Lumos Pharma, Inc. LUMO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC | New Jersey | 0 | 0 | 744513 | 0 | 744513 | 9.16 % | 12/11/2024 |
| THE GOLDMAN SACHS GROUP, INC. | Delaware | 0 | 469402 | 0 | 469402 | 469402 | 5.6 % | 06/02/2023 |
| GOLDMAN SACHS & CO. LLC | New York | 0 | 469402 | 0 | 469402 | 469402 | 5.6 % | 06/02/2023 |
| Daniel Farb | Canada | 760000 | 760000 | 760000 | 9.07 % | 24/01/2023 | ||
| Daniel Farb | Canada | 760000 | 760000 | 760000 | 9.07 % | 24/01/2023 | ||
| Daniel Farb | Canada | 496811 | 496811 | 496811 | 5.94 % | 02/02/2022 | ||
| Daniel Farb | USA | 496811 | 496811 | 496811 | 5.94 % | 31/01/2022 | ||
| Deerfield Mgmt III, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| Deerfield Management Company, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| Deerfield Management Company, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| James E. Flynn | United States | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| James E. Flynn | United States | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 161714 | 0 | 161714 | 161714 | 1.94 % | 26/05/2021 |
| LION POINT MASTER, LP | CAYMAN ISLANDS | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| JAMES FREEMAN | USA | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| LION POINT CAPITAL GP, LLC | DELAWARE | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| LION POINT CAPITAL, LP | DELAWARE | 0 | 407192 | 0 | 407192 | 407192 | 4.9 % | 12/02/2021 |
| James E. Flynn | United States | 0 | 936291 | 0 | 936291 | 936291 | 11.28 % | 12/02/2021 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 936291 | 0 | 936291 | 936291 | 11.28 % | 12/02/2021 |
| Deerfield Management Company, L.P. | Delaware | 0 | 936291 | 0 | 936291 | 936291 | 11.28 % | 12/02/2021 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 936291 | 0 | 936291 | 936291 | 11.28 % | 12/02/2021 |
| Renaissance Technologies LLC | Delaware | 308812 | 0 | 308812 | 0 | 308812 | 3.72 % | 10/02/2021 |
| Renaissance Technologies LLC | Delaware | 308812 | 0 | 308812 | 0 | 308812 | 3.72 % | 10/02/2021 |
| RENAISSANCE TECHNOLOGIES HOLDINGS CORPORATION | Delaware | 308812 | 0 | 308812 | 0 | 308812 | 3.72 % | 10/02/2021 |
| RENAISSANCE TECHNOLOGIES HOLDINGS CORPORATION | Delaware | 308812 | 0 | 308812 | 0 | 308812 | 3.72 % | 10/02/2021 |
| Deerfield Management Company, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| James E. Flynn | United States | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Deerfield Management Company, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| James E. Flynn | United States | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 936169 | 0 | 936169 | 936169 | 11.34 % | 25/03/2020 |
| Charles J. Link, Jr. M.D. | United States of America | 690531 | 0 | 690531 | 0 | 690531 | 1.8 % | 18/02/2020 |
| JAMES FREEMAN | USA | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| DIDRIC CEDERHOLM | SWEDEN AND FRANCE | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| LION POINT CAPITAL, LP | DELAWARE | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| LION POINT MASTER, LP | CAYMAN ISLANDS | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| LION POINT CAPITAL GP, LLC | DELAWARE | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| LION POINT HOLDINGS GP, LLC | DELAWARE | 0 | 3114733 | 0 | 3114733 | 3114733 | 8.3 % | 14/02/2020 |
