Neuberger Berman New York Municipal Fund, Inc. NBO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 0 | 0 % | 09/11/2023 | |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 0 | 0 % | 09/11/2023 | |
| Karpus Investment Management | New York | 206171 | 0 | 206171 | 0 | 206171 | 4.06 % | 10/03/2023 |
| Karpus Investment Management | New York | 206171 | 0 | 206171 | 0 | 206171 | 4.06 % | 10/03/2023 |
| Saba Capital Management GP, LLC | Delaware | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Saba Capital Management GP, LLC | Delaware | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Boaz R. Weinstein | United States | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Saba Capital Management, L.P. | Delaware | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Boaz R. Weinstein | United States | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Saba Capital Management, L.P. | Delaware | 0 | 285421 | 0 | 285421 | 285421 | 5.6 % | 03/03/2023 |
| Karpus Investment Management | New York | 255888 | 0 | 255888 | 0 | 255888 | 5.04 % | 14/02/2023 |
| Karpus Investment Management | New York | 255888 | 0 | 255888 | 0 | 255888 | 5.04 % | 14/02/2023 |
| Karpus Investment Management | New York | 403761 | 0 | 403761 | 0 | 403761 | 7.95 % | 14/02/2022 |
| Karpus Investment Management | New York | 403761 | 0 | 403761 | 0 | 403761 | 7.95 % | 14/02/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 217776 | 217776 | 4.29 % | 02/02/2022 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 217776 | 217776 | 4.29 % | 02/02/2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | DELAWARE | 187168 | 0 | 187168 | 0 | 187168 | 3.69 % | 16/02/2021 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | DELAWARE | 187168 | 0 | 187168 | 0 | 187168 | 3.69 % | 16/02/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 261348 | 261348 | 5.15 % | 11/01/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 261348 | 261348 | 5.15 % | 11/01/2021 |
| Saba Capital Management, L.P. | Delaware | 0 | 169589 | 0 | 169589 | 169589 | 3.3 % | 14/02/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 1695891 | 0 | 169589 | 169589 | 3.3 % | 14/02/2020 |
| Boaz R. Weinstein | United States | 0 | 169589 | 0 | 169589 | 169589 | 3.3 % | 14/02/2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 497582 | 9.8 % | 13/02/2020 | |||||
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 497582 | 9.8 % | 13/02/2020 | |||||
| Saba Capital Management, L.P. | Delaware | 0 | 331743 | 0 | 331743 | 331743 | 6.53 % | 13/03/2019 |
| Boaz R. Weinstein | United States | 0 | 331743 | 0 | 331743 | 331743 | 6.53 % | 13/03/2019 |
| Saba Capital Management, L.P. | Delaware | 0 | 331743 | 0 | 331743 | 331743 | 6.53 % | 13/03/2019 |
| Boaz R. Weinstein | United States | 0 | 331743 | 0 | 331743 | 331743 | 6.53 % | 13/03/2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 344096 | 6.78 % | 14/02/2019 | |||||
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 344096 | 6.78 % | 14/02/2019 | |||||
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 217097 | 217097 | 4.28 % | 14/01/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 217097 | 217097 | 4.28 % | 14/01/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 321923 | 321923 | 6.34 % | 25/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 321923 | 321923 | 6.34 % | 25/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 292553 | 292553 | 5.76 % | 25/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 292553 | 292553 | 5.76 % | 25/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 284518 | 284518 | 5.6 % | 03/02/2016 | |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 284518 | 284518 | 5.6 % | 03/02/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 279173 | 279173 | 5.5 % | 16/01/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 279173 | 279173 | 5.5 % | 16/01/2015 |
| Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. | New York | 315 | 315 | 315 | 16.32 % | 30/01/2014 | ||
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 362414 | 362414 | 7.15 % | 30/01/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 362414 | 362414 | 7.15 % | 30/01/2014 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 392409 | 392409 | 7.76 % | 24/01/2013 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 392409 | 392409 | 7.76 % | 24/01/2013 |
| Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. | New York | 327 | 327 | 327 | 16.94 % | 04/01/2013 | ||
| Blue Ridge Investments, L.L.C. | Delaware | 1309 | 0 | 1309 | 0 | 1309 | 67.8 % | 12/03/2010 |
| Bank of America, N.A. | United States | 0 | 6 | 0 | 6 | 6 | 0.3 % | 12/03/2010 |
| Bank of America Corporation | Delaware | 0 | 1371 | 0 | 1371 | 1371 | 71 % | 12/03/2010 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Delaware | 56 | 0 | 56 | 0 | 56 | 2.9 % | 12/03/2010 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Delaware | 0 | 0 | 1340 | 1340 | 34.7 % | 20/01/2010 | |
| Bank of America Corporation | Delaware | 0 | 0 | 2655 | 2655 | 68.8 % | 20/01/2010 | |
| Bank of America, N.A. | United States | 0 | 0 | 1315 | 1315 | 34.1 % | 20/01/2010 |