MEI Pharma, Inc. MEIP
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Anson Opportunities Master Fund LP | 0 | 0 | 0 | 37210 | 37210 | 1 % | 01/11/2023 | |
| Anson Funds Management LP | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Anson Management GP LLC | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Anson Advisors Inc. | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| AOMF GP, LLC | 0 | 0 | 0 | 37210 | 37210 | 1 % | 01/11/2023 | |
| Anson Funds Management LP | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Anson Management GP LLC | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Bruce R. Winson | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Anson Advisors Inc. | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Funicular Funds, LP | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| Amin Nathoo | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Moez Kassam | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Amin Nathoo | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Jacob Ma-Weaver | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| Anson Investments Master Fund LP | 0 | 0 | 0 | 841674 | 841674 | 12.6 % | 01/11/2023 | |
| AIMF GP LLC | 0 | 0 | 0 | 841674 | 841674 | 12.6 % | 01/11/2023 | |
| Jacob Ma-Weaver | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| Anson Investments Master Fund LP | 0 | 0 | 0 | 841674 | 841674 | 12.6 % | 01/11/2023 | |
| Anson East Master Fund LP | 0 | 0 | 0 | 214304 | 214304 | 3.2 % | 01/11/2023 | |
| AEMF GP LLC | 0 | 0 | 0 | 214304 | 214304 | 3.2 % | 01/11/2023 | |
| Cable Car Capital LLC | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| Funicular Funds, LP | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| AOMF GP, LLC | 0 | 0 | 0 | 37210 | 37210 | 1 % | 01/11/2023 | |
| Anson Opportunities Master Fund LP | 0 | 0 | 0 | 37210 | 37210 | 1 % | 01/11/2023 | |
| AEMF GP LLC | 0 | 0 | 0 | 214304 | 214304 | 3.2 % | 01/11/2023 | |
| Anson East Master Fund LP | 0 | 0 | 0 | 214304 | 214304 | 3.2 % | 01/11/2023 | |
| AIMF GP LLC | 0 | 0 | 0 | 841674 | 841674 | 12.6 % | 01/11/2023 | |
| Cable Car Capital LLC | 0 | 0 | 611440 | 0 | 611440 | 9.2 % | 01/11/2023 | |
| Bruce R. Winson | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Moez Kassam | 0 | 0 | 0 | 1093188 | 1093188 | 16.4 % | 01/11/2023 | |
| Jacob Ma-Weaver | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Moez Kassam | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Management GP LLC | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Funds Management LP | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Jacob Ma-Weaver | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Cable Car Capital LLC | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Funicular Funds, LP | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Funicular Funds, LP | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Moez Kassam | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Funds Management LP | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Management GP LLC | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Amin Nathoo | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Advisors, Inc. | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Bruce R. Winson | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Cable Car Capital LLC | 0 | 0 | 326400 | 0 | 326400 | 4.9 % | 30/05/2023 | |
