NCNA

NuCana plc NCNA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Carlyle Holdings I GP Inc. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Abingworth LLP 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
CG Subsidiary Holdings L.L.C. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Carlyle Holdings I L.P. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Carlyle Genesis UK LLC 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Carlyle Investment Management L.L.C. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Carlyle Holdings I GP Sub L.L.C. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
Abingworth Bioventures VII LP 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
The Carlyle Group Inc. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
TC Group, L.L.C. 0 3353134 0 3353134 3353134 6.4 % 11/08/2022
95-1411037 Delaware 0 0 0 0 13 0 % 11/02/2022
95-1411037 Delaware 2977153 0 2977153 0 13 5.7 % 11/02/2022
Monique Saulnier (“Saulnier”) French Citizen 0 4978993 0 4978993 4978993 9.7 % 15/06/2021
Denis Lucquin (“Lucquin”) French Citizen 0 4978993 0 4978993 4978993 9.7 % 15/06/2021
Antoine Papiernik (“Papiernik”) French Citizen 0 4978993 0 4978993 4978993 9.7 % 15/06/2021
Henrijette Richter (“Richter”) Danish Citizen 0 4978993 0 4978993 4978993 9.7 % 15/06/2021
Graziano Seghezzi (“Seghezzi”) Italian Citizen 0 4978993 0 4978993 4978993 9.7 % 15/06/2021
Sofinnova Capital VI FCPR (“SC VI”) France 4978993 0 4978993 0 4978993 9.7 % 15/06/2021
Sofinnova Partners SAS, a French corporation (“SP SAS”) France 4978993 0 4978993 0 4978993 9.7 % 15/06/2021
95-1411037 Delaware 4417153 0 4417153 0 13 8.7 % 16/02/2021
Harvard Management Company, Inc. Massachusetts 1678239 0 1678239 0 1678239 3.3 % 12/02/2021
Sofinnova Capital VI FCPR (“SC VI”) France 5798842 0 5798842 0 5798842 11.9 % 02/02/2021
Sofinnova Partners SAS, a French corporation (“SP SAS”) France 5798842 0 5798842 0 5798842 11.9 % 02/02/2021
Denis Lucquin (“Lucquin”) French Citizen 0 5798842 0 5798842 5798842 11.9 % 02/02/2021
Antoine Papiernik (“Papiernik”) French Citizen 0 5798842 0 5798842 5798842 11.9 % 02/02/2021
Henrijette Richter (“Richter”) Danish Citizen 0 5798842 0 5798842 5798842 11.9 % 02/02/2021
Monique Saulnier (“Saulnier”) French Citizen 0 5798842 0 5798842 5798842 11.9 % 02/02/2021
Graziano Seghezzi (“Seghezzi”) Italian Citizen 0 5798842 0 5798842 5798842 11.9 % 02/02/2021
Baillie Gifford & Co (Scottish partnership) SCOTLAND UK 0 67022 0 0 3319330 11 % 28/01/2021
10. Massachusetts 2911111 0 2911111 0 2911111 9.033 % 14/02/2020
2. 1949374 0 1949374 0 1949374 5.87 % 14/02/2020
Capital International Investors ** 2629677 0 2629677 0 2629677 8.1 % 14/02/2020
Woodford Investment Management Ltd United Kingdom 0 1206000 0 1865000 1865000 5.8 % 14/02/2019
Neil Woodford United Kingdom 0 1206000 0 1865000 1865000 5.8 % 14/02/2019
Graziano Seghezzi (“Seghezzi”) Italian Citizen 0 7233795 0 7233795 7233795 22.4 % 14/02/2019
EIN: 98-0444341 France 7233795 0 7233795 10 7233795 22.4 % 14/02/2019
Sofinnova Partners SAS, a French corporation (“SP SAS”) France 7233795 0 7233795 10 7233795 22.4 % 14/02/2019
Denis Lucquin (“Lucquin”) French Citizen 0 7233795 0 7233795 7233795 22.4 % 14/02/2019
Monique Saulnier (“Saulnier”) French Citizen 0 7233795 0 7233795 7233795 22.4 % 14/02/2019
Henrijette Richter (“Richter”) Danish Citizen 0 7233795 0 7233795 7233795 22.4 % 14/02/2019
Antoine Papiernik (“Papiernik”) French Citizen 0 7233795 0 7233795 7233795 22.4 % 14/02/2019
2. United Kingdom 3403531 0 3403531 0 3403531 9.95 % 13/07/2018
2. United Kingdom 0 0 1949374 0 1949374 5.95 % 13/07/2018
Scottish Enterprise Scotland, United Kingdom 2246915 0 2246915 0 2246915 7.06 % 15/02/2018
SMALLCAP World Fund, Inc. Maryland 0 0 0 0 2002628 6.2 % 13/02/2018
Sofinnova Venture Partners VIII, L.P. (“SVP VIII”) Delaware 4666666 0 4666666 10 4666666 15.1 % 11/10/2017
Dr. Anand Mehra (“Mehra”) U.S. Citizen 0 4666666 0 10 4666666 15.1 % 11/10/2017
Sofinnova Management VIII, L.L.C. (“SM VIII”) Delaware 4666666 0 4666666 0 4666666 15.1 % 11/10/2017
Dr. Michael F. Powell (“Powell”) U.S. Citizen 0 4666666 0 10 4666666 15.1 % 11/10/2017
Dr. James I. Healy (“Healy”) U.S. Citizen 45750 4666666 45750 10 4712416 15.3 % 11/10/2017

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District