HomeStreet, Inc. HMST
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Terry Maltese | New York | 978140 | 978140 | 978140 | 978140 | 978140 | 5.2 % | 14/11/2024 |
| Maltese Capital Management LLC | New York | 978140 | 978140 | 978140 | 978140 | 978140 | 5.2 % | 14/11/2024 |
| Maltese Capital Management LLC | New York | 978140 | 978140 | 978140 | 978140 | 978140 | 5.2 % | 14/11/2024 |
| Terry Maltese | USA | 978140 | 978140 | 978140 | 978140 | 978140 | 5.2 % | 14/11/2024 |
| Philadelphia Financial Management of San Francisco, LLC | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row II, L.P, | Delaware | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row Offshore, Ltd. | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Hymowitz 1999 Trust | U.S. A. | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row I, L.P. | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row II, L.P, | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row Offshore, Ltd. | Cayman Islands | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Boathouse Row I, L.P. | Delaware | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Philadelphia Financial Management of San Francisco, LLC | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Jordan Hymowitz | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Jordan Hymowitz | U.S. A. | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Hymowitz 1999 Trust | California | 0 | 1021238 | 0 | 1021238 | 1021238 | 5.3 % | 19/03/2024 |
| Phillip Stone, IV | Delaware | 0 | 1865896 | 0 | 0 | 1865896 | 9.92 % | 14/02/2024 |
| LLC | Delaware | 0 | 1865896 | 0 | 0 | 1865896 | 9.92 % | 14/02/2024 |
| Master Opportunity Fund Ltd | Delaware | 0 | 1401870 | 0 | 0 | 1401870 | 7.45 % | 14/02/2024 |
| GP LLC | Delaware | 0 | 464026 | 0 | 0 | 464026 | 2.47 % | 14/02/2024 |
| QP Opportunity Fund LP | Delaware | 0 | 430259 | 0 | 0 | 430259 | 2.29 % | 14/02/2024 |
| Small-Cap Financials Fund LP | Delaware | 0 | 33767 | 0 | 0 | 33767 | 0.18 % | 14/02/2024 |
| Phillip Stone, IV | Delaware | 0 | 1865896 | 0 | 0 | 1865896 | 9.92 % | 14/02/2024 |
| Master Opportunity Fund Ltd | Delaware | 0 | 1401870 | 0 | 0 | 1401870 | 7.45 % | 14/02/2024 |
| GP LLC | Delaware | 0 | 464026 | 0 | 0 | 464026 | 2.47 % | 14/02/2024 |
| Small-Cap Financials Fund LP | Delaware | 0 | 33767 | 0 | 0 | 33767 | 0.18 % | 14/02/2024 |
| QP Opportunity Fund LP | Delaware | 0 | 430259 | 0 | 0 | 430259 | 2.29 % | 14/02/2024 |
| LLC | Delaware | 0 | 1865896 | 0 | 0 | 1865896 | 9.92 % | 14/02/2024 |
| 30-0447847 | Delaware Limited Partnership | 1649362 | 0 | 1681562 | 0 | 1681562 | 8.2 % | 08/02/2022 |
| (1) BlackRock, Inc. | Delaware | 2894931 | 0 | 2930627 | 0 | 2930627 | 14.3 % | 27/01/2022 |
| 30-0447847 | Delaware Limited Partnership | 1790196 | 0 | 1858732 | 0 | 1858732 | 8.5 % | 12/02/2021 |
| 30-0447847 | 1790196 | 0 | 1858732 | 0 | 1858732 | 8.5 % | 12/02/2021 | |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 27397 | 1376238 | 46334 | 1422572 | 6.53 % | 10/02/2021 |
| (1) BlackRock, Inc. | Delaware | 3192419 | 0 | 3229280 | 0 | 3229280 | 14.8 % | 26/01/2021 |
| (1) BlackRock, Inc. | Delaware | 3542495 | 0 | 3596019 | 0 | 3596019 | 15.1 % | 04/02/2020 |
| Ronald K. Tanemura | United States | 0 | 0 | 0 | 10 | 0 | 0 % | 11/07/2019 |
| Charles W. Griege, Jr. | United States | 0 | 0 | 0 | 10 | 0 | 0 % | 11/07/2019 |
| Roaring Blue Lion Capital Management, L.P. | Texas | 0 | 0 | 0 | 10 | 0 | 0 % | 11/07/2019 |
| 2 | U.S.A. | 1298485 | 0 | 1298485 | 0 | 1298485 | 4.803 % | 09/05/2019 |
