Nikola Corporation NKLA
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Mark A. Russell | 5012102 | 39876497 | 44888599 | 0 | 44888599 | 8.7 % | 13/02/2023 | |
| T&M Residual, LLC | 0 | 39876497 | 39876497 | 0 | 39876497 | 7.7 % | 13/02/2023 | |
| The Vanguard Group - 23-1945930 | Pennsylvania | 0 | 563185 | 30657966 | 855885 | 31513851 | 6.58 % | 09/02/2023 |
| NORGES BANK (THE CENTRAL BANK OF NORWAY) | NORWAY | 654110105 | 0 | 20663395 | 215730 | 20879125 | 5.05 % | 10/03/2022 |
| M&M Residual, LLC | 48361144 | 0 | 48361144 | 0 | 48361144 | 12 % | 01/12/2021 | |
| Trevor R. Milton | 48361144 | 39876497 | 48361144 | 0 | 88237641 | 21.8 % | 01/12/2021 | |
| Periscope Capital Inc. | Canada | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Polar Asset Management Partners Inc. | Canada | 0 | 0 | 0 | 0 | 0 | 0 % | 10/02/2021 |
| Jeffrey W. Ubben | United States | 8686587 | 11675437 | 8686587 | 10 | 20362024 | 5.6 % | 04/08/2020 |
| Inclusive Capital Partners, L.P. | Delaware | 0 | 11675437 | 0 | 10 | 11675437 | 3.2 % | 04/08/2020 |
| Green Nikola Holdings LLC | Delaware | 0 | 22130385 | 0 | 22130385 | 22130385 | 6.1 % | 17/06/2020 |
| Hanwha Energy USA Holdings Corp. | Delaware | 0 | 22130385 | 0 | 22130385 | 22130385 | 6.1 % | 17/06/2020 |
| Hanwha General Chemical USA Corp. | Delaware | 0 | 22130385 | 0 | 22130385 | 22130385 | 6.1 % | 17/06/2020 |
| CNH Industrial N.V. | 0 | 25661449 | 0 | 25661449 | 25661449 | 7.11 % | 15/06/2020 | |
| Iveco S.p.A. | 0 | 25661449 | 0 | 25661449 | 25661449 | 7.11 % | 15/06/2020 | |
| VA Spring NM, LLC | 0 | 8686587 | 0 | 8686587 | 8686587 | 2.4 % | 15/06/2020 | |
| ValueAct Spring Master Fund, L.P. | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| Jeffrey W. Ubben | 0 | 20362024 | 0 | 20362024 | 20362024 | 5.6 % | 15/06/2020 | |
| VA Partners I, LLC | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| ValueAct Capital Management, L.P. | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| ValueAct Capital Management, LLC | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| ValueAct Holdings, L.P. | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| ValueAct Holdings II, L.P. | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| ValueAct Holdings GP, LLC | 0 | 11675437 | 0 | 11675437 | 11675437 | 3.2 % | 15/06/2020 | |
| SCHEDULE 13D | 0 | 23081451 | 0 | 23081451 | 23081451 | 6.4 % | 15/06/2020 | |
| T&M Residual, LLC | 0 | 39876497 | 39876497 | 0 | 39876497 | 11 % | 15/06/2020 | |
| Trevor R. Milton | 91602734 | 39876497 | 91602734 | 0 | 131479231 | 36.4 % | 15/06/2020 | |
| Mark A. Russell | 9897990 | 39876497 | 49774487 | 0 | 49774487 | 13.5 % | 15/06/2020 | |
| M&M Residual, LLC | 91602734 | 0 | 91602734 | 0 | 91602734 | 25.4 % | 15/06/2020 | |
| Worthington Steel of Michigan, Inc. | : | 0 | 19048020 | 0 | 10 | 19048020 | 5.3 % | 09/06/2020 |
