IRIX

IRIDEX Corporation IRIX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
The Vanguard Group Pennsylvania 0 2456 552992 6419 559411 3.53 % 10/02/2022
North Tide Capital, LP Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital GP, LLC Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital Master, LP Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
Conan Laughlin United States 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital, LLC Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
Conan Laughlin United States citizen 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital, LP Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital GP, LLC Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital Master, LP Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
North Tide Capital, LLC Delaware 0 760069 0 760069 760069 5.5 % 16/02/2021
The Vanguard Group Pennsylvania 0 2456 744789 4256 749045 5.39 % 10/02/2021
John Kleinheinz United States 0 0 0 0 0 0 % 04/02/2021
Kleinheinz Capital Partners, Inc. Texas 0 0 0 0 0 0 % 04/02/2021
Global Undervalued Securities Master Fund, L.P. Delaware 0 0 0 0 0 0 % 04/02/2021
North Tide Capital, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital Master, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital GP, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
Conan Laughlin United States citizen 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital Master, LP Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital GP, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
North Tide Capital, LLC Delaware 0 744302 0 744302 744302 5.4 % 07/12/2020
Conan Laughlin United States citizen 0 744302 0 744302 744302 5.4 % 07/12/2020
The Vanguard Group Pennsylvania 2456 0 747089 2456 749545 5.43 % 11/02/2020
Global Undervalued Securities Master Fund, L.P. Delaware 0 910000 0 910000 910000 6.6 % 07/02/2020
Kleinheinz Capital Partners, Inc. Texas 0 910000 0 910000 910000 6.6 % 07/02/2020
John Kleinheinz United States 0 910000 0 910000 910000 6.6 % 07/02/2020
Kleinheinz Capital Partners, Inc. Texas 0 830000 0 830000 830000 6 % 13/11/2019
John Kleinheinz United States 0 830000 0 830000 830000 6 % 13/11/2019
Global Undervalued Securities Master Fund, L.P. Delaware 0 830000 0 830000 830000 6 % 13/11/2019
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 0 0 0 0 0 0 % 12/11/2019
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 0 0 0 0 0 0 % 12/11/2019
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1174500 0 1174500 0 1174500 8.6 % 13/02/2019
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1612139 0 1612139 0 1612139 11.9 % 10/12/2018
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1612139 0 1612139 0 1612139 11.9 % 10/12/2018
Stanley Manne Trust Florida, United States of America 1072215 0 1072215 0 1072215 9.26 % 14/02/2018
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 0 2000000 17.3 % 13/02/2018
Partners, 982742 8.5 % 22/01/2018
Shuda 982742 8.5 % 22/01/2018
Capital Partners, 982742 8.5 % 22/01/2018
Capital Partners II, 982742 8.5 % 22/01/2018
Capital Partners III, 982742 8.5 % 22/01/2018
Investment Partners, 982742 8.5 % 22/01/2018
OHC Partners, 982742 8.5 % 22/01/2018
Stanley Manne Trust Florida, United States of America 747526 0 747526 0 747526 6.47 % 26/05/2017
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1554146 0 1554146 0 1554146 13.8 % 16/02/2017
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1554146 0 1554146 0 1554146 13.8 % 16/02/2017
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1554146 0 1554146 0 1554146 13.8 % 13/02/2017
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1011871 0 1011871 0 1011871 10.1 % 08/07/2016
ACUTA CAPITAL PARTNERS LLC STATE OF DELAWARE 1011871 0 1011871 0 1011871 10.1 % 08/07/2016
CLAYTON PARTNERS, LLC DELAWARE 322012 0 322012 0 322012 3.28 % 12/02/2014
CLAYTON PARTNERS LLC DELAWARE 526427 0 526427 0 526427 5.87 % 22/03/2013
CLAYTON PARTNERS LLC DELAWARE 526427 0 526427 0 526427 5.87 % 22/03/2013
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
WILLIAM J. NASGOVITZ U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
WILLIAM J. NASGOVITZ U.S.A. 0 335703 0 335703 335703 3.7 % 09/01/2013
WILLIAM J. NASGOVITZ U.S.A. 500000 0 500000 500000 5.6 % 10/02/2012
HEARTLAND ADVISORS, INC. WISCONSIN, U.S.A. 500000 0 500000 500000 5.6 % 10/02/2012
Black River Long/Short Fund Ltd. Cayman Islands 0 0 0 0 0 0 % 16/02/2010
Black River Asset Management LLC State of Delaware 0 0 0 0 0 0 % 16/02/2010
Black River Asset Management LLC Delaware 0 0 0 0 0 0 % 16/02/2010
Black River Long/Short Fund Ltd. Cayman Islands 0 0 0 0 0 0 % 16/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District