Pioneer Diversified High Income Fund, Inc. HNW
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Karpus Investment Management | New York | 1121165 | 0 | 1121165 | 0 | 1121165 | 13.45 % | 13/11/2024 |
| Sit Investment Associates, Inc. | State of Minnesota | 280816 | 0 | 280816 | 0 | 280816 | 3.37 % | 03/10/2024 |
| Karpus Investment Management | New York | 1221203 | 0 | 1221203 | 0 | 1221203 | 14.65 % | 13/02/2024 |
| Sit Investment Associates, Inc. | State of Minnesota | 482096 | 0 | 482096 | 0 | 482096 | 5.78 % | 07/02/2024 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 113008 | 113008 | 1.36 % | 31/01/2024 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 113008 | 113008 | 1.36 % | 31/01/2024 | |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 604905 | 604905 | 7.26 % | 08/06/2023 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 604905 | 604905 | 7.26 % | 08/06/2023 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1195561 | 1195561 | 14.34 % | 10/01/2023 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1622385 | 1622385 | 19.47 % | 21/01/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1622385 | 1622385 | 19.47 % | 21/01/2022 |
| Sit Investment Associates, Inc. | State of Minnesota | 477604 | 0 | 477604 | 0 | 477604 | 5.73 % | 24/11/2021 |
| Sit Investment Associates, Inc. | State of Minnesota | 477604 | 0 | 477604 | 0 | 477604 | 5.73 % | 24/11/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1475901 | 1475901 | 17.71 % | 10/09/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1475901 | 1475901 | 17.71 % | 10/09/2021 |
| Karpus Investment Management | New York | 380109 | 0 | 380109 | 0 | 380109 | 4.56 % | 10/08/2021 |
| Karpus Investment Management | New York | 380109 | 0 | 380109 | 0 | 380109 | 4.56 % | 10/08/2021 |
| Karpus Investment Management | New York | 647410 | 0 | 647410 | 0 | 647410 | 7.77 % | 09/07/2021 |
| Karpus Investment Management | New York | 647410 | 0 | 647410 | 0 | 647410 | 7.77 % | 09/07/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 980584 | 980584 | 11.77 % | 08/07/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 980584 | 980584 | 11.77 % | 08/07/2021 |
| Karpus Investment Management | New York | 1570811 | 0 | 1570811 | 0 | 1570811 | 18.85 % | 12/05/2021 |
| Karpus Investment Management | New York | 1570811 | 0 | 1570811 | 0 | 1570811 | 18.85 % | 12/05/2021 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 283038 | 283038 | 3.4 % | 08/02/2021 |
| Sit Investment Associates, Inc. | State of Minnesota | 904532 | 0 | 904532 | 0 | 904532 | 10.86 % | 06/03/2020 |
| Sit Investment Associates, Inc. | State of Minnesota | 904532 | 0 | 904532 | 0 | 904532 | 10.86 % | 06/03/2020 |
| Karpus Investment Management | New York | 1700654 | 0 | 1795654 | 0 | 1795654 | 21.6 % | 18/02/2020 |
| Karpus Investment Management | New York | 1700654 | 0 | 1795654 | 0 | 1795654 | 21.6 % | 18/02/2020 |
| Karpus Investment Management | New York | 8225167 | 0 | 8320167 | 0 | 8320167 | 21.6 % | 14/02/2020 |
| Karpus Investment Management | New York | 8225167 | 0 | 8320167 | 0 | 8320167 | 21.6 % | 14/02/2020 |
| Sit Investment Associates, Inc. | Minnesota | 821080 | 0 | 821080 | 0 | 821080 | 9.85 % | 07/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 537992 | 537992 | 6.47 % | 24/01/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 537992 | 537992 | 6.47 % | 24/01/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 574308 | 574308 | 6.9 % | 10/10/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 574308 | 574308 | 6.9 % | 10/10/2019 |
| Karpus Investment Management | New York | 1825535 | 0 | 1825535 | 0 | 1825535 | 21.9 % | 09/10/2019 |
| Karpus Investment Management | New York | 1825535 | 0 | 1825535 | 0 | 1825535 | 21.9 % | 09/10/2019 |
| Karpus Investment Management | New York | 1406688 | 0 | 1406688 | 0 | 1406688 | 16.9 % | 10/04/2019 |
| Karpus Investment Management | New York | 1406688 | 0 | 1406688 | 0 | 1406688 | 16.9 % | 10/04/2019 |
| Karpus Investment Management | New York | 608174 | 0 | 608174 | 0 | 608174 | 7.3 % | 14/02/2019 |
| Karpus Investment Management | New York | 608174 | 0 | 608174 | 0 | 608174 | 7.3 % | 14/02/2019 |
| Sit Investment Associates, Inc. | State of Minnesota | 773941 | 0 | 773941 | 0 | 773941 | 9.29 % | 05/02/2019 |
| Sit Investment Associates, Inc. | State of Minnesota | 773941 | 0 | 773941 | 0 | 773941 | 9.29 % | 05/02/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 1028302 | 1028302 | 12.36 % | 04/02/2019 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1055720 | 1055720 | 12.69 % | 10/12/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1055720 | 1055720 | 12.69 % | 10/12/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1487857 | 1487857 | 17.88 % | 12/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1487857 | 1487857 | 17.88 % | 12/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1121866 | 1121866 | 13.48 % | 13/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1121866 | 1121866 | 13.48 % | 13/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1131052 | 1131052 | 13.59 % | 15/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1131052 | 1131052 | 13.59 % | 15/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 924283 | 924283 | 11.11 % | 30/01/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 924283 | 924283 | 11.11 % | 30/01/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1043864 | 1043864 | 12.61 % | 10/07/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1043864 | 1043864 | 12.61 % | 10/07/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 1531109 | 1531109 | 18.5 % | 06/02/2014 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 1820135 | 1820135 | 22.03 % | 04/02/2013 | |
| Advisors Asset Management, Inc. | Delaware USA | 552001 | 0 | 552001 | 0 | 552001 | 6.697 % | 15/02/2012 |
| Advisors Asset Management, Inc. | Delaware USA | 552001 | 0 | 552001 | 0 | 552001 | 6.697 % | 15/02/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1766691 | 1766691 | 21.4 % | 12/01/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1766691 | 1766691 | 21.4 % | 12/01/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 1577318 | 1577318 | 19.3 % | 25/01/2011 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 1577318 | 1577318 | 19.3 % | 25/01/2011 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1511409 | 1511409 | 18.5 % | 07/10/2010 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1511409 | 1511409 | 18.5 % | 07/10/2010 |
| The Charger Corporation | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |
| First Trust Advisors L.P. | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |
| The Charger Corporation | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |
| First Trust Advisors L.P. | Illinois, U.S.A. | 0 | 1043733 | 0 | 1043733 | 1043733 | 12.8 % | 08/01/2010 |