LUMO

Lumos Pharma, Inc. LUMO

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Private Advisor Group, LLC New Jersey 0 0 744513 0 744513 9.16 % 12/11/2024
Private Advisor Group, LLC New Jersey 0 0 744513 0 744513 9.16 % 12/11/2024
Wells Fargo & Company Delaware 38 0 417051 0 417051 5.3 % 06/02/2024
Daniel Farb 760000 0 760000 0 760000 9.07 % 14/02/2023
Daniel Farb 760000 0 760000 0 760000 9.07 % 14/02/2023
THE GOLDMAN SACHS GROUP, INC. Delaware 0 469402 0 469402 469402 5.6 % 06/02/2023
GOLDMAN SACHS & CO. LLC Delaware 0 469402 0 469402 469402 5.6 % 06/02/2023
Daniel Farb 496811 0 496811 0 496811 5.94 % 31/01/2022
Daniel Farb Citizenship or Place of Organization 496811 0 496811 0 496811 5.94 % 31/01/2022
James E. Flynn United States 0 161714 0 0 161714 1.94 % 26/05/2021
Deerfield Mgmt III, L.P. Delaware 0 161714 0 0 161714 1.94 % 26/05/2021
Company, L.P. Delaware 0 161714 0 0 161714 1.94 % 26/05/2021
Deerfield Private Design Fund III, L.P. Delaware 0 161714 0 0 161714 1.94 % 26/05/2021
LION POINT HOLDINGS GP, LLC DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT CAPITAL GP, LLC DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
DIDRIC CEDERHOLM DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT MASTER, LP DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
JAMES FREEMAN DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT HOLDINGS GP, LLC 0 0 0 407192 407192 4.9 % 12/02/2021
DIDRIC CEDERHOLM 0 0 0 407192 407192 4.9 % 12/02/2021
JAMES FREEMAN 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT CAPITAL, LP 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT MASTER, LP 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT CAPITAL GP, LLC 0 0 0 407192 407192 4.9 % 12/02/2021
LION POINT CAPITAL, LP DELAWARE 0 0 0 407192 407192 4.9 % 12/02/2021
Deerfield Private Design Fund III, L.P. Delaware 0 936291 0 0 936291 11.28 % 12/02/2021
James E. Flynn United States 0 936291 0 0 936291 11.28 % 12/02/2021
Deerfield Mgmt III, L.P. Delaware 0 936291 0 0 936291 11.28 % 12/02/2021
Company, L.P. Delaware 0 936291 0 0 936291 11.28 % 12/02/2021
26-0385758 Delaware 308812 0 308812 0 308812 3.72 % 10/02/2021
13-3127734 Delaware 308812 0 308812 0 308812 3.72 % 10/02/2021
26-0385758 Delaware 308812 0 308812 0 308812 3.72 % 10/02/2021
13-3127734 Delaware 308812 0 308812 0 308812 3.72 % 10/02/2021
D. Sandell States 0 524030 0 524030 524030 6.3 % 31/03/2020
A. Florence, Jr. States 0 524030 0 524030 524030 6.3 % 31/03/2020
Baskett States 0 524030 0 524030 524030 6.3 % 31/03/2020
D. Sandell 0 524030 0 524030 524030 6.3 % 31/03/2020
W. Sonsini States 0 524030 0 524030 524030 6.3 % 31/03/2020
14 GP, LTD 0 524030 0 524030 524030 6.3 % 31/03/2020
Partners 14, L.P. 0 524030 0 524030 524030 6.3 % 31/03/2020
A. Florence, Jr. 0 524030 0 524030 524030 6.3 % 31/03/2020
Baskett 0 524030 0 524030 524030 6.3 % 31/03/2020
J. Kerins 0 524030 0 524030 524030 6.3 % 31/03/2020
Enterprise Associates 14, L.P. 0 524030 0 524030 524030 6.3 % 31/03/2020
J. Kerins States 0 524030 0 524030 524030 6.3 % 31/03/2020
Enterprise Associates 14, L.P. Islands 0 524030 0 524030 524030 6.3 % 31/03/2020
Partners 14, L.P. Islands 0 524030 0 524030 524030 6.3 % 31/03/2020
14 GP, LTD Islands 0 524030 0 524030 524030 6.3 % 31/03/2020
W. Sonsini 0 524030 0 524030 524030 6.3 % 31/03/2020
Blackstone Holdings II L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Holdings I/II GP L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
Clarus Lifesciences III, L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
The Blackstone Group Inc. 468145 0 468145 0 468145 5.6 % 30/03/2020
Clarus Ventures III GP, L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
Clarus Lifesciences III, L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Holdings II L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Holdings I/II GP L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
Stephen A. Schwarzman 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Clarus III L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Group Management L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
Stephen A. Schwarzman 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Group Management L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
