Alto Opportunity Master Fund, SPC – Segregated Master Portfolio B |
Cayman Islands |
5555555 |
0 |
5555555 |
0 |
5555555 |
8.95 % |
01/02/2021 |
Waqas Khatri |
Pakistan |
5555555 |
0 |
5555555 |
0 |
5555555 |
8.95 % |
01/02/2021 |
Ayrton Capital LLC |
Delaware, U.S.A |
5555555 |
0 |
5555555 |
0 |
5555555 |
8.95 % |
01/02/2021 |
EIN |
Delaware, United States of America |
|
5555555 |
0 |
5555555 |
5555555 |
8.9 % |
29/01/2021 |
Heights Capital Management, Inc. |
Delaware |
|
5555555 |
0 |
5555555 |
5555555 |
8.9 % |
29/01/2021 |
CVI Investments, Inc. |
Cayman Islands |
|
5555555 |
0 |
5555555 |
5555555 |
8.9 % |
29/01/2021 |
CVI Investments, Inc. |
Cayman Islands |
|
1100000 |
0 |
1100000 |
1100000 |
2.9 % |
29/01/2021 |
Heights Capital Management, Inc. |
Delaware |
|
1100000 |
0 |
1100000 |
1100000 |
2.9 % |
29/01/2021 |
Heights Capital Management, Inc. |
Delaware |
0 |
1571429 |
0 |
1571429 |
1571429 |
5.6 % |
06/03/2020 |
CVI Investments, Inc. |
Cayman Islands |
0 |
1571429 |
0 |
1571429 |
1571429 |
5.6 % |
06/03/2020 |
Joshua B. Scheinfeld |
United States |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
Jonathan I. Cope |
United States |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
Alex Noah Investors, Inc. |
Illinois |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
Rockledge Capital Corporation |
Texas |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
Lincoln Park Capital Fund, LLC |
Illinois |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
Lincoln Park Capital, LLC |
Illinois |
0 |
1581429 |
0 |
1581429 |
1581429 |
5.49 % |
02/03/2020 |
EGWU, Inc., formerly known as Egen, Inc. 1 |
State of Alabama |
212816 |
0 |
212816 |
0 |
212816 |
1.2 % |
04/01/2019 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
801475 |
0 |
801475 |
801475 |
4.99 % |
04/01/2018 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
214321 |
0 |
214321 |
214321 |
1.33 % |
04/01/2018 |
Sabby Management, LLC |
Delaware USA |
0 |
801511 |
0 |
801511 |
801511 |
4.99 % |
04/01/2018 |
Hal Mintz |
USA |
0 |
801511 |
0 |
801511 |
801511 |
4.99 % |
04/01/2018 |
Intracoastal Capital LLC |
United States of America |
0 |
167595 |
0 |
2425 |
167595 |
1.5 % |
06/11/2017 |
Mitchell P. Kopin |
United States of America |
0 |
167595 |
0 |
2425 |
167595 |
1.5 % |
06/11/2017 |
Daniel B. Asher |
United States of America |
0 |
167595 |
0 |
2425 |
167595 |
1.5 % |
06/11/2017 |
Mitchell P. Kopin |
United States of America |
0 |
2425 |
0 |
2425 |
2425 |
0.03 % |
06/11/2017 |
Daniel B. Asher |
United States of America |
0 |
2425 |
0 |
2425 |
2425 |
0.03 % |
06/11/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
2425 |
0 |
2425 |
2425 |
0.03 % |
06/11/2017 |
Anson Management GP LLC |
Texas |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Bruce R. Winson |
United States Citizen |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Moez Kassam |
Canadian Citizen |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Adam Spears |
Canadian Citizen |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Anson Advisors Inc. |
Ontario, Canada |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Anson Funds Management LP |
Texas |
0 |
760000 |
0 |
760000 |
760000 |
9.6 % |
17/07/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
712500 |
0 |
645000 |
712500 |
8.3 % |
14/07/2017 |
Mitchell P. Kopin |
United States of America |
0 |
712500 |
0 |
645000 |
712500 |
8.3 % |
14/07/2017 |
Daniel B. Asher |
United States of America |
0 |
712500 |
0 |
645000 |
712500 |
8.3 % |
14/07/2017 |
Daniel B. Asher |
United States of America |
0 |
104465 |
0 |
104465 |
104465 |
1.9 % |
29/06/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
104465 |
0 |
104465 |
104465 |
1.9 % |
29/06/2017 |
Mitchell P. Kopin |
United States of America |
0 |
104465 |
0 |
104465 |
104465 |
1.9 % |
29/06/2017 |
Mitchell P. Kopin |
United States of America |
0 |
83965 |
0 |
2425 |
83965 |
1.5 % |
29/06/2017 |
Daniel B. Asher |
United States of America |
0 |
83965 |
0 |
2425 |
83965 |
1.5 % |
29/06/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
83965 |
0 |
2425 |
83965 |
1.5 % |
29/06/2017 |
Mitchell P. Kopin |
United States of America |
0 |
3059007 |
0 |
3059007 |
3059007 |
5.2 % |
27/04/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
3059007 |
0 |
3059007 |
3059007 |
5.2 % |
