Virtus Equity & Convertible Income Fund NIE
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| 20-0532180 | Delaware, U.S.A. | 1251081 | 0 | 1254150 | 0 | 1254150 | 4.526 % | 10/02/2016 |
| 20-0532180 | Delaware, U.S.A. | 1796024 | 0 | 1796024 | 0 | 1796024 | 6.482 % | 11/02/2015 |
| Smith Barney Holdings Inc. | Illinois, U.S.A. | 0 | 0 | 0 | 2510570 | 866451 | 6.2 % | 10/09/2010 |