LMFA

LM Funding America, Inc. LMFA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Mint Capital Advisors Ltd. The Bahamas 0 0 0 0 0 0 % 22/12/2023
Mint Capital Advisors Ltd. The Bahamas 0 0 0 0 0 0 % 22/12/2023
Caravel CAD Fund Ltd. Bahamas 900000 0 900000 0 900000 4.99 % 14/02/2022
Sander Gerber United States 0 180000 0 180000 180000 1.39 % 04/02/2022
Hudson Bay Capital Management LP Delaware 0 180000 0 180000 180000 1.39 % 04/02/2022
Mint Capital Advisors Ltd. The Bahamas 1040000 1040000 1040000 8.204 % 02/11/2021
Caravel CAD Fund Ltd. Bahamas 900000 0 900000 0 900000 7.099 % 25/10/2021
CVI Investments, Inc. Cayman Islands 0 808820 0 808820 808820 4.9 % 16/02/2021
Heights Capital Management, Inc. Delaware 0 808820 0 808820 808820 4.9 % 16/02/2021
District 2 Holdings LLC Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
District 2 Capital Fund LP Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
Bigger Capital Fund, LP Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
Patricia Winter Austria 0 150000 0 150000 150000 0 % 08/10/2020
Bigger Capital Fund GP, LLC Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
District 2 Capital LP Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
District 2 GP LLC Delaware 0 400000 0 400000 400000 2.6 % 08/10/2020
Michael Bigger USA 13447 950000 13447 950000 950000 4.99 % 08/10/2020
Peter Gyllenhammar AB Sweden 0 0 0 0 % 29/09/2020
Peter Gyllenhammar AB Sweden 1397364 1397364 1397364 9.6 % 22/09/2020
Peter Gyllenhammar AB Sweden 1252003 1252003 1252003 8.6 % 03/09/2020
Peter Gyllenhammar AB Sweden 1131600 0 1131600 0 1131600 7.7 % 02/09/2020
Peter Gyllenhammar AB Sweden 903400 903400 903400 6.2 % 28/08/2020
Peter Gyllenhammar AB Sweden 783935 783935 783935 5.4 % 27/08/2020
Peter Gyllenhammar AB Sweden 674098 674098 674098 4.6 % 26/08/2020
Peter Gyllenhammar AB Sweden 875000 0 875000 0 875000 6 % 26/08/2020
Michael Bigger USA 0 800000 0 800000 800000 5.3 % 25/08/2020
District 2 Holdings LLC Delaware 0 400000 0 400000 400000 2.7 % 25/08/2020
District 2 GP LLC Delaware 0 400000 0 400000 400000 2.7 % 25/08/2020
District 2 Capital LP Delaware 0 400000 0 400000 400000 2.7 % 25/08/2020
District 2 Capital Fund LP Delaware 0 400000 0 400000 400000 2.7 % 25/08/2020
Bigger Capital Fund, LP Delaware 0 250000 0 250000 250000 1.7 % 25/08/2020
Bigger Capital Fund GP, LLC Delaware 0 250000 0 250000 250000 1.7 % 25/08/2020
Patricia Winter Austria 0 150000 0 150000 150000 0 % 25/08/2020
L1 Capital Global Opportunities Master Fund Ltd. Cayman Islands 1568000 0 1568000 0 1568000 9.9 % 24/08/2020
CVI Investments, Inc. 800000 5.3 % 24/08/2020
Heights Capital Management, Inc. 800000 5.3 % 24/08/2020
Hudson Bay Capital Management LP State of Delaware 0 255271 0 255271 255271 9.99 % 04/02/2019
Sander Gerber United States 0 255271 0 255271 255271 9.99 % 04/02/2019
Heights Capital Management, Inc. 163742 9.9 % 08/11/2018
CVI Investments, Inc. 163742 9.9 % 08/11/2018
Bard Associates, Inc. Illinois 0 0 157425 0 157425 4.6 % 12/02/2018
Bard Associates, Inc. Illinois 16000 0 295650 0 295650 8.6 % 14/02/2017
Bard Associates, Inc. Illinois 16000 0 301650 0 301650 8.7 % 29/01/2016

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District