27/04/2017 |
Daniel B. Asher |
United States of America |
0 |
3059007 |
0 |
3059007 |
3059007 |
5.2 % |
27/04/2017 |
Daniel B. Asher |
United States of America |
0 |
2164799 |
0 |
2164799 |
2164799 |
4 % |
21/02/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
2164799 |
0 |
2164799 |
2164799 |
4 % |
21/02/2017 |
Mitchell P. Kopin |
United States of America |
0 |
2164799 |
0 |
2164799 |
2164799 |
4 % |
21/02/2017 |
Hal Mintz |
USA |
0 |
3117223 |
0 |
3117223 |
3117223 |
9.99 % |
05/01/2017 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
2620855 |
0 |
2620855 |
2620855 |
8.4 % |
05/01/2017 |
Sabby Management, LLC |
Delaware USA |
0 |
3117223 |
0 |
3117223 |
3117223 |
9.99 % |
05/01/2017 |
Intracoastal Capital LLC |
United States of America |
0 |
1581238 |
0 |
1406575 |
1581238 |
4.99 % |
29/12/2016 |
Mitchell P. Kopin |
United States of America |
0 |
1581238 |
0 |
1406575 |
1581238 |
4.99 % |
29/12/2016 |
Daniel B. Asher |
United States of America |
0 |
1581238 |
0 |
1406575 |
1581238 |
4.99 % |
29/12/2016 |
S Frigate Ventures LP |
Texas |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
S Bruce R. Winson |
United States |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
S M5V Advisors Inc. |
Ontario Canada |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
S Adam Spears |
Canadian |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
S Moez Kassam |
Canadian |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
S Admiralty Advisors LLC |
Texas |
0 |
975000 |
0 |
975000 |
975000 |
4 % |
05/02/2016 |
Hal Mintz |
USA |
0 |
2321438 |
0 |
2321438 |
2321438 |
9.99 % |
05/01/2016 |
Sabby Management, LLC |
Delaware USA |
0 |
2321438 |
0 |
2321438 |
2321438 |
9.99 % |
05/01/2016 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
2321438 |
0 |
2321438 |
2321438 |
9.99 % |
05/01/2016 |
EGWU, Inc., formerly known as Egen, Inc. 1 |
State of Alabama |
2472423 |
0 |
2472423 |
0 |
2472423 |
10.74 % |
19/08/2015 |
Frigate Ventures LP |
Texas |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
Moez Kassam |
Canadian Citizen |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
M5V Advisors Inc. |
Ontario, Canada |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
Bruce R. Winson |
United States Citizen |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
Admiralty Advisors LLC |
Texas |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
Adam Spears |
Canadian Citizen |
0 |
1500000 |
0 |
1500000 |
1500000 |
6.5 % |
05/06/2015 |
Hal Mintz |
USA |
0 |
1995657 |
0 |
1995657 |
1995657 |
9.99 % |
08/01/2015 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1995657 |
0 |
1995657 |
1995657 |
9.99 % |
08/01/2015 |
Sabby Management, LLC |
Delaware USA |
0 |
1995657 |
0 |
1995657 |
1995657 |
9.99 % |
08/01/2015 |
EGWU, Inc., formerly known as Egen, Inc.1 |
State of Alabama |
2712188 |
0 |
2712188 |
0 |
2712188 |
15.75 % |
30/06/2014 |
BlackRock, Inc. |
Delaware |
817327 |
0 |
817327 |
0 |
817327 |
4.7 % |
07/02/2014 |
BlackRock, Inc. |
Delaware |
706024 |
0 |
706024 |
0 |
706024 |
5.2 % |
28/01/2014 |
Capital Ventures International |
|
|
|
|
|
960961 |
5.6 % |
24/01/2014 |
Heights Capital Management, Inc. |
|
|
|
|
|
960961 |
5.6 % |
24/01/2014 |
Sabby Healthcare Volatility Master Fund, Ltd. |
Cayman Islands |
0 |
1359137 |
0 |
1359137 |
1359137 |
9.99 % |
08/01/2014 |
Sabby Management, LLC |
Delaware USA |
0 |
1359137 |
0 |
1359137 |
1359137 |
9.99 % |
08/01/2014 |
Hal Mintz |
USA |
0 |
1359137 |
0 |
1359137 |
1359137 |
9.99 % |
08/01/2014 |
Sabby Healthcare Volatility Master Fund, Ltd. |
Cayman Islands |
0 |
2115658 |
0 |
2115658 |
2115658 |
5.73 % |
20/02/2013 |
Sabby Management, LLC |
Delaware USA |
0 |
2115658 |
0 |
2115658 |
2115658 |
5.73 % |
20/02/2013 |
Hal Mintz |
USA |
0 |
2115658 |
0 |
2115658 |
2115658 |
5.73 % |
20/02/2013 |
Ayer Capital Partners, LLC |
Delaware USA |
0 |
1125625 |
0 |
1125625 |
1125625 |
5.96 % |
07/06/2011 |
Ayer Capital Management, LP |
Delaware USA |
0 |
1250000 |
0 |
1250000 |
1250000 |
6.62 % |
07/06/2011 |
ACM Capital Partners, LLC |
Delaware USA |
0 |
1250000 |
0 |
1250000 |
1250000 |
6.62 % |
07/06/2011 |
Ayer Capital Partners Master Fund, L.P. |
Cayman Islands |
0 |
1125625 |
0 |
1125625 |
1125625 |
5.96 % |
07/06/2011 |
Jay Venkatesan |
USA |
0 |
1250000 |
0 |
1250000 |
1250000 |
6.62 % |
07/06/2011 |