| (1) BlackRock, Inc. |
Delaware |
8402636 |
0 |
8576738 |
0 |
8576738 |
5.7 % |
05/02/2020 |
| IVC Investors, LLLP |
Delaware |
0 |
713333 |
0 |
713333 |
713333 |
0.5 % |
04/02/2020 |
| Biscayne Biotech Holdings, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| Stem Cell Therapeutics, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| Noritsu Investments, Corp. |
Delaware |
0 |
0 |
0 |
96000 |
96000 |
0.1 % |
04/02/2020 |
| The Rosecrands Corporation |
Delaware |
0 |
0 |
0 |
86435 |
86435 |
0.1 % |
04/02/2020 |
| Transworld Investment Corporation |
Delaware |
0 |
200000 |
0 |
200000 |
200000 |
0.1 % |
04/02/2020 |
| Halpryn Group VI, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| HA-LEN, L.L.C. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| Biscayne Pulmonary Holding, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| Biscayne 4400 Partners, LLLP |
Delaware |
206667 |
0 |
206667 |
0 |
206667 |
0.1 % |
04/02/2020 |
| Biscayne 4400 AL, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/02/2020 |
| Glenn L. Halpryn |
Delaware |
256667 |
1126666 |
256667 |
1309101 |
1565768 |
1 % |
04/02/2020 |
| Prine Intervest Limited |
Delaware |
0 |
213333 |
0 |
213333 |
213333 |
0.1 % |
04/02/2020 |
| Advisor Group Holdings, Inc. |
Delaware |
0 |
40521444 |
0 |
0 |
40521444 |
27.2 % |
21/11/2019 |
| Vector Group Ltd. |
Delaware |
15191205 |
0 |
15191205 |
10 |
15191205 |
10.2 % |
13/11/2019 |
| Glenn L. Halpryn |
Florida |
2002948 |
7123745 |
2002948 |
7306180 |
9309128 |
6.4 % |
11/02/2019 |
| Prine Intervest Limited |
Florida |
0 |
3091665 |
0 |
3091665 |
3091665 |
2.1 % |
11/02/2019 |
| Noritsu Investments, Corp. |
Florida |
0 |
0 |
0 |
96000 |
96000 |
0.1 % |
11/02/2019 |
| Stem Cell Therapeutics, LLC |
Florida |
77000 |
0 |
77000 |
0 |
77000 |
0.1 % |
11/02/2019 |
| Biscayne Biotech Holdings, LLC |
Florida |
56324 |
0 |
56324 |
0 |
56324 |
0 % |
11/02/2019 |
| Biscayne Pulmonary Holding, LLC |
Florida |
72007 |
0 |
72007 |
0 |
72007 |
0 % |
11/02/2019 |
| HA-LEN, |
Florida |
119723 |
0 |
119723 |
0 |
119723 |
0.1 % |
11/02/2019 |
| Halpryn Group VI, LLC |
Florida |
138616 |
0 |
138616 |
0 |
138616 |
0.1 % |
11/02/2019 |
| Biscayne 4400 AL, LLC |
Florida |
620616 |
0 |
620616 |
0 |
620616 |
0.4 % |
11/02/2019 |
| Biscayne 4400 Partners, LLLP |
Florida |
384862 |
0 |
384862 |
0 |
384862 |
0.3 % |
11/02/2019 |
| IVC Investors, LLLP |
Florida |
0 |
3716712 |
0 |
3716712 |
3716712 |
2.5 % |
11/02/2019 |
| Transworld Investment Corporation |
Florida |
0 |
315368 |
0 |
315368 |
315368 |
0.2 % |
11/02/2019 |
| The Rosecrands Corporation |
Florida |
0 |
0 |
0 |
86435 |
86435 |
0.1 % |
11/02/2019 |
| (1) BlackRock, Inc. |
Delaware |
7756076 |
0 |
7942707 |
0 |
7942707 |
5.4 % |
07/02/2019 |
| Frost, M.D. |
States |
2770000 |
55287130 |
2770000 |
10 |
58057130 |
31 % |
02/12/2010 |
| Gamma Investments Trust |
Florida |
0 |
10273699 |
0 |
10 |
10273699 |
5.6 % |
02/12/2010 |
| Nevada Investments Trust |
Florida |
0 |
45013431 |
0 |
10 |
45013431 |
24.4 % |
02/12/2010 |
| Vector Group Ltd. |
: |
0 |
0 |
0 |
0 |
0 |
0 % |
03/07/2007 |
| New Valley LLC |
: |
0 |
0 |
0 |
0 |
13888889 |
8.7 % |
03/07/2007 |
| #46-0464745 |
: |
0 |
0 |
0 |
0 |
48825909 |
31.3 % |
11/01/2007 |
| #59-2749083 |
: |
0 |
0 |
0 |
0 |
48825909 |
31.3 % |
11/01/2007 |
| Phillip Frost, M.D. |
: |
0 |
0 |
0 |
0 |
48825909 |
31.3 % |
11/01/2007 |
| Bennett S. LeBow |
: |
0 |
0 |
0 |
0 |
7471856 |
4.9 % |
15/05/2006 |
| (entities
only): |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
01/04/2005 |
| (entities
only): |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
01/04/2005 |
| (entities
only): |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
01/04/2005 |
| (entities
only): |
United |
7361561 |
170296 |
7361561 |
10 |
7531857 |
6.1 % |
01/04/2005 |
| (entities
only): |
Delaware |
11211111 |
0 |
11211111 |
10 |
11211111 |
9 % |
01/04/2005 |