| Charles J. Link, Jr. M.D. | United States of America | 690531 | 0 | 690531 | 0 | 690531 | 1.8 % | 13/02/2020 |
| 1Globe Capital LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 15/03/2019 |
| Great Point Partners, LLC | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Mr. David Kroin | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Redmile Group, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Jeremy C. Green | United Kingdom | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Charles J. Link, Jr. M.D. | United States of America | 2466639 | 0 | 2466639 | 0 | 2466639 | 6.3 % | 13/02/2019 |
| RENAISSANCE TECHNOLOGIES HOLDINGS CORPORATION | Delaware | 2061013 | 0 | 2061013 | 0 | 2061013 | 5.54 % | 12/02/2019 |
| Renaissance Technologies LLC | Delaware | 2061013 | 0 | 2061013 | 0 | 2061013 | 5.54 % | 12/02/2019 |
| Ft Eagle Investment Management, LLC | Delaware | 60000 | 0 | 60000 | 0 | 60000 | 0.16 % | 11/02/2019 |
| BlackRock, Inc. | Delaware | 1791895 | 0 | 1836152 | 0 | 1836152 | 4.9 % | 11/02/2019 |
| BlackRock, Inc. | Delaware | 1826870 | 0 | 1871127 | 0 | 1871127 | 5 % | 06/02/2019 |
| 1Globe Capital LLC | Delaware, U.S. | 2589503 | 0 | 2589503 | 0 | 2589503 | 6.97 % | 09/05/2018 |
| Redmile Group, LLC | DELAWARE | 0 | 2096490 | 0 | 2096490 | 2096490 | 5.65 % | 14/02/2018 |
| JEREMY C. GREEN | UNITED KINGDOM | 0 | 2096490 | 0 | 2096490 | 2096490 | 5.65 % | 14/02/2018 |
| Great Point Partners, LLC | USA | 0 | 1987099 | 0 | 1987099 | 1987099 | 5.36 % | 14/02/2018 |
| Mr. David Kroin | USA | 0 | 1987099 | 0 | 1987099 | 1987099 | 5.36 % | 14/02/2018 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 1987099 | 0 | 1987099 | 1987099 | 5.36 % | 14/02/2018 |
| OrbiMed Advisors LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2018 |
| OrbiMed Capital LLC | Delaware | 0 | 0 | 0 | 0 | 0 % | 13/02/2018 | |
| Charles J. Link, Jr. M.D. | United States of America | 2221347 | 0 | 2221347 | 0 | 2221347 | 5.7 % | 13/02/2018 |
| First Eagle Investment Management, LLC | State of Delaware | 2346300 | 0 | 2473800 | 0 | 2473800 | 6.67 % | 07/02/2018 |
| BlackRock, Inc. | Delaware | 2264253 | 0 | 2311834 | 0 | 2311834 | 6.2 % | 25/01/2018 |
| Integrated Core Strategies | Delaware | 0 | 1348230 | 0 | 1348230 | 1348230 | 3.6 % | 16/01/2018 |
| Israel A. Englander | United States | 0 | 1764387 | 0 | 1764387 | 1764387 | 4.8 % | 16/01/2018 |
| Millennium Group Management LLC | Delaware | 0 | 1764387 | 0 | 1764387 | 1764387 | 4.8 % | 16/01/2018 |
| Millennium Management LLC | Delaware | 0 | 1764387 | 0 | 1764387 | 1764387 | 4.8 % | 16/01/2018 |
| Millennium International Management LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/01/2018 |
| ICS Opportunities, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/01/2018 |
| Integrated Assets II LLC | Delaware | 0 | 416157 | 0 | 416157 | 416157 | 1.1 % | 16/01/2018 |
| Integrated Assets II LLC | 206075 | 0.7 % | 13/09/2017 | |||||
| ICS Opportunities, Ltd. | 1293 | 0 % | 13/09/2017 | |||||
| Israel A. Englander | 1701741 | 5.8 % | 13/09/2017 | |||||
| Millennium Group Management LLC | 1701741 | 5.8 % | 13/09/2017 | |||||
| Millennium Management LLC | 1701741 | 5.8 % | 13/09/2017 | |||||