The Blackstone Group Inc. 468145 0 468145 0 468145 5.6 % 30/03/2020
Blackstone Clarus III L.L.C. 468145 0 468145 0 468145 5.6 % 30/03/2020
Clarus Ventures III GP, L.P. 468145 0 468145 0 468145 5.6 % 30/03/2020
James E. Flynn Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Mgmt III, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
James E. Flynn Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Private Design Fund III, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Management Company, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Management Company, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Private Design Fund III, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Deerfield Mgmt III, L.P. Delaware 0 936169 0 0 936169 11.34 % 25/03/2020
Charles J. Link, Jr. M.D. United States of America 690531 0 690531 0 690531 1.8 % 18/02/2020
LION POINT CAPITAL GP, LLC USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT MASTER, LP CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT HOLDINGS GP, LLC CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT CAPITAL GP, LLC CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
DIDRIC CEDERHOLM USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
JAMES FREEMAN USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT MASTER, LP USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT CAPITAL, LP USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT HOLDINGS GP, LLC USA 0 0 0 3114733 3114733 8.3 % 14/02/2020
JAMES FREEMAN CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
LION POINT CAPITAL, LP CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
DIDRIC CEDERHOLM CAYMAN ISLANDS 0 0 0 3114733 3114733 8.3 % 14/02/2020
Charles J. Link, Jr. M.D. United States of America 690531 0 690531 0 690531 1.8 % 13/02/2020
26-0385758 Delaware 2938038 0 2938038 0 2938038 7.87 % 13/02/2020
13-3127734 Delaware 2938038 0 2938038 0 2938038 7.87 % 13/02/2020
26-0385758 Delaware 2938038 0 2938038 0 2938038 7.87 % 13/02/2020
13-3127734 Delaware 2938038 0 2938038 0 2938038 7.87 % 13/02/2020
80-0841812 Delaware 0 0 0 0 0 0 % 15/03/2019
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2019
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2019
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2019
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2019
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2019
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2019
Jeremy C. Green United Kingdom 0 0 0 0 0 0 % 14/02/2019
Redmile Group, LLC Delaware 0 0 0 0 0 0 % 14/02/2019
Tax ID # 57-1156902 State of Delaware 0 0 0 0 60000 0.16 % 11/02/2019
Tax ID # 57-1156902 Delaware 0 0 0 0 60000 0.16 % 11/02/2019
(1) BlackRock, Inc. Delaware 1791895 0 1836152 0 1836152 4.9 % 11/02/2019
80-0841812 Delaware, U.S. 2589503 0 2589503 0 2589503 6.97 % 09/05/2018
JEREMY C. GREEN UNITED KINGDOM 0 2096490 0 0 2096490 5.65 % 14/02/2018
Redmile Group, LLC DELAWARE 0 2096490 0 0 2096490 5.65 % 14/02/2018
Dr. Jeffrey R. Jay, M.D. USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
Great Point Partners, LLC USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
Dr. Jeffrey R. Jay, M.D. USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
Great Point Partners, LLC USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
Mr. David Kroin USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
Mr. David Kroin USA 0 1987099 0 1987099 1987099 5.36 % 14/02/2018
OrbiMed Capital LLC Delaware 0 0 0 0 0 0 % 13/02/2018
OrbiMed Advisors LLC Delaware 0 0 0 0 0 0 % 13/02/2018
Charles J. Link, Jr. M.D. United States of America 2221347 0 2221347 0 2221347 5.7 % 13/02/2018
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2473800 6.67 % 07/02/2018
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2473800 6.67 % 07/02/2018
(1) BlackRock, Inc. Delaware 2264253 0 2311834 0 2311834 6.2 % 25/01/2018
Millennium Group Management LLC Delaware 0 1764387 0 1764387 1764387 4.8 % 16/01/2018
Millennium International Management LP Delaware 0 0 0 0 0 0 % 16/01/2018
Integrated Assets II LLC Delaware 0 416157 0 416157 416157 1.1 % 16/01/2018
Israel A. Englander Delaware 0 1764387 0 1764387 1764387 4.8 % 16/01/2018