| Russell Investments Group, Ltd. | Seattle, WA USA | 1402130 | 0 | 0 | 1402130 | 1402130 | 5.19 % | 31/01/2019 |
| Russell Investments Group, Ltd. | Seattle, WA USA | 1402130 | 0 | 0 | 1402130 | 1402130 | 5.19 % | 31/01/2019 |
| (1) BlackRock, Inc. | Delaware | 3907578 | 0 | 3968609 | 0 | 3968609 | 14.7 % | 28/01/2019 |
| Roaring Blue Lion Capital Management, L.P. | Texas | 0 | 1468809 | 0 | 10 | 1468809 | 5.5 % | 23/01/2018 |
| Charles W. Griege, Jr. | U.S. | 0 | 1468809 | 0 | 10 | 1468809 | 5.5 % | 23/01/2018 |
| (1) BlackRock, Inc. | Delaware | 3411277 | 0 | 3461203 | 0 | 3461203 | 12.9 % | 19/01/2018 |
| Roaring Blue Lion Capital Management, L.P. | Texas | 0 | 1487820 | 0 | 10 | 1487820 | 5.5 % | 01/12/2017 |
| Charles W. Griege, Jr. | U.S. | 0 | 1487820 | 0 | 10 | 1487820 | 5.5 % | 01/12/2017 |
| Roaring Blue Lion Capital Management, L.P. | Texas | 0 | 1487820 | 0 | 10 | 1487820 | 5.5 % | 01/12/2017 |
| Charles W. Griege, Jr. | U.S. | 0 | 1487820 | 0 | 10 | 1487820 | 5.5 % | 01/12/2017 |
| Roaring Blue Lion Capital Management, L.P. | Texas | 0 | 1500320 | 0 | 10 | 1500320 | 5.58 % | 20/11/2017 |
| Charles W. Griege, Jr. | U.S. | 0 | 1500320 | 0 | 10 | 1500320 | 5.58 % | 20/11/2017 |
| (. | Delaware | 1530551 | 0 | 1604114 | 0 | 1604114 | 6.46 % | 09/02/2017 |
| 13-4064930 | Delaware | 781572 | 0 | 822212 | 0 | 822212 | 3.7 % | 16/02/2016 |
| 13-4064930 | Delaware | 781572 | 0 | 822212 | 0 | 822212 | 3.7 % | 16/02/2016 |
| Matthew Lindenbaum | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Matthew Lindenbaum | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Bennett Lindenbaum | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Bennett Lindenbaum | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Bay Pond Partners, L.P. | Delaware | 0 | 921849 | 0 | 0 | 921849 | 4.18 % | 11/02/2016 |
| (1) BlackRock, Inc. | Delaware | 1679261 | 0 | 1729473 | 0 | 1729473 | 7.8 % | 26/01/2016 |
| Bay Pond Partners, L.P. | Delaware | 0 | 1249676 | 0 | 0 | 1249676 | 5.67 % | 12/03/2015 |
| Bay Pond Partners, L.P. | Delaware | 0 | 1249676 | 0 | 0 | 1249676 | 5.67 % | 12/03/2015 |
| 2 | Delaware | 0 | 761810 | 0 | 761810 | 761810 | 5.13 % | 17/02/2015 |
| 2 | Delaware | 0 | 761810 | 0 | 761810 | 761810 | 5.13 % | 17/02/2015 |
| 2 | Delaware | 0 | 761810 | 0 | 761810 | 543387 | 3.66 % | 17/02/2015 |
| 2 | Delaware | 0 | 761810 | 0 | 761810 | 543387 | 3.66 % | 17/02/2015 |
| 2 | Delaware | 0 | 761810 | 0 | 761810 | 761810 | 5.13 % | 17/02/2015 |
| 13-3434400 | Delaware | 0 | 0 | 0 | 0 | 757958 | 11 % | 12/02/2015 |
| 13-3434400 | Delaware | 743578 | 0 | 757958 | 0 | 757958 | 11 % | 12/02/2015 |
| American Financial Group, Inc. | United States of America – Ohio | 857525 | 0 | 857525 | 0 | 857525 | 5.8 % | 30/01/2015 |
| 47-0875103 | U.S.A. | 325400 | 0 | 426857 | 0 | 426857 | 2.88 % | 09/04/2014 |
| (1) BlackRock, Inc. | Delaware | 1555312 | 0 | 1578582 | 0 | 1578582 | 10.6 % | 08/04/2014 |
| Sy Jacobs | United States | 0 | 752815 | 0 | 752815 | 752815 | 5.22 % | 13/02/2014 |
| Sy Jacobs | United States | 0 | 752815 | 0 | 752815 | 752815 | 5.22 % | 13/02/2014 |
| Jacobs Asset Management, LLC | United States | 0 | 752815 | 0 | 752815 | 752815 | 5.22 % | 13/02/2014 |
| Jacobs Asset Management, LLC | United States | 0 | 752815 | 0 | 752815 | 752815 | 5.22 % | 13/02/2014 |
| Basswood Enhanced Long Short Fund, LP | Delaware | 0 | 927909 | 0 | 0 | 927909 | 6.43 % | 12/02/2014 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| Matthew Lindenbaum | Delaware | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| Basswood Enhanced Long Short GP, LLC | Delaware | 0 | 927909 | 0 | 0 | 927909 | 6.43 % | 12/02/2014 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| Basswood Enhanced Long Short Fund, LP | Delaware | 0 | 927909 | 0 | 0 | 927909 | 6.43 % | 12/02/2014 |