| Millennium International Management LP | 1293 | 0 % | 13/09/2017 | |||||
| Integrated Core Strategies (US) LLC | 1494373 | 5.1 % | 13/09/2017 | |||||
| Great Point Partners, LLC | USA | 0 | 1500000 | 0 | 1500000 | 1500000 | 5.13 % | 05/06/2017 |
| Mr. David Kroin | USA | 0 | 1500000 | 0 | 1500000 | 1500000 | 5.13 % | 05/06/2017 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 1500000 | 0 | 1500000 | 1500000 | 5.13 % | 05/06/2017 |
| Abigail P. Johnson | United States of America | 0 | 0 | 904856 | 0 | 904856 | 3.105 % | 14/02/2017 |
| FMR LLC | Delaware | 0 | 0 | 904856 | 0 | 904856 | 3.105 % | 14/02/2017 |
| Charles J. Link, Jr. M.D. | United States of America | 1996392 | 0 | 1996392 | 0 | 1996392 | 6.5 % | 13/02/2017 |
| First Eagle Investment Management, LLC | State of Delaware | 2700500 | 0 | 2848000 | 0 | 2848000 | 9.78 % | 06/02/2017 |
| BlackRock, Inc. | Delaware | 1782556 | 0 | 1825915 | 0 | 1825915 | 6.3 % | 25/01/2017 |
| Charles J. Link, Jr. M.D. | United States America | 1922518 | 0 | 1922518 | 0 | 1922518 | 96.3 % | 12/02/2016 |
| First Eagle Investment Management, LLC | State of Delaware | 2540200 | 0 | 2625200 | 0 | 2625200 | 9.12 % | 01/02/2016 |
| BlackRock, Inc. | Delaware | 1661599 | 0 | 1708030 | 0 | 1708030 | 5.9 % | 27/01/2016 |
| Arnhold and S. Bleichroeder Holdings, Inc. | State of Delaware | 2933700 | 0 | 2976200 | 0 | 2976200 | 10.36 % | 20/08/2015 |
| First Eagle Investment Management, LLC | State of Delaware | 2933700 | 0 | 2976200 | 0 | 2976200 | 10.36 % | 20/08/2015 |
| Charles J. Link, Jr. M.D. | United States of America | 2033720 | 0 | 2033720 | 0 | 2033720 | 6.9 % | 17/02/2015 |
| Charles J. Link, Jr. M.D. | United States of America | 2033720 | 0 | 2033720 | 0 | 2033720 | 6.9 % | 17/02/2015 |
| BlackRock, Inc. | Delaware | 1539015 | 0 | 1575833 | 0 | 1575833 | 5.6 % | 03/02/2015 |
| First Eagle Investment Management, LLC | State of Delaware | 1376386 | 0 | 1406386 | 0 | 1406386 | 5.03 % | 30/01/2015 |
| RA Capital Management, LLC | Massachusetts | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2014 |
| RA Capital Healthcare Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2014 |
| Peter Kolchinsky | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2014 |
| Charles J. Link, Jr. M.D. | United States of America | 2205626 | 0 | 2205626 | 0 | 2205626 | 7.9 % | 14/02/2014 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 1341659 | 0 | 1341659 | 5.219 % | 14/02/2014 |
| FMR LLC | Delaware | 0 | 0 | 1341659 | 0 | 1341659 | 5.219 % | 14/02/2014 |
| FMR LLC | Delaware | 720390 | 0 | 2884671 | 0 | 2884671 | 11.222 % | 10/02/2014 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 2884671 | 0 | 2884671 | 11.222 % | 10/02/2014 |
| RA Capital Management, LLC | Massachusetts | 1576981 | 0 | 1576981 | 0 | 1576981 | 6.2 % | 15/02/2013 |
| RA Capital Healthcare Fund, L.P. | Delaware | 1051154 | 0 | 1051154 | 0 | 1051154 | 4.1 % | 15/02/2013 |
| Peter Kolchinsky | United States | 1576981 | 0 | 1576981 | 0 | 1576981 | 6.2 % | 15/02/2013 |
| Charles J. Link, Jr. M.D. | United States of America | 2364124 | 0 | 2364124 | 0 | 2364124 | 10.7 % | 14/02/2013 |
| Charles J. Link, Jr. M.D. | United States of America | 2290886 | 0 | 2290886 | 0 | 2290886 | 10.7 % | 09/03/2012 |