LUNG

Pulmonx Corporation LUNG

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Steven A. Cohen United States 0 1936083 0 0 1936083 5 % 29/02/2024
Point72 Asset Management, L.P. Delaware 0 1913561 0 0 1913561 5 % 29/02/2024
Cubist Systematic Strategies, LLC Delaware 0 22522 0 0 22522 0.1 % 29/02/2024
Point72 Capital Advisors, Inc. Delaware 0 1913561 0 0 1913561 5 % 29/02/2024
Abigail P. Johnson United States of America 0 0 3309501 0 3309501 8.639 % 09/02/2024
FMR LLC United States of America 3302590 0 3309501 0 3309501 8.639 % 09/02/2024
James E. Flynn United States 0 2465263 0 0 2465263 6.59 % 13/02/2023
Deerfield Mgmt, L.P. Delaware 0 2465263 0 0 2465263 6.59 % 13/02/2023
Company, L.P. Delaware 0 2465263 0 0 2465263 6.59 % 13/02/2023
Deerfield Partners, L.P. Delaware 0 2465263 0 0 2465263 6.59 % 13/02/2023
Morgan Stanley 13 1950250 0 1951590 1951590 5.2 % 10/02/2023
Pura Vida Investments, LLC Delaware 0 1878122 0 1878122 1878122 5.06 % 25/05/2022
Efrem Kamen USA 0 1878122 0 1878122 1878122 5.06 % 25/05/2022
Company, L.P. Delaware 0 2366867 0 0 2366867 6.42 % 11/02/2022
James E. Flynn United States 0 2366867 0 0 2366867 6.42 % 11/02/2022
Deerfield Mgmt, L.P. Delaware 0 2366867 0 0 2366867 6.42 % 11/02/2022
Deerfield Partners, L.P. Delaware 0 2366867 0 0 2366867 6.42 % 11/02/2022
95-1411037 Delaware 2754500 0 2754500 0 13 7.5 % 11/02/2022
The Vanguard Group - 23-1945930 Pennsylvania For 0 49234 0 69591 2524488 6.85 % 10/02/2022
(1) BlackRock, Inc. Delaware 2699308 0 2718331 0 2718331 7.4 % 04/02/2022
Company, L.P. Delaware 0 1950887 0 0 1950887 5.38 % 16/07/2021
Deerfield Partners, L.P. Delaware 0 1950887 0 0 1950887 5.38 % 16/07/2021
James E. Flynn United States 0 1950887 0 0 1950887 5.38 % 16/07/2021
Deerfield Mgmt, L.P. Delaware 0 1950887 0 0 1950887 5.38 % 16/07/2021
Boston Scientific Corporation Delaware 5988106 0 5988106 0 5988106 16.8 % 12/02/2021
ABG-WTT Global Life Science Capital Partners GP, L.P. Cayman Islands 0 815019 0 0 815019 2.4 % 13/10/2020
Ally Bridge MedAlpha Master Fund L.P. Cayman Islands 0 275000 0 0 275000 0.8 % 13/10/2020
ABG-Pulmonx Limited British Virgin Islands 0 833333 0 0 833333 2.5 % 13/10/2020
Ally Bridge Group Innovation Capital Partners III, L.P. Cayman Islands 0 833333 0 0 833333 2.5 % 13/10/2020
ABG Innovation Capital Partners III GP, L.P. Cayman Islands 0 833333 0 0 833333 2.5 % 13/10/2020
ABG Innovation Capital Partners III GP Limited Cayman Islands 0 833333 0 0 833333 2.5 % 13/10/2020
Ally Bridge MedAlpha Management GP, LLC Cayman Islands 0 275000 0 0 275000 0.8 % 13/10/2020
ABG YY Limited British Virgin Islands 0 303030 0 0 303030 0.9 % 13/10/2020
ABG Management Ltd. Cayman Islands 0 578030 0 0 578030 1.7 % 13/10/2020
ABG WTT- Pulmonx Limited Cayman Islands 0 815019 0 0 815019 2.4 % 13/10/2020
Ally Bridge Group-WTT Global Life Science Capital Partners, L.P. Cayman Islands 0 815019 0 0 815019 2.4 % 13/10/2020
ABG-WTT Global Life Science Capital Partners GP Limited Cayman Islands 0 815019 0 0 815019 2.4 % 13/10/2020
Ally Bridge MedAlpha Management L.P. Cayman Islands 0 275000 0 0 275000 0.8 % 13/10/2020
Ally Bridge Group (NY) LLC State of Delaware 0 275000 0 0 275000 0.8 % 13/10/2020
Fan Yu Hong Kong 0 1411363 0 0 1411363 4.2 % 13/10/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District