| Bruce R. Winson | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Anson Advisors, Inc. | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Amin Nathoo | 0 | 0 | 0 | 662528 | 662528 | 9.9 % | 30/05/2023 | |
| Tang Capital Management, LLC | DELAWARE | 0 | 361084 | 0 | 361084 | 361084 | 5.4 % | 01/05/2023 |
| Winson | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| LLC | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Inc. | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Kassam | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Nathoo | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Management LP | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Inc. | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Winson | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| LLC | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Management LP | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Kassam | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| Nathoo | 0 | 10617959 | 0 | 10617959 | 10617959 | 8 % | 14/02/2023 | |
| The Vanguard Group - 23-1945930 | Pennsylvania For | 0 | 0 | 0 | 36036 | 7671024 | 5.76 % | 09/02/2023 |
| The Vanguard Group - 23-1945930 | Pennsylvania For | 0 | 0 | 0 | 36036 | 7671024 | 5.76 % | 09/02/2023 |
| First Light Asset Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 31/05/2022 |
| First Light Asset Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 31/05/2022 |
| Mathew P. Arens | Delaware | 10000 | 6000 | 10000 | 0 | 16000 | 0.01 % | 31/05/2022 |
| Mathew P. Arens | United State of America | 10000 | 6000 | 10000 | 0 | 16000 | 0.01 % | 31/05/2022 |
| Mathew P. Arens | Delaware | 10000 | 11583712 | 10000 | 0 | 11593712 | 8.73 % | 14/02/2022 |
| First Light Asset Management, LLC | Delaware | 0 | 11577712 | 0 | 0 | 11577712 | 8.72 % | 14/02/2022 |
| First Light Asset Management, LLC | 0 | 11577712 | 0 | 0 | 11577712 | 8.72 % | 14/02/2022 | |
| Mathew P. Arens | 10000 | 11583712 | 10000 | 0 | 11593712 | 8.73 % | 14/02/2022 | |
| Wasatch Advisors, Inc. 87-0319391 | 9342310 | 0 | 9342310 | 0 | 9342310 | 7 % | 11/02/2022 | |
| Wasatch Advisors, Inc. 87-0319391 | 9342310 | 0 | 9342310 | 0 | 9342310 | 7 % | 11/02/2022 | |
| (1) BlackRock, Inc. | Delaware | 6581457 | 0 | 6637006 | 0 | 6637006 | 4.99 % | 09/02/2022 |
| (1) BlackRock, Inc. | Delaware | 6638678 | 0 | 6689871 | 0 | 6689871 | 5.9 % | 31/01/2022 |
| (1)Names of reporting persons. BlackRock, Inc. | Delaware | 6931482 | 0 | 6987676 | 0 | 6987676 | 6.2 % | 02/02/2021 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 6.3 % | 14/02/2020 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 6.3 % | 14/02/2020 |
| 6.3% | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 6.3 % | 14/02/2020 |
| 10. | Cayman Islands | 6250000 | 0 | 625000 | 0 | 6250000 | 5.9 % | 05/02/2020 |
| Page 5 of 10 | Cayman Islands | 6250000 | 0 | 6250000 | 0 | 6250000 | 12 % | 05/02/2020 |
| 10. | Cayman Islands | 6250000 | 0 | 6250000 | 0 | 6250000 | 5.9 % | 05/02/2020 |
| 10. | Cayman Islands | 6250000 | 0 | 6250000 | 0 | 6250000 | 5.9 % | 05/02/2020 |
| 10. | 6250000 | 0 | 6250000 | 0 | 6250000 | 5.9 % | 05/02/2020 | |
| 10. | 6250000 | 0 | 6250000 | 0 | 6250000 | 5.9 % | 05/02/2020 | |
| 10. | 6250000 | 0 | 625000 | 0 | 6250000 | 5.9 % | 05/02/2020 | |
| Page 5 of 10 | 6250000 | 0 | 6250000 | 0 | 6250000 | 12 % | 05/02/2020 | |
| 6.2% | Delaware | 0 | 4400440 | 0 | 4400440 | 4400440 | 6.2 % | 14/02/2019 |
