Nuveen Floating Rate Income Opportunity Fund JRO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORPORATION560906609 | Delaware | 0 | 0 | 0 | 2194017 | 2194017 | 5.4 % | 31/01/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2636994 | 2636994 | 6.5 % | 20/01/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2636994 | 2636994 | 6.5 % | 20/01/2022 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 1812951 | 1812951 | 4.47 % | 12/02/2021 |
| The Bank, New York Branch | USA | 75000 | 0 | 75000 | 0 | 75000000 | 0 % | 30/12/2020 |
| The Bank | Canada | 75000 | 0 | 75000 | 0 | 75000000 | 0 % | 30/12/2020 |
| Boaz R. Weinstein | United States | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| Boaz R. Weinstein | United States | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 2081319 | 0 | 2081319 | 2081319 | 5.1 % | 15/05/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3913554 | 3913554 | 9.65 % | 03/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3913554 | 3913554 | 9.65 % | 03/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 4711925 | 4711925 | 11.62 % | 04/02/2019 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 4711925 | 4711925 | 11.62 % | 04/02/2019 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4119952 | 4119952 | 10.16 % | 10/09/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4119952 | 4119952 | 10.16 % | 10/09/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3059402 | 3059402 | 7.54 % | 23/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 3059402 | 3059402 | 7.54 % | 23/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2548747 | 2557683 | 6.65 % | 23/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2548747 | 2557683 | 6.65 % | 23/01/2017 |
| Citigroup Inc. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Citicorp | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| Citibank, N.A. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| CRC Funding, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 10/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4117868 | 4126789 | 10.72 % | 21/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4117868 | 4126789 | 10.72 % | 21/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4418085 | 4427006 | 11.51 % | 10/12/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 4418085 | 4427006 | 11.51 % | 10/12/2015 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 6658307 | 6658307 | 17.3 % | 09/02/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 7394274 | 7394274 | 19.22 % | 04/02/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 7394274 | 7394274 | 19.22 % | 04/02/2014 |
| CRC Funding, LLC | Delaware | 0 | 980 | 980 | 0 | 980 | 100 % | 07/01/2014 |
| Citicorp | Delaware | 0 | 980 | 980 | 0 | 980 | 100 % | 07/01/2014 |
| Citibank, N.A. | Delaware | 0 | 980 | 980 | 0 | 980 | 100 % | 07/01/2014 |
| Citigroup Inc. | Delaware | 0 | 980 | 980 | 0 | 980 | 100 % | 07/01/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6321824 | 6364263 | 20.56 % | 28/01/2013 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6321824 | 6364263 | 20.56 % | 28/01/2013 |
| Ft Trust Portfolios L.P.: Ft Trust Advisors L.P.: The Charger Corporation: | Illinois USA | 0 | 0 | 0 | 5435232 | 5470082 | 18.1 % | 09/02/2012 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6391308 | 6392308 | 21.4 % | 14/01/2011 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6391308 | 6392308 | 21.4 % | 14/01/2011 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6120147 | 6120647 | 21.6 % | 09/11/2010 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 6120147 | 6120647 | 21.6 % | 09/11/2010 |
| The Charger Corporation | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |
| First Trust Advisors L.P. | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |
| First Trust Advisors L.P. | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |
| The Charger Corporation | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 0 | 4550991 | 0 | 4550991 | 4550991 | 16 % | 08/01/2010 |