IRIX

IRIDEX Corporation IRIX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Paragon Associates and Paragon Associates II Joint Venture 963250 0 963250 0 963250 6.02 % 23/11/2022
Paragon JV Partners, LLC 963250 0 963250 0 963250 6.02 % 23/11/2022
Bradbury Dyer III 963250 0 963250 0 963250 6.02 % 23/11/2022
Support Trust 0 223688 0 223688 881998 5.52 % 20/09/2022
Roland 0 181599 0 181599 881998 5.52 % 20/09/2022
Roland 0 461711 0 461711 881998 5.52 % 20/09/2022
Roland 0 15000 0 15000 881998 5.52 % 20/09/2022
The Vanguard Group - 23-1945930 Pennsylvania 0 2456 552992 6419 559411 3.53 % 10/02/2022
22-3803963 1618122 0 1618122 0 1618122 10.4 % 23/03/2021
401140100004725 1618122 0 1618122 0 1618122 10.4 % 23/03/2021
The Vanguard Group - 23-1945930 Pennsylvania 0 0 744789 4256 749045 5.39 % 10/02/2021
John Kleinheinz United States 0 0 0 0 0 0 % 04/02/2021
Global Undervalued Securities Master Fund, L.P. Delaware 0 0 0 0 0 0 % 04/02/2021
Kleinheinz Capital Partners, Inc. Texas 0 0 0 0 0 0 % 04/02/2021
Conan Laughlin Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital GP, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital Master, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
The Vanguard Group - 23-1945930 Pennsylvania 0 0 747089 2456 749545 5.43 % 11/02/2020
Kleinheinz Capital Partners, Inc. Texas 0 910000 0 0 910000 6.6 % 07/02/2020
John Kleinheinz United States 0 910000 0 0 910000 6.6 % 07/02/2020
Global Undervalued Securities Master Fund, L.P. Delaware 0 910000 0 0 910000 6.6 % 07/02/2020
Global Undervalued Securities Master Fund, L.P. Delaware 0 830000 0 0 830000 6 % 13/11/2019
John Kleinheinz United States 0 830000 0 0 830000 6 % 13/11/2019
Kleinheinz Capital Partners, Inc. Texas 0 830000 0 0 830000 6 % 13/11/2019
CAPITAL PARTNERS LLC 45-2817402 OF DELAWARE 0 0 0 0 0 0 % 12/11/2019
CAPITAL PARTNERS LLC 45-2817402 OF DELAWARE 1174500 0 1174500 0 1174500 8.6 % 13/02/2019
Stanley Manne Trust States of America 1072215 0 1072215 0 1072215 9.26 % 14/02/2018
CAPITAL PARTNERS LLC 45-2817402 OF DELAWARE 0 0 0 0 2000000 17.3 % 13/02/2018
Stanley Manne Trust Florida, United States of America 747526 0 747526 0 747526 6.47 % 26/05/2017
CAPITAL PARTNERS LLC 45-2817402 OF DELAWARE 1554146 0 1554146 0 1554146 13.8 % 13/02/2017
CAPITAL PARTNERS LLC 45-2817402 OF DELAWARE 1011871 0 1011871 0 1011871 10.1 % 08/07/2016
43-1225960 Missouri Corporation 0 0 0 0 0 0 % 11/02/2014
CLAYTON PARTNERS LLC DELAWARE 526427 0 526427 0 526427 5.87 % 22/03/2013
WILLIAM J. NASGOVITZ U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
HEARTLAND ADVISORS, INC. U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
43-1225960 Missouri Corporation 613765 0 764274 0 764274 8.5 % 14/02/2012
WILLIAM J. NASGOVITZ WISCONSIN, U.S.A. 0 500000 0 500000 500000 5.6 % 10/02/2012
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 0 500000 0 500000 500000 5.6 % 10/02/2012
43-1225960 Missouri Corporation 506086 0 506086 0 506086 5.7 % 13/02/2009
Nationwide SA Capital Trust Delaware 0 0 0 0 0 0 % 15/02/2008
Nationwide Fund Advisors Delaware 0 1002521 0 1002521 1002521 11.36 % 15/02/2008
Aberdeen Asset Management PLC Aberdeen, Scotland 1074426 0 0 0 1074426 12.18 % 06/12/2007
52-6969856 Delaware 0 111419 0 111419 111419 1.36 % 10/07/2007
52-6969857 Delaware 0 817907 0 817907 817907 9.96 % 10/07/2007
06-1524885 CONNECTICUT 305600 0 305600 0 305600 3.9 % 14/02/2007
033 ASSET MANAGEMENT, LLC DELAWARE, USA 648782 0 648782 0 648782 11 % 13/02/2007
06-1524885 CONNECTICUT 486000 0 486000 0 486000 6.5 % 14/02/2006
(. Citizenship or Place of Organization 318900 0 318900 0 318900 4.58 % 06/02/2004
52-1575325 Maryland 300000 0 0 0 300000 4.3 % 05/02/2004
52-0556948 MARYLAND 0 0 300000 0 300000 4.3 % 05/02/2004
04-2683227 Massachusetts 0 570000 0 668000 668000 9.68 % 12/02/2003
(. Citizenship or Place of Organization 377800 0 377800 0 377800 5.47 % 07/02/2003
52-0556948 MARYLAND 0 0 350000 0 350000 5 % 03/02/2003
52-1575325 Maryland 350000 0 0 0 350000 5 % 03/02/2003
04-2683227 Massachusetts 0 570000 0 668000 668000 9.82 % 12/02/2002
04-2755549 Massachusetts 0 360000 0 360000 360000 5.4 % 13/02/2001
52-0556948 MARYLAND 0 0 300700 0 300700 4.5 % 08/02/2001
52-1575325 Maryland 300000 0 0 0 300000 4.4 % 08/02/2001
04-2683227 Massachusetts 0 588800 0 638800 638800 9.79 % 11/02/2000
52-0556948 MARYLAND 16900 0 366900 0 366900 5.6 % 07/02/2000
52-1575325 Maryland 350000 0 0 0 350000 5.3 % 07/02/2000
04-2755549 Massachusetts 0 498800 0 498800 498800 7.67 % 11/02/1999
04-2683227 Massachusetts 0 638800 0 638800 638800 9.82 % 10/02/1999
52-0556948 MARYLAND 33286 0 383286 0 383286 5.8 % 09/02/1999
52-1575325 Maryland 350000 0 0 0 350000 5.3 % 09/02/1999
04-2683227 Massachusetts 0 440000 0 440000 440000 6.82 % 09/02/1998
The TCW Group, Inc. Nevada corporation 599600 0 599600 0 599600 9.5 % 12/02/1997
Robert Day United States Citizen 599600 0 599600 0 599600 9.5 % 12/02/1997

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District