HPS

John Hancock Preferred Income Fund III HPS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1522249 1522249 4.82 % 05/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1522249 1522249 4.82 % 05/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1788857 1788857 5.67 % 16/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1788857 1788857 5.67 % 16/01/2015
Spectrum Asset Management, Inc Connecticut 0 906566 0 906566 906566 2.88 % 29/01/2013
Principal Financial Group, Inc. Delaware 0 906566 0 906566 906566 2.88 % 29/01/2013
Principal Financial Group, Inc. Delaware 0 906566 0 906566 906566 2.88 % 29/01/2013
Spectrum Asset Management, Inc Connecticut 0 906566 0 906566 906566 2.88 % 29/01/2013
Principal Financial Group, Inc. Delaware 0 2003901 0 2003001 2003901 6.37 % 09/02/2012
Spectrum Asset Management, Inc Connecticut 0 2003901 0 2003901 2003901 6.37 % 09/02/2012
Principal Financial Group, Inc. Delaware 0 2003901 0 2003001 2003901 6.37 % 09/02/2012
Spectrum Asset Management, Inc Connecticut 0 2003901 0 2003901 2003901 6.37 % 09/02/2012
Principal Financial Group, Inc. Delaware 0 2003901 0 2003001 2003901 4.24 % 09/02/2011
Spectrum Asset Management, Inc Connecticut 0 2003901 0 2003901 2003901 4.24 % 09/02/2011
Principal Financial Group, Inc. Delaware 0 2003901 0 2003001 2003901 4.24 % 09/02/2011
Spectrum Asset Management, Inc Connecticut 0 2003901 0 2003901 2003901 4.24 % 09/02/2011
Spectrum Asset Management, Inc Connecticut 0 1980330 0 1980330 1980330 6.44 % 26/01/2010
Principal Financial Group, Inc. Delaware 0 1980330 0 1980330 1980330 6.44 % 26/01/2010
Spectrum Asset Management, Inc Connecticut 0 1980330 0 1980330 1980330 6.44 % 26/01/2010
Principal Financial Group, Inc. Delaware 0 1980330 0 1980330 1980330 6.44 % 26/01/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District