NeuBase Therapeutics, Inc. NBSE
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| s Barry Shiff Tax Free Savings Account | Citizenship or place of organization Toronto, Canada | 3800 | 0 | 3800 | 0 | 3800 | 0 % | 31/08/2023 |
| s Barry Shiff Registered Retirement Savings Plan | Citizenship or place of organization Toronto, Canada | 105708 | 0 | 105708 | 0 | 105708 | 3.4 % | 31/08/2023 |
| s: Symetryx Corporation | Ontario, Canada | 428444 | 0 | 428444 | 0 | 428444 | 13.8 % | 31/08/2023 |
| s Aleta Shiff Registered Retirement Savings Plan | Citizenship or place of organization Ontario, Canada | 44488 | 0 | 44488 | 0 | 44488 | 1.4 % | 31/08/2023 |
| s Aleta Shiff Tax Free Savings Account | Citizenship or place of organization Toronto, Canada | 36485 | 0 | 36485 | 0 | 36485 | 1.2 % | 31/08/2023 |
| DME Advisors LP | Delaware | 0 | 360800 | 0 | 0 | 360800 | 1.1 % | 14/02/2022 |
| DME Capital Management, LP | Delaware | 0 | 1094631 | 0 | 0 | 1094631 | 3.3 % | 14/02/2022 |
| Greenlight Capital, Inc. | Delaware | 0 | 1271596 | 0 | 0 | 1271596 | 3.9 % | 14/02/2022 |
| DME Advisors GP, LLC | Delaware | 0 | 1455431 | 0 | 0 | 1455431 | 4.4 % | 14/02/2022 |
| David Einhorn | U.S. Citizen | 0 | 2727027 | 0 | 0 | 2727027 | 8.3 % | 14/02/2022 |
| David Einhorn | U.S. Citizen | 0 | 2027027 | 0 | 0 | 2027027 | 8.7 % | 16/02/2021 |
| DME Advisors LP | Delaware | 0 | 191900 | 0 | 0 | 191900 | 0.8 % | 16/02/2021 |
| Greenlight Capital, Inc. | Delaware | 0 | 945196 | 0 | 0 | 945196 | 4.1 % | 16/02/2021 |
| DME Capital Management, LP | Delaware | 0 | 889931 | 0 | 0 | 889931 | 3.8 % | 16/02/2021 |
| DME Advisors GP, LLC | Delaware | 0 | 1081831 | 0 | 0 | 1081831 | 4.7 % | 16/02/2021 |
| Shivaji Thadke | India | 1019055 | 0 | 1019055 | 0 | 1019055 | 6 % | 23/07/2019 |
| Carnegie Mellon University | Pennsylvania, USA | 939412 | 0 | 939412 | 0 | 939412 | 5.5 % | 22/07/2019 |
| Kershner Trading Americas LLC26-2018299 | DISPOSITIVE POWER 467,600 | 467600 | 0 | 0 | 467600 | 467600 | 16.52 % | 18/07/2019 |
| David Einhorn | U.S. Citizen | 0 | 1538462 | 0 | 0 | 1538462 | 9 % | 16/07/2019 |
| Greenlight Capital, Inc. | Delaware | 0 | 957331 | 0 | 0 | 957331 | 5.6 % | 16/07/2019 |
| DME Capital Management, LP | Delaware | 0 | 581131 | 0 | 0 | 581131 | 3.4 % | 16/07/2019 |
| DME Advisors GP, LLC | Delaware | 0 | 581131 | 0 | 0 | 581131 | 3.4 % | 16/07/2019 |
| SKS Ocular I LLC | United States of America | 0 | 697865 | 0 | 697865 | 697865 | 2.2 % | 29/01/2016 |
| Jason S. Slakter | United States of America | 1588619 | 0 | 1588619 | 0 | 1588619 | 5 % | 29/01/2016 |
| Kevin Kotler | Delaware | 0 | 1775000 | 0 | 1775000 | 1775000 | 6.1 % | 07/04/2015 |
| Broadfin Healthcare Master Fund, Ltd. | Delaware | 0 | 1775000 | 0 | 1775000 | 1775000 | 6.1 % | 07/04/2015 |
| Broadfin Capital, LLC | Delaware | 0 | 1775000 | 0 | 1775000 | 1775000 | 6.1 % | 07/04/2015 |
| 2 | Cayman Islands | 0 | 1225000 | 0 | 1225000 | 1225000 | 5.2 % | 11/07/2014 |
| 2 | Cayman Islands | 0 | 1225000 | 0 | 1225000 | 1225000 | 5.2 % | 11/07/2014 |
| 2 | Cayman Islands | 0 | 1225000 | 0 | 1225000 | 1225000 | 5.2 % | 11/07/2014 |
| 2 | Cayman Islands | 0 | 1225000 | 0 | 1225000 | 1225000 | 5.2 % | 11/07/2014 |
| Shalom Hirschman | USA | 1468765 | 0 | 1468765 | 0 | 1468765 | 7.3 % | 21/03/2014 |
| only). | New York | 546601 | 0 | 546601 | 0 | 546601 | 2.7 % | 21/02/2014 |
| only). | New York | 996649 | 0 | 996649 | 0 | 996649 | 4.9 % | 21/02/2014 |
| Globis Capital, L.L.C. | Delaware | 0 | 825360 | 0 | 0 | 825360 | 4.2 % | 14/02/2014 |
| Paul Packer | Delaware | 473930 | 825360 | 473930 | 0 | 1299290 | 6.6 % | 14/02/2014 |
| Globis Capital Partners, L.P. | Delaware | 0 | 446087 | 0 | 0 | 446087 | 2.3 % | 14/02/2014 |
| Globis Capital Advisors, L.L.C. | Delaware | 0 | 446087 | 0 | 0 | 446087 | 2.3 % | 14/02/2014 |
| Globis Overseas Fund, Ltd | Delaware | 0 | 379273 | 0 | 0 | 379273 | 2 % | 14/02/2014 |
| Globis Capital Management, L.P. | Delaware | 0 | 825360 | 0 | 0 | 825360 | 4.2 % | 14/02/2014 |
| Sabby Volatility Warrant Master Fund, Ltd. | DELAWARE | 0 | 14011471 | 0 | 14011471 | 530000 | 5.95 % | 14/02/2014 |
| only). | Delaware | 1318424 | 0 | 1318424 | 0 | 1318424 | 6.5 % | 13/02/2014 |
| only). | Delaware | 644100 | 0 | 644100 | 0 | 644100 | 3.2 % | 13/02/2014 |
| Globis Capital, L.L.C. | Delaware | 0 | 1083746 | 0 | 0 | 1083746 | 5.5 % | 28/06/2013 |
| Paul Packer | United States | 543595 | 1083746 | 543595 | 0 | 1627341 | 8.3 % | 28/06/2013 |
| Globis Capital Advisors, L.L.C. | Delaware | 0 | 655340 | 0 | 0 | 655340 | 3.3 % | 28/06/2013 |
| Globis Capital Management, L.P. | Delaware | 0 | 1083746 | 0 | 0 | 1083746 | 5.5 % | 28/06/2013 |
| Globis Overseas Fund, Ltd. | Cayman Islands | 0 | 428406 | 0 | 0 | 428406 | 2.2 % | 28/06/2013 |
| (. | Delaware | 0 | 655340 | 0 | 0 | 655340 | 3.3 % | 28/06/2013 |