MGHL

Morgan Group Holding Co. MGHL

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Thomas Donald Baulch Jr USA 0 0 0 0 10 0 % 08/11/2019
Thomas Donald Baulch Jr USA 357476 124427 357476 124427 481903 9.92 % 10/05/2019
Thomas Donald Baulch Jr USA 357476 124427 357476 124427 481903 9.92 % 25/04/2018
Thomas Donald Baulch Jr USA 211441 124427 211441 124427 335868 9.99 % 24/04/2018
Bernard Zimmerman Mr. Zimmerman, as the President and sole owner of Bernard Zimmerman & Company, Inc., is deemed a beneficial owner of the shares owned by Bernard Zimmerman & Company, Inc. US 216100 0 216100 0 216100 6.4 % 06/10/2017
Bernard Zimmerman & Company, Inc. Connecticut 216100 0 216100 0 216100 6.4 % 06/10/2017
Claudia B. Carucci Uncle Mills Partners, LLC Claudia B Carucci US Uncle Mills Partners LLC South Carolina 152535 0 152535 0 152535 4.5 % 02/10/2017
BAULCH T USA 211441 124427 211441 124427 335868 9.99 % 16/02/2017
BAULCH T USA 211441 124427 211441 124427 335868 9.99 % 18/02/2016
BAULCH TN/A USA 211441 124427 211441 124427 335868 9.99 % 17/02/2015
Claudia B. Carucci Uncle Mills Partners, LLC Bernard Zimmerman & Company, Inc. Claudia B Carucci US Uncle Mills Partners LLC South Carolina Bernard Zimmerman amp Inc Connecticut 196899 0 196899 0 196899 5.9 % 11/02/2014
Walter P. Carucci Walter P Carucci US 0 0 0 0 0 0 % 11/02/2014
BAULCH TN/A USA 211441 124427 211441 124427 335868 9.99 % 03/02/2014
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) USA 0 0 0 0 0 0 % 07/08/2013
Walter P. Carucci Uncle Mills Partners Bernard Zimmerman & Company, Inc. Walter P Carucci US Uncle Mills Partners New York Bernard Zimmerman amp Inc Connecticut 209499 0 209499 0 209499 6.2 % 12/02/2013
BAULCH TN/A USA 202515 106427 202515 106427 308942 10.11 % 15/02/2012
AND NOS. : Walter P. Carucci Uncle Mills Partners Carr Securities Corporation Bernard Zimmerman & Company, Inc. Walter P Carucci US Uncle Mills Partners New York Carr Securities New York Bernard Zimmerman amp Inc Connecticut 219489 0 219489 0 219489 7.2 % 09/02/2012
BAULCH TN/A USA 198573 106427 198573 106427 305000 9.98 % 23/02/2011
Gottlieb Jay USA 305322 0 305322 0 305322 9.9 % 26/01/2011
AND NOS. : Walter P. Carucci Uncle Mills Partners Carr Securities Corporation Bernard Zimmerman & Company, Inc. Walter P Carucci US Uncle Mills Partners New York Carr Securities New York Bernard Zimmerman amp Inc Connecticut 210989 0 210989 0 210989 6.9 % 23/09/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District