HGBL

Heritage Global Inc. HGBL

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Collin McBirney USA 0 4420000 0 4420000 4420000 12.5 % 05/02/2021
Topline Capital Management, LLC California 4420000 0 4420000 0 4420000 12.5 % 05/02/2021
Topline Capital Management, LLC California 4420000 0 4420000 0 4420000 12.5 % 05/02/2021
Collin McBirney USA 0 4420000 0 4420000 4420000 12.5 % 05/02/2021
Topline Capital Partners, LP Delaware 4420000 0 4420000 0 4420000 12.5 % 05/02/2021
Topline Capital Partners, LP Delaware 4420000 0 4420000 0 4420000 12.5 % 05/02/2021
Collin McBirney USA 0 3247063 0 3247063 3247063 0 % 07/05/2020
Topline Capital Management, LLC California 3247063 0 3247063 0 3247063 0 % 07/05/2020
Topline Capital Partners, LP Delaware 3247063 0 3247063 0 3247063 0 % 07/05/2020
Topline Capital Partners, LP Delaware 3247063 0 3247063 0 3247063 0 % 07/05/2020
Collin McBirney USA 0 3247063 0 3247063 3247063 0 % 07/05/2020
Topline Capital Management, LLC California 3247063 0 3247063 0 3247063 0 % 07/05/2020
Collin McBirney USA 0 2925327 0 2925327 2925327 9.9 % 13/02/2020
Topline Capital Management, LLC California 2925327 0 2925327 0 2925327 9.9 % 13/02/2020
Collin McBirney USA 0 2925327 0 2925327 2925327 9.9 % 13/02/2020
Topline Capital Partners, LP Delaware 2925327 0 2925327 0 2925327 9.9 % 13/02/2020
Topline Capital Management, LLC California 2925327 0 2925327 0 2925327 9.9 % 13/02/2020
Topline Capital Partners, LP Delaware 2925327 0 2925327 0 2925327 9.9 % 13/02/2020
Collin McBirney USA 0 1834105 0 1834105 1834105 6.3 % 04/11/2019
Topline Capital Partners, LP Delaware 1834105 0 1834105 0 1834105 6.3 % 04/11/2019
Topline Capital Management, LLC California 1834105 0 1834105 0 1834105 6.3 % 04/11/2019
Topline Capital Partners, LP Delaware 1834105 0 1834105 0 1834105 6.3 % 04/11/2019
Topline Capital Management, LLC California 1834105 0 1834105 0 1834105 6.3 % 04/11/2019
Collin McBirney USA 0 1834105 0 1834105 1834105 6.3 % 04/11/2019
Topline Capital Partners, LP Delaware 1834105 0 1834105 0 1834105 6.27 % 14/03/2019
Topline Capital Partners, LP Delaware 1834105 0 1834105 0 1834105 6.27 % 14/03/2019
Zachary Capital L.P. Jersey 1613454 0 1613454 0 1613454 5.7 % 21/07/2015

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District