Millennium Management LLC Delaware 0 1764387 0 1764387 1764387 4.8 % 16/01/2018
Integrated Core Strategies (US) LLC Delaware 0 1348230 0 1348230 1348230 3.6 % 16/01/2018
ICS Opportunities, Ltd. Delaware 0 0 0 0 0 0 % 16/01/2018
Stine Seed Farm, Inc. Iowa, United States of America 7857732 0 7857732 10 7857732 21.2 % 06/10/2017
Mr. David Kroin USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
Great Point Partners, LLC USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
Mr. David Kroin USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
Dr. Jeffrey R. Jay, M.D. USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
Great Point Partners, LLC USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
Dr. Jeffrey R. Jay, M.D. USA 0 1500000 0 1500000 1500000 5.13 % 05/06/2017
FMR LLC Delaware 0 0 904856 0 904856 3.105 % 14/02/2017
Abigail P. Johnson Delaware 0 0 904856 0 904856 3.105 % 14/02/2017
Charles J. Link, Jr. M.D. United States of America 1996392 0 1996392 0 1996392 6.5 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 1251400 4.3 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 1991700 6.84 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 1991700 6.84 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 1251400 4.3 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 740300 2.54 % 13/02/2017
NAME OF REPORTING Delaware 0 740300 0 740300 740300 2.54 % 13/02/2017
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2848000 9.78 % 06/02/2017
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2848000 9.78 % 06/02/2017
(1) BlackRock, Inc. Delaware 1782556 0 1825915 0 1825915 6.3 % 25/01/2017
Charles J. Link, Jr. M.D. United States of America 1922518 0 1922518 0 1922518 6.3 % 12/02/2016
Select Biotechnology Portfolio Massachusetts 1456947 0 0 0 1456947 5.061 % 12/02/2016
Abigail P. Johnson United States of America 0 0 1753156 0 1753156 6.09 % 12/02/2016
FMR LLC Delaware 8730 0 1753156 0 1753156 6.09 % 12/02/2016
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2625200 9.12 % 01/02/2016
(1) BlackRock, Inc. Delaware 1661599 0 1708030 0 1708030 5.9 % 27/01/2016
Arnhold and S. Bleichroeder Holdings, Inc. State of Delaware 0 0 0 0 2976200 10.36 % 20/08/2015
Tax ID # 57-1156902 State of Delaware 0 0 0 0 2976200 10.36 % 20/08/2015
Tax ID # 57-1156902 State of Delaware 2933700 0 2976200 0 2976200 10.36 % 20/08/2015
Charles J. Link, Jr. M.D. United States of America 2033720 0 2033720 0 2033720 6.9 % 17/02/2015
Charles J. Link, Jr. M.D. United States of America 2033720 0 2033720 0 2033720 6.9 % 17/02/2015
(1) BlackRock, Inc. Delaware 1539015 0 1575833 0 1575833 5.6 % 03/02/2015
Tax ID # 57-1156902 State of Delaware 0 0 0 0 1406386 5.03 % 30/01/2015
Tax ID # 57-1156902 State of Delaware 0 0 0 0 1406386 5.03 % 30/01/2015
Peter Kolchinsky Massachusetts 0 0 0 0 0 0 % 14/02/2014
RA Capital Management, LLC Massachusetts 0 0 0 0 0 0 % 14/02/2014
RA Capital Healthcare Fund, L.P. Massachusetts 0 0 0 0 0 0 % 14/02/2014
Charles J. Link, Jr. M.D. United States of America 2205626 0 2205626 0 2205626 7.9 % 14/02/2014
FMR LLC Delaware 720390 0 2884671 0 2884671 11.222 % 10/02/2014
Edward C. Johnson 3d Delaware 0 0 2884671 0 2884671 11.222 % 10/02/2014
Peter Kolchinsky Massachusetts 1576981 0 1576981 0 1576981 6.2 % 15/02/2013
RA Capital Healthcare Fund, L.P. Delaware 1051154 0 1051154 0 1051154 4.1 % 15/02/2013
RA Capital Management, LLC Massachusetts 1576981 0 1576981 0 1576981 6.2 % 15/02/2013
RA Capital Healthcare Fund, L.P. Massachusetts 1051154 0 1051154 0 1051154 4.1 % 15/02/2013
RA Capital Management, LLC Massachusetts 1576981 0 1576981 0 1576981 6.2 % 15/02/2013
Peter Kolchinsky States 1576981 0 1576981 0 1576981 6.2 % 15/02/2013
Charles J. Link, Jr. M.D. United States of America 2364124 0 2364124 0 2364124 10.7 % 14/02/2013
Charles J. Link, Jr. M.D. United States of America 2364124 0 2364124 0 2364124 10.7 % 13/02/2013
Stine Seed Farm, Inc. Iowa, United States of America 7077245 0 7077245 10 7077245 27.7 % 05/02/2013
Charles J. Link, Jr. M.D. United States of America 2290886 0 2290886 0 2290886 10.7 % 09/03/2012
Stine Seed Farm, Inc. Iowa, United States of America 6197245 0 6197245 10 6197245 30.1 % 22/11/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District