NAUH

National American University Holdings, Inc. NAUH

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
52-0556948 Maryland 308003 0 1304903 0 1304903 5.3 % 14/02/2019
David L. Warnock United States 0 2199449 0 0 2199449 9 % 22/01/2018
J. Todd Sherman United States 0 2199449 0 0 2199449 9 % 22/01/2018
Camden Partners III SPV, LLC Delaware 0 2199449 0 0 2199449 9 % 22/01/2018
Camden Partners III SPV, L.P. Delaware 0 2199449 0 0 2199449 9 % 22/01/2018
Michael Joseph Hillyard United States 110542 1094376 110542 1094376 1204918 5 % 03/11/2016
Cara Marie Hillyard United States 72645 1094376 72645 1094376 1167021 4.8 % 03/11/2016
] United States 72645 1094376 72645 1094376 1167021 4.8 % 03/11/2016
2) Delaware 0 0 0 0 0 0 % 10/02/2014
Ashford Capital Management, Inc. Delaware 819729 0 819729 0 819729 3.2 % 14/02/2013
20-1665304 Delaware 1481587 0 1563087 0 1563087 6.1 % 11/02/2013
Ashford Capital Management, Inc. Delaware 1785343 0 1785343 0 1785343 6.77 % 09/02/2011
20-1665304 Delaware 1629800 0 1768900 0 1768900 6.7 % 09/02/2011
North Pole Capital Master Fund Cayman Islands 0 651565 0 651565 651565 8 % 31/07/2009
Polar Securities Inc. Canada 0 651565 0 651565 651565 8 % 31/07/2009
Loeb Arbitrage Fund New York 443413 0 443413 10 443413 5.41 % 02/02/2009
Loeb Offshore Fund Ltd. Cayman Islands 36235 0 36235 10 36235 0.44 % 02/02/2009
Loeb Arbitrage Management, LLC Delaware 0 61833 0 10 61833 0.76 % 02/02/2009
Loeb Marathon Fund LP Delaware 23519 0 23519 10 23519 0.29 % 02/02/2009
Loeb Marathon Offshore Fund, Ltd. Cayman Islands 12800 0 12800 10 12800 0.16 % 02/02/2009
HBK Master Fund L.P. Delaware 0 545387 0 545387 545387 11 % 27/01/2009
HBK Management LLC Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Special Opportunity Fund I L.P. Delaware 0 74500 0 74500 74500 11 % 27/01/2009
HBK Partners II L.P. Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Services LLC (1) Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK New York LLC Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Investments L.P. Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Special Opportunity Fund I L.P. Delaware 0 74500 0 74500 74500 11 % 27/01/2009
HBK Partners II L.P. Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK New York LLC Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Services LLC (1) Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Master Fund L.P. Delaware 0 545387 0 545387 545387 11 % 27/01/2009
HBK Management LLC Delaware 0 619887 0 619887 619887 11 % 27/01/2009
HBK Investments L.P. Delaware 0 619887 0 619887 619887 11 % 27/01/2009
Bulldog Investors, Phillip Goldstein and Andrew Dakos U.S.A 478884 0 612850 0 612850 7.48 % 29/07/2008
HBK Management LLC Delaware 0 555300 0 555300 555300 11 % 24/07/2008
HBK Master Fund L.P. Delaware 0 555300 0 555300 555300 11 % 24/07/2008
HBK Investments L.P. Delaware 0 555300 0 555300 555300 11 % 24/07/2008
HBK Services LLC (1) Delaware 0 555300 0 555300 555300 11 % 24/07/2008
HBK Partners II L.P. Delaware 0 555300 0 555300 555300 11 % 24/07/2008
Capital Investments, LLC of New Jersey 520000 0 520000 0 520000 6.4 % 11/07/2008
Capital, Inc. of New Jersey 520000 0 520000 0 520000 6.4 % 11/07/2008
Wynnefield Capital, Inc. Cayman 112500 0 112500 0 112500 1.4 % 15/02/2008
Nelson Obus Delaware 437500 0 437500 0 437500 5.3 % 15/02/2008
Joshua Landes Delaware 437500 0 437500 0 437500 5.3 % 15/02/2008
Wynnefield Partners Small Cap Value, L.P. Delaware 100000 0 100000 0 100000 1.2 % 15/02/2008
Wynnefield Partners Small Cap Value, L.P. I Delaware 225000 0 225000 0 225000 2.7 % 15/02/2008
Wynnefield Small Cap Value Offshore Fund, Ltd. Cayman Islands 112500 0 112500 0 112500 1.4 % 15/02/2008
Wynnefield Capital Management, LLC New 325000 0 325000 0 325000 4 % 15/02/2008
98-0415217 Cayman Islands 0 456468 0 456468 456468 5.57 % 07/02/2008
11-3694008 Delaware 0 553703 0 553703 553703 6.76 % 07/02/2008
01-0798253 Delaware 0 508370 0 508370 508370 6.21 % 07/02/2008
11-3694007 Delaware 0 553703 0 553703 553703 6.76 % 07/02/2008
Andrew R. Jones United States of America 0 0 0 0 0 11 % 22/01/2008
North Star Partners II, L.P. (102-30616) Delaware 0 0 0 0 0 11 % 22/01/2008
North Star Partners, L.P. (102-04450) Delaware 0 0 0 0 0 11 % 22/01/2008
North Star Partners II, L.P. (102-30616) or Place of Organization 0 0 0 450000 450000 5.8 % 10/12/2007
Andrew R. Jones or Place of Organization 0 0 0 450000 450000 5.8 % 10/12/2007
North Star Partners, L.P. (102-04450) or Place of Organization 0 0 0 450000 450000 5.8 % 10/12/2007

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District