| WI Ventures, LLC | : | 19048020 | 0 | 19048020 | 10 | 19048020 | 5.3 % | 09/06/2020 |
| Worthington Industries, Inc. | : | 0 | 19048020 | 0 | 10 | 19048020 | 5.3 % | 09/06/2020 |
| 5.1% | Canada | 0 | 1504400 | 0 | 1504400 | 1504400 | 5.1 % | 14/02/2020 |
| Karpus Investment Management | New York | 2247342 | 0 | 2353142 | 0 | 2353142 | 7.9 % | 14/02/2020 |
| Notes). | DELAWARE | 0 | 1012000 | 0 | 1012000 | 1012000 | 3.41 % | 13/02/2020 |
| BASSO CAPITAL MANAGEMENT, L.P. | Delaware | 0 | 188820 | 0 | 188820 | 188820 | 0.64 % | 07/02/2020 |
| BASSO MANAGEMENT, LLC | Delaware | 0 | 188820 | 0 | 188820 | 188820 | 0.64 % | 07/02/2020 |
| BASSO SPAC FUND LLC | Delaware | 0 | 188820 | 0 | 188820 | 188820 | 0.64 % | 07/02/2020 |
| BASSO GP, LLC | Delaware | 0 | 188820 | 0 | 188820 | 188820 | 0.64 % | 07/02/2020 |
| HOWARD I. FISCHER | Delaware | 0 | 188820 | 0 | 188820 | 188820 | 0.64 % | 07/02/2020 |
| AQR Absolute Return Master Account, L.P. | Delaware USA | 0 | 1240000 | 0 | 0 | 1240000 | 4.18 % | 14/02/2019 |
| AQR Capital Management, LLC | Delaware USA | 0 | 1390000 | 0 | 0 | 1390000 | 4.69 % | 14/02/2019 |
| AQR Capital Management Holdings, LLC | Delaware USA | 0 | 1390000 | 0 | 0 | 1390000 | 4.69 % | 14/02/2019 |
| CNH Partners, LLC | Delaware USA | 0 | 1390000 | 0 | 0 | 1390000 | 4.69 % | 14/02/2019 |
| AQR Principal Global Asset Allocation, LLC | Delaware USA | 0 | 1240000 | 0 | 0 | 1240000 | 4.18 % | 14/02/2019 |
| Notes). | DELAWARE | 0 | 1630800 | 0 | 1630800 | 1630800 | 5.5 % | 14/02/2019 |
| (1) BlackRock, Inc. | Delaware | 2776207 | 0 | 2776207 | 0 | 2776207 | 9.2 % | 13/02/2019 |
| Polar Asset Management Partners Inc. | Canada | 2673000 | 0 | 2673000 | 0 | 2673000 | 9.02 % | 11/02/2019 |
| BASSO CAPITAL MANAGEMENT, L.P. | United States | 0 | 1507000 | 0 | 1507000 | 1507000 | 5.08 % | 23/10/2018 |
| HOWARD I. FISCHER | United States | 0 | 1507000 | 0 | 1507000 | 1507000 | 5.08 % | 23/10/2018 |
| BASSO GP, LLC | United States | 0 | 1507000 | 0 | 1507000 | 1507000 | 5.08 % | 23/10/2018 |
| BASSO MANAGEMENT, LLC | United States | 0 | 1507000 | 0 | 1507000 | 1507000 | 5.08 % | 23/10/2018 |
| BASSO SPAC FUND LLC | United States | 0 | 1507000 | 0 | 1507000 | 1507000 | 5.08 % | 23/10/2018 |
| (1) BlackRock, Inc. | Delaware | 3035701 | 0 | 3035701 | 0 | 3035701 | 10.3 % | 08/06/2018 |
| AQR Absolute Return Master Account, L.P. | Delaware, USA | 0 | 1440000 | 0 | 0 | 1440000 | 5.58 % | 25/05/2018 |
| AQR Principal Global Asset Allocation, LLC | Delaware, USA | 0 | 1440000 | 0 | 0 | 1440000 | 5.58 % | 25/05/2018 |
| CNH Partners, LLC | Delaware, USA | 0 | 1800000 | 0 | 0 | 1800000 | 6.98 % | 25/05/2018 |
| AQR Capital Management, LLC | Delaware, USA | 0 | 1800000 | 0 | 0 | 1800000 | 6.98 % | 25/05/2018 |
| AQR Capital Management Holdings, LLC | Delaware, USA | 0 | 1800000 | 0 | 0 | 1800000 | 6.98 % | 25/05/2018 |