| 10 | Delaware | 0 | 4400440 | 0 | 4400440 | 4400440 | 6.2 % | 14/02/2019 |
| 10 | Delaware | 0 | 4400440 | 0 | 4400440 | 4400440 | 6.2 % | 14/02/2019 |
| Vivo Opportunity, LLC | OR PLACE OF ORGANIZATION | 7252749 | 0 | 7252749 | 0 | 7252749 | 9.99 % | 14/02/2019 |
| BVF Partners OS Ltd. | Delaware | 0 | 0 | 0 | 338020 | 338020 | 1 % | 14/02/2019 |
| BVF Inc. | Delaware | 0 | 0 | 0 | 4518861 | 4518861 | 6.2 % | 14/02/2019 |
| Mark N. Lampert | Delaware | 0 | 0 | 0 | 4518861 | 4518861 | 6.2 % | 14/02/2019 |
| BVF Partners L.P. | Delaware | 0 | 0 | 0 | 4518861 | 4518861 | 6.2 % | 14/02/2019 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 0 | 0 | 2197347 | 2197347 | 3.1 % | 14/02/2019 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 0 | 0 | 1654970 | 1654970 | 2.3 % | 14/02/2019 |
| Biotechnology Value Trading Fund OS LP | Delaware | 0 | 0 | 0 | 338020 | 338020 | 1 % | 14/02/2019 |
| 13-3127734 | Delaware | 1999600 | 0 | 2115600 | 208113 | 2323713 | 3.27 % | 12/02/2019 |
| 26-0385758 | Delaware | 1999600 | 0 | 2115600 | 208113 | 2323713 | 3.27 % | 12/02/2019 |
| 13-3127734 | Delaware | 1999600 | 0 | 2115600 | 208113 | 2323713 | 3.27 % | 12/02/2019 |
| 26-0385758 | Delaware | 1999600 | 0 | 2115600 | 208113 | 2323713 | 3.27 % | 12/02/2019 |
| 9.2% | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| 9.2% | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| 10 | Delaware | 0 | 6600660 | 0 | 6600660 | 6600660 | 9.2 % | 05/09/2018 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 0 | 0 | 1562122 | 1562122 | 2.2 % | 29/05/2018 |
| BVF Inc. | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| Mark N. Lampert | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| BVF Inc. | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| Biotechnology Value Trading Fund OS LP | Delaware | 0 | 0 | 0 | 372222 | 372222 | 1 % | 29/05/2018 |
| BVF Partners OS Ltd. | Delaware | 0 | 0 | 0 | 372222 | 372222 | 1 % | 29/05/2018 |
| BVF Partners L.P. | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| Mark N. Lampert | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| BVF Partners L.P. | Delaware | 0 | 0 | 0 | 4620462 | 4620462 | 6.4 % | 29/05/2018 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 0 | 0 | 2228478 | 2228478 | 3.1 % | 29/05/2018 |
| BVF Partners OS Ltd. | Delaware | 0 | 0 | 0 | 372222 | 372222 | 1 % | 29/05/2018 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 0 | 0 | 2228478 | 2228478 | 3.1 % | 29/05/2018 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 0 | 0 | 1562122 | 1562122 | 2.2 % | 29/05/2018 |
| Biotechnology Value Trading Fund OS LP | Delaware | 0 | 0 | 0 | 372222 | 372222 | 1 % | 29/05/2018 |
| Bruce S. Kovner | Delaware | 0 | 6600658 | 0 | 6600658 | 6600658 | 9.1 % | 24/05/2018 |
| Caxton Corporation | Delaware | 0 | 6600658 | 0 | 6600658 | 6600658 | 9.1 % | 24/05/2018 |
| CDK Associates, L.L.C. | Delaware | 0 | 6363036 | 0 | 6363036 | 6363036 | 8.8 % | 24/05/2018 |
| Caxton Corporation | Delaware | 0 | 6600658 | 0 | 6600658 | 6600658 | 9.1 % | 24/05/2018 |
| Bruce S. Kovner | Delaware | 0 | 6600658 | 0 | 6600658 | 6600658 | 9.1 % | 24/05/2018 |
| CDK Associates, L.L.C. | Delaware | 0 | 6363036 | 0 | 6363036 | 6363036 | 8.8 % | 24/05/2018 |
| Vivo Opportunity, LLC | Delaware | 7072809 | 0 | 7072809 | 0 | 9 | 9.99 % | 21/05/2018 |
| 13-3127734 | Delaware | 1788681 | 0 | 1788681 | 225432 | 2014113 | 5.44 % | 13/02/2018 |