| Basswood Enhanced Long Short GP, LLC | Delaware | 0 | 927909 | 0 | 0 | 927909 | 6.43 % | 12/02/2014 |
| Bennett Lindenbaum | Delaware | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| Bennett Lindenbaum | United States | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| Matthew Lindenbaum | United States | 0 | 1025418 | 0 | 0 | 1025418 | 7.11 % | 12/02/2014 |
| (1) BlackRock, Inc. | Delaware | 1286059 | 0 | 1308185 | 0 | 1308185 | 9.1 % | 28/01/2014 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Bennett Lindenbaum | Delaware | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Basswood Enhanced Long Short Fund, LP | Delaware | 0 | 835392 | 0 | 0 | 835392 | 5.79 % | 23/09/2013 |
| Basswood Enhanced Long Short GP, LLC | Delaware | 0 | 835392 | 0 | 0 | 835392 | 5.79 % | 23/09/2013 |
| Basswood Enhanced Long Short Fund, LP | Delaware | 0 | 835392 | 0 | 0 | 835392 | 5.79 % | 23/09/2013 |
| Matthew Lindenbaum | United States | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Bennett Lindenbaum | United States | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Basswood Enhanced Long Short GP, LLC | Delaware | 0 | 835392 | 0 | 0 | 835392 | 5.79 % | 23/09/2013 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Matthew Lindenbaum | Delaware | 0 | 896460 | 0 | 0 | 896460 | 6.22 % | 23/09/2013 |
| Jacobs Asset Management, LLC | Delaware | 0 | 725000 | 0 | 725000 | 725000 | 5.03 % | 08/08/2013 |
| Jacobs Asset Management, LLC | Delaware | 0 | 725000 | 0 | 725000 | 725000 | 5.03 % | 08/08/2013 |
| Sy Jacobs | Delaware | 0 | 725000 | 0 | 725000 | 725000 | 5.03 % | 08/08/2013 |
| Sy Jacobs | Delaware | 0 | 725000 | 0 | 725000 | 725000 | 5.03 % | 08/08/2013 |
| Trafelet & Company, LLC | Delaware | 0 | 719916 | 0 | 719916 | 719916 | 5.01 % | 14/02/2013 |
| Remy Trafelet | United States | 0 | 719916 | 0 | 719916 | 719916 | 5.01 % | 14/02/2013 |
| Trafelet Capital Management, L.P. | Delaware | 0 | 719916 | 0 | 719916 | 719916 | 5.01 % | 14/02/2013 |
| Williams | United States | 80038 | 0 | 80038 | 0 | 80038 | 1.1 % | 29/05/2012 |
| Trust #1 | United States | 78227 | 0 | 78227 | 0 | 78227 | 1.1 % | 29/05/2012 |
| 2005 Trust | United States | 375 | 0 | 375 | 0 | 375 | 0.01 % | 29/05/2012 |
| Zimmerman Trust | United States | 27640 | 0 | 27640 | 0 | 27640 | 0.4 % | 29/05/2012 |
| Trust | United States | 16085 | 0 | 16085 | 0 | 16085 | 0.2 % | 29/05/2012 |
| Williams | United States | 396469 | 117263 | 296469 | 0 | 513733 | 7.2 % | 29/05/2012 |
| 12/25/1995 | United States | 94064 | 0 | 94064 | 0 | 94064 | 1.3 % | 29/05/2012 |
| 12/23/2003 | United States | 1094 | 0 | 1094 | 0 | 1094 | 0.02 % | 29/05/2012 |
| Trust | United States | 27640 | 0 | 27640 | 0 | 27640 | 0.4 % | 29/05/2012 |
| Williams | United States | 80038 | 0 | 80038 | 0 | 80038 | 1.1 % | 29/05/2012 |
| Remy Trafelet | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |
| Trafelet & Company, LLC | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |
| Trafelet Capital Management, L.P. | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |
| Remy Trafelet | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |
| Trafelet & Company, LLC | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |
| Trafelet Capital Management, L.P. | Delaware | 0 | 401688 | 0 | 401688 | 401688 | 5.61 % | 10/05/2012 |