JLS

Nuveen Mortgage and Income Fund JLS

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 256479 282999 5.17 % 18/10/2024
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 503980 0 503980 9.2 % 02/02/2023
Sit Investment Associates, Inc. Minnesota 1432060 0 1432060 0 1432060 26.1 % 27/12/2021
Sit Investment Associates, Inc. Minnesota 1432060 0 1432060 0 1432060 26.1 % 27/12/2021
Sit Investment Associates, Inc. Minnesota 1002880 0 1002880 0 1002880 18.28 % 09/10/2020
Sit Investment Associates, Inc. Minnesota 1002880 0 1002880 0 1002880 18.28 % 09/10/2020
Sit Investment Associates, Inc. Minnesota 582194 0 582194 0 582194 10.61 % 08/05/2020
Sit Investment Associates, Inc. Minnesota 582194 0 582194 0 582194 10.61 % 08/05/2020
Fargo & Company Delaware 0 355970 0 359907 359907 2.27 % 11/06/2018
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 1359893 0 1359893 0 1359893 8.56 % 09/02/2018
Fargo & Company Delaware 0 803745 0 810449 810449 5.1 % 30/01/2018
RELATIVE VALUE PARTNERS GROUP, LLC TIN ILLINOIS 1528844 0 1528844 0 1528844 9.62 % 10/02/2017
Wells Fargo & Company Delaware 1 758358 1 792967 792967 4.99 % 09/02/2017
Fargo & Company Delaware 0 844937 0 887362 887362 5.59 % 27/01/2017
Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: Illinois USA 0 0 0 520283 520283 3.27 % 09/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1549606 1549606 9.75 % 29/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2093578 2093578 13.18 % 10/09/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2093578 2093578 13.18 % 10/09/2014
Saba Capital Management, L.P. Delaware 0 839722 0 839722 839722 5.29 % 12/05/2014
Boaz R. Weinstein Delaware 0 839722 0 839722 839722 5.29 % 12/05/2014
Saba Capital Management, L.P. Delaware 0 839722 0 839722 839722 5.29 % 12/05/2014
Boaz R. Weinstein Delaware 0 839722 0 839722 839722 5.29 % 12/05/2014
Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: Illinois USA 0 0 0 3090934 3090934 19.45 % 11/02/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3298085 3298085 20.77 % 10/04/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3298085 3298085 20.77 % 10/04/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2255078 2255078 14.22 % 11/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2255078 2255078 14.22 % 11/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1677736 1677736 10.58 % 09/11/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1677736 1677736 10.58 % 09/11/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District