| 26-0385758 | Delaware | 1788681 | 0 | 1788681 | 225432 | 2014113 | 5.44 % | 13/02/2018 |
| 26-0385758 | Delaware | 1788681 | 0 | 1788681 | 225432 | 2014113 | 5.44 % | 13/02/2018 |
| 13-3127734 | Delaware | 1788681 | 0 | 1788681 | 225432 | 2014113 | 5.44 % | 13/02/2018 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| 13G/A | Texas | 0 | 486969 | 0 | 486969 | 486969 | 1.3 % | 14/02/2017 |
| Riccardo Braglia | Luxembourg | 0 | 2616431 | 0 | 0 | 2616431 | 7.1 % | 22/08/2016 |
| Helsinn Investment Fund SA | Luxembourg | 0 | 2616431 | 0 | 0 | 2616431 | 7.1 % | 22/08/2016 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2016 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2016 |
| Deerfield Special Situations International Master Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2016 |
| James E. Flynn | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2016 |
| Deerfield Management Company, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G/A | Texas | 0 | 1944479 | 0 | 1944479 | 1944479 | 5.7 % | 05/02/2016 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| 13G | Texas | 0 | 1715000 | 0 | 1715000 | 1715000 | 5 % | 10/08/2015 |
| Abigail P. Johnson | Delaware | 0 | 0 | 1451621 | 0 | 1451621 | 4.36 % | 10/04/2015 |
| Edward C. Johnson 3d | Delaware | 0 | 0 | 1451621 | 0 | 1451621 | 4.36 % | 10/04/2015 |
| FMR LLC | Delaware | 85803 | 0 | 1451621 | 0 | 1451621 | 4.36 % | 10/04/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2939876 | 0 | 0 | 2939876 | 9.25 % | 17/02/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 1605174 | 0 | 0 | 1605174 | 5.05 % | 17/02/2015 |
| James E. Flynn | Delaware | 0 | 2939876 | 0 | 0 | 2939876 | 9.25 % | 17/02/2015 |
| Deerfield Special Situations International Master Fund, L.P. | Delaware | 0 | 1334702 | 0 | 0 | 1334702 | 4.2 % | 17/02/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2939876 | 0 | 0 | 2939876 | 9.25 % | 17/02/2015 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 1750000 | 0 | 0 | 1750000 | 5.3 % | 18/12/2014 |
| Steven A. Cohen | Delaware | 0 | 2400000 | 0 | 0 | 2400000 | 7.2 % | 18/12/2014 |
| Steven A. Cohen | Delaware | 0 | 2400000 | 0 | 0 | 2400000 | 7.2 % | 18/12/2014 |
| EverPoint Asset Management, LLC | Delaware | 0 | 650000 | 0 | 0 | 650000 | 2 % | 18/12/2014 |
| Point72 Asset Management, L.P. | Delaware | 0 | 1750000 | 0 | 0 | 1750000 | 5.3 % | 18/12/2014 |
| Point72 Capital Advisors, Inc. | Delaware | 0 | 1750000 | 0 | 0 | 1750000 | 5.3 % | 18/12/2014 |
| EverPoint Asset Management, LLC | Delaware | 0 | 650000 | 0 | 0 | 650000 | 2 % | 18/12/2014 |
| Point72 Asset Management, L.P. | Delaware | 0 | 1750000 | 0 | 0 | 1750000 | 5.3 % | 18/12/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 1989500 | 9.26 % | 13/02/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 1130000 | 5.26 % | 13/02/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 859500 | 4 % | 13/02/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 859500 | 4 % | 13/02/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 1130000 | 5.26 % | 13/02/2014 |
| NAME OF REPORTING | Delaware | 0 | 859500 | 0 | 859500 | 1989500 | 9.26 % | 13/02/2014 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| James E. Flynn | United States | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 753337 | 0 | 0 | 753337 | 3.51 % | 30/10/2013 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 753337 | 0 | 0 | 753337 | 3.51 % | 30/10/2013 |
