/02/2022 | |
| III, L.P. (“NLV III”) | 0 | 2242839 | 0 | 2242839 | 2242839 | 6.8 % | 11/02/2022 | |
| Management III, L.L.C. | 0 | 2242839 | 0 | 2242839 | 2242839 | 6.8 % | 11/02/2022 | |
| Hunt | 55156 | 3156699 | 55156 | 3156699 | 3211855 | 9.8 % | 11/02/2022 | |
| Management II, L.L.C. | 0 | 913860 | 0 | 913860 | 913860 | 2.8 % | 11/02/2022 | |
| Associates II, L.P. | 0 | 913860 | 0 | 913860 | 913860 | 2.8 % | 11/02/2022 | |
| OrbiMed Advisors LLC | Delaware | 0 | 1235608 | 0 | 0 | 1235608 | 3.8 % | 11/02/2022 |
| OrbiMed Capital GP VII LLC | Delaware | 0 | 943408 | 0 | 0 | 943408 | 2.9 % | 11/02/2022 |
| OrbiMed Capital LLC | Delaware | 1667900 | 0 | 1667900 | 0 | 1667900 | 5.1 % | 11/02/2022 |
| (1)Names of reporting persons. BlackRock, Inc. | Delaware | 1662510 | 0 | 1714331 | 0 | 1714331 | 5.2 % | 04/02/2022 |
| Logos Global Management LP | Delaware | 0 | 1830000 | 0 | 1830000 | 1830000 | 11 % | 27/12/2021 |
| Logos Global Management GP LLC | Delaware | 0 | 1830000 | 0 | 1830000 | 1830000 | 11 % | 27/12/2021 |
| Logos Global Master Fund LP | Delaware | 0 | 1830000 | 0 | 1830000 | 1830000 | 11 % | 27/12/2021 |
| Logos GP LLC | Delaware | 0 | 1830000 | 0 | 1830000 | 1830000 | 11 % | 27/12/2021 |
| Arsani William | Delaware | 0 | 1830000 | 0 | 1830000 | 1830000 | 11 % | 27/12/2021 |
| OrbiMed Capital LLC | Delaware | 815000 | 0 | 815000 | 0 | 815000 | 3.21 % | 12/02/2021 |
| OrbiMed Advisors LLC | Delaware | 0 | 1020704 | 0 | 0 | 1020704 | 4.02 % | 12/02/2021 |
| (1) BlackRock, Inc. | Delaware | 1344573 | 0 | 1395306 | 0 | 1395306 | 4.4 % | 10/02/2021 |
| (1) BlackRock, Inc. | Delaware | 1307523 | 0 | 1364212 | 0 | 1364212 | 5.4 % | 02/02/2021 |
| NAME OF REPORTING | Delaware | 0 | 1360704 | 0 | 1360704 | 1360704 | 5.69 % | 21/02/2019 |
| NAME OF REPORTING | Delaware | 0 | 1360704 | 0 | 1360704 | 1360704 | 5.69 % | 21/02/2019 |
| NAME OF REPORTING | Delaware | 0 | 1360704 | 0 | 1360704 | 1085705 | 4.54 % | 21/02/2019 |
| Associates III, L.P. | Delaware | 0 | 2242839 | 0 | 2242839 | 2242839 | 9.4 % | 21/02/2019 |
| Management II, L.L.C. | Delaware | 0 | 678566 | 0 | 678566 | 678566 | 2.8 % | 21/02/2019 |
| Hunt | Delaware | 0 | 2921405 | 0 | 2921405 | 2921405 | 12.2 % | 21/02/2019 |
| Lathi | Delaware | 0 | 2921405 | 0 | 2921405 | 2921405 | 12.2 % | 21/02/2019 |
| Ratcliffe | Delaware | 0 | 2921405 | 0 | 2921405 | 2921405 | 12.2 % | 21/02/2019 |
| Management III, L.L.C. | Delaware | 0 | 2242839 | 0 | 2242839 | 2242839 | 9.4 % | 21/02/2019 |
| Manke | Delaware | 0 | 678566 | 0 | 678566 | 678566 | 2.8 % | 21/02/2019 |
| Associates II, L.P. | Delaware | 0 | 678566 | 0 | 678566 | 678566 | 2.8 % | 21/02/2019 |
| III, L.P. | Delaware | 0 | 2242839 | 0 | 2242839 | 2242839 | 9.4 % | 21/02/2019 |
| Opportunities II, L.P. | Delaware | 0 | 678566 | 0 | 678566 | 678566 | 2.8 % | 21/02/2019 |