LIDR

AEye, Inc. LIDR

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
3i, LP Delaware, United States 0 732706 0 732706 732706 9.99 % 07/06/2024
Luis Dussan United States of America 18324131 0 18324131 10 18324131 11.8 % 23/02/2022
Polar Asset Management Partners Inc. Canada 0 0 0 0 0 0 % 07/02/2022
WEISS ASSET MANAGEMENT LP DELAWARE 0 0 0 0 0 0 % 04/02/2022
WAM GP LLC DELAWARE 0 0 0 0 0 0 % 04/02/2022
ANDREW M. WEISS, PH.D. USA 0 0 0 0 0 0 % 04/02/2022
Mark Carhart United States 0 0 0 0 0 0 % 04/02/2022
Kepos Capital LP Delaware 0 0 0 0 0 0 % 04/02/2022
Highbridge Capital Management, LLC State of Delaware 0 2576588 0 0 2576588 1.64 % 27/01/2022
Highbridge Tactical Credit Master Fund, L.P. State of Delaware 0 2576588 0 0 2576588 1.64 % 27/01/2022
LLC Delaware 0 14064191 0 14064191 14064191 9.1 % 03/09/2021
COMPANY Delaware 0 14064191 0 14064191 14064191 9.1 % 03/09/2021
LLC Delaware 0 14064191 0 14064191 14064191 9.1 % 03/09/2021
Finance Holdings III, LLC or Place of Organization 4426000 0 4426000 0 4426000 2.9 % 25/08/2021
Fitzgerald, L.P. or Place of Organization 0 4426000 0 4426000 4426000 2.9 % 25/08/2021
W. Lutnick or Place of Organization 0 4426000 0 4426000 4426000 2.9 % 25/08/2021
Group Management, Inc. or Place of Organization 0 4426000 0 4426000 4426000 2.9 % 25/08/2021
Lawrence M. Feis Illinois 0 0 0 0 0 0 % 17/08/2021
Feis Equities LLC Illinois 0 0 0 0 0 0 % 17/08/2021
Lawrence M. Feis Illinois 1984956 0 1984956 0 1984956 8.45 % 28/07/2021
HGC Investment Management Inc. Canada 1501900 0 1501900 0 1501900 6.53 % 16/02/2021
Notes). USA 0 1209253 0 1934 1209253 5.15 % 12/02/2021
Highbridge Capital Management, LLC State of Delaware 0 1300000 0 0 1300000 5.53 % 11/02/2021
Highbridge Tactical Credit Master Fund, L.P. State of Delaware 0 1300000 0 0 1300000 5.53 % 11/02/2021
Polar Asset Management Partners Inc. Canada 1500000 0 1500000 0 1500000 6.52 % 08/02/2021
Mark Carhart Delaware 0 1550000 0 0 1550000 6.6 % 04/02/2021
Kepos Capital LP Delaware 0 1550000 0 0 1550000 6.6 % 04/02/2021
Highbridge Tactical Credit Master Fund, L.P. State of Delaware 0 1500000 0 0 1500000 6.38 % 27/11/2020
Highbridge Capital Management, LLC State of Delaware 0 1500000 0 0 1500000 6.38 % 27/11/2020
Cantor Fitzgerald, L.P. Citizenship or Place of Organization 0 6210000 0 6210000 6210000 21.2 % 27/11/2020
Howard W. Lutnick Citizenship or Place of Organization 0 6210000 0 6210000 6210000 21.2 % 27/11/2020
CF Group Management, Inc. Citizenship or Place of Organization 0 6210000 0 6210000 6210000 21.2 % 27/11/2020
CF Finance Holdings III, LLC Citizenship or Place of Organization 6210000 0 6210000 0 6210000 21.2 % 27/11/2020
Michael Platt Jersey, Channel Islands 0 1500000 0 1500000 1500000 6.5 % 23/11/2020
BlueCrest Capital Management Limited Jersey, Channel Islands 0 1500000 0 1500000 1500000 6.5 % 23/11/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District