| James E. Flynn | Delaware | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 618862 | 0 | 0 | 618862 | 2.88 % | 30/10/2013 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1372199 | 0 | 0 | 1372199 | 6.38 % | 30/10/2013 |
| Deerfield Special Situations International Master Fund, L.P. | Delaware | 0 | 618862 | 0 | 0 | 618862 | 2.88 % | 30/10/2013 |
| 2 | United States | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | Cayman Islands | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | Cayman Islands | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | United States | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | Cayman Islands | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | Cayman Islands | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | United States | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| 2 | United States | 0 | 0 | 931767 | 931767 | 931767 | 5.4 % | 16/10/2013 |
| FMR LLC | United States of America | 0 | 0 | 1896851 | 0 | 1896851 | 12.633 % | 11/03/2013 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 1896851 | 0 | 1896851 | 12.633 % | 11/03/2013 |
| FMR LLC | United States of America | 0 | 0 | 1896851 | 0 | 1896851 | 12.633 % | 11/03/2013 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 1896851 | 0 | 1896851 | 12.633 % | 11/03/2013 |
| RA Capital Healthcare Fund, L.P. | Massachusetts | 621775 | 0 | 621775 | 0 | 621775 | 4.5 % | 03/01/2013 |
| RA Capital Management, LLC | Massachusetts | 991666 | 0 | 991666 | 0 | 991666 | 7 % | 03/01/2013 |
| Peter Kolchinsky | Massachusetts | 991666 | 0 | 991666 | 0 | 991666 | 7 % | 03/01/2013 |
| RA Capital Healthcare Fund, L.P. | Delaware | 621775 | 0 | 621775 | 0 | 621775 | 4.5 % | 03/01/2013 |
| Peter Kolchinsky | Citizenship or Place of Organization | 991666 | 0 | 991666 | 0 | 991666 | 7 % | 03/01/2013 |
| RA Capital Management, LLC | Massachusetts | 991666 | 0 | 991666 | 0 | 991666 | 7 % | 03/01/2013 |
| Vivo Ventures Fund VII, L.P. | Delaware | 0 | 4561381 | 0 | 10 | 4561381 | 32.32 % | 21/12/2012 |
| Vivo Ventures VII, LLC | Delaware | 0 | 4660796 | 0 | 10 | 4660796 | 33 % | 21/12/2012 |
| Vivo Ventures VII Affiliates Fund, L.P. | Delaware | 0 | 99415 | 0 | 10 | 99415 | 0.73 % | 21/12/2012 |
| Vivo Ventures V Affiliates Fund, L.P. | Delaware | 0 | 2775 | 0 | 10 | 2775 | 0.02 % | 21/12/2012 |
| Vivo Ventures V, LLC | Delaware | 0 | 270782 | 0 | 10 | 270782 | 1.97 % | 21/12/2012 |
| Vivo Ventures Fund V, L.P. | Delaware | 0 | 268007 | 0 | 10 | 268007 | 1.95 % | 21/12/2012 |
| 13G | Delaware | 0 | 929950 | 0 | 929950 | 929950 | 9.9 % | 04/08/2011 |
| Heights Capital Management, Inc. | Cayman Islands | 0 | 929950 | 0 | 0 | 929950 | 9.9 % | 04/08/2011 |
| Capital Ventures International | Cayman Islands | 0 | 929950 | 0 | 0 | 929950 | 9.9 % | 04/08/2011 |
| 13G | Cayman Islands | 0 | 929950 | 0 | 929950 | 929950 | 9.9 % | 04/08/2011 |
| BARCLAYS GLOBAL INVESTORS, NA. | Cayman Islands | 0 | 417609 | 0 | 417609 | 9902528 | 8.57 % | 03/08/2011 |
| Novogen Limited | : | 0 | 0 | 0 | 0 | 10067829 | 78.2 % | 11/05/2011 |
| Novogen Limited | : | 0 | 0 | 0 | 0 | 5240829 | 71.3 % | 30/12/2010 |
| OppenheimerFunds, Inc. | Colorado | 0 | 8671776 | 0 | 0 | 8671776 | 11.66 % | 26/01/2009 |
| Oppenheimer International Growth Fund | Colorado | 0 | 4965704 | 0 | 0 | 4965704 | 6.71 % | 26/01/2009 |