HWBK

Hawthorn Bancshares, Inc. HWBK

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Douglas Eden Florida 73000 680242 73000 680242 680242 9.7 % 08/12/2023
Douglas Eden Florida 73000 680242 73000 680242 680242 9.7 % 08/12/2023
Douglas Eden Florida 50900 504695 50900 504695 504695 7.2 % 01/12/2022
BlackRock, Inc. Delaware 45357 0 45841 0 45841 0.7 % 12/07/2021
BlackRock, Inc. Delaware 327987 0 332731 0 332731 5.1 % 02/02/2021
Mitchell J. Katz United States America 0 215160 0 215160 215160 3.4 % 14/02/2020
Jonah Marcus United States America 0 215160 0 215160 215160 3.4 % 14/02/2020
Laurence M. Austin United States America 0 215160 0 215160 215160 3.4 % 14/02/2020
Endeavour Capital Advisors Inc. Delaware 0 215160 0 215160 215160 3.4 % 14/02/2020
Endeavour Regional Bank Opportunities Fund II L.P. Delaware 0 215160 0 215160 215160 3.4 % 14/02/2020
Tontine Management, L.L.C. Delaware 0 213033 0 213033 213033 3.53 % 14/02/2019
Jeffrey L. Gendell United States 0 213033 0 213033 213033 3.53 % 14/02/2019
Tontine Financial Partners, L.P. Delaware 0 213033 0 213033 213033 3.53 % 14/02/2019
Endeavour Regional Bank Opportunities Fund II L.P. Delaware 0 396522 0 396522 396522 6.6 % 14/02/2019
Endeavour Capital Advisors Inc. Delaware 0 430351 0 430351 430351 7.1 % 14/02/2019
Laurence M. Austin United States of America 0 430351 0 430351 430351 7.1 % 14/02/2019
Mitchell J. Katz United States of America 0 430351 0 430351 430351 7.1 % 14/02/2019
Endeavour Regional Bank Opportunities Fund II L.P. Delaware 0 408050 0 408050 408050 6.8 % 22/10/2018
Endeavour Regional Bank Opportunities Fund II L.P. Delaware 0 408050 0 408050 408050 6.8 % 22/10/2018
Endeavour Capital Advisors Inc. Delaware 0 441879 0 441879 441879 7.3 % 22/10/2018
Laurence M. Austin United States of America 0 441879 0 441879 441879 7.3 % 22/10/2018
Mitchell J. Katz United States of America 0 441879 0 441879 441879 7.3 % 22/10/2018
Endeavour Capital Advisors Inc. Delaware 0 441879 0 441879 441879 7.3 % 22/10/2018
Laurence M. Austin United States of America 0 441879 0 441879 441879 7.3 % 22/10/2018
Mitchell J. Katz United States of America 0 441879 0 441879 441879 7.3 % 22/10/2018
HAWTHORN BANK Missouri 66857 0 66857 169060 235917 4.1 % 07/02/2018
HAWTHORN BANK 298175 0 298175 258260 556435 9.9 % 13/02/2017
HAWTHORN BANK 294861 0 294861 255136 549997 10.1 % 11/02/2016
Tontine Financial Partners, L.P. Delaware 0 530274 0 530274 530274 9.74 % 05/02/2016
Tontine Financial Partners, L.P. Delaware 0 530274 0 530274 530274 9.74 % 05/02/2016
Jeffrey L. Gendell United States 0 530274 0 530274 530274 9.74 % 05/02/2016
Tontine Management, L.L.C. Delaware 0 530274 0 530274 530274 9.74 % 05/02/2016
Jeffrey L. Gendell United States 0 530274 0 530274 530274 9.74 % 05/02/2016
Tontine Management, L.L.C. Delaware 0 530274 0 530274 530274 9.74 % 05/02/2016
Ategra Capital Management, LLC Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Jonathan Holtaway United States of America 648 309207 648 309207 309855 5.69 % 01/02/2016
Ategra GP, LLC Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Ategra Community Financial Institution Fund, L.P. Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Ategra Community Financial Institution Fund, L.P. Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Ategra GP, LLC Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Ategra Capital Management, LLC Delaware 0 309207 0 309207 309207 5.68 % 01/02/2016
Jonathan Holtaway United States of America 648 309207 648 309207 309855 5.69 % 01/02/2016
Ategra Community Financial Institution Fund, L.P. Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
Jonathan Holtaway United States of America 648 274857 648 274857 275505 5.06 % 18/09/2015
Ategra Capital Management, LLC Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
Ategra GP, LLC Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
Ategra Community Financial Institution Fund, L.P. Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
Jonathan Holtaway United States of America 648 274857 648 274857 275505 5.06 % 18/09/2015
Ategra GP, LLC Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
Ategra Capital Management, LLC Delaware 0 274857 0 274857 274857 5.05 % 18/09/2015
HAWTHORN BANK NUMBER OF 284527 0 284527 245326 529853 10.1 % 17/02/2015
Tontine Financial Partners, L.P. Delaware 0 394693 0 394693 394693 7.84 % 14/02/2014
Jeffrey L. Gendell United States 0 394693 0 394693 394693 7.84 % 14/02/2014
Tontine Management, L.L.C. Delaware 0 394693 0 394693 394693 7.84 % 14/02/2014
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 0 195401 0 195401 195401 4 % 07/09/2012
WILLIAM J. NASGOVITZ U.S.A. 0 195401 0 195401 195401 4 % 07/09/2012
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 0 195401 0 195401 195401 4 % 07/09/2012
WILLIAM J. NASGOVITZ U.S.A. 0 195401 0 195401 195401 4 % 07/09/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District