NLST

Netlist, Inc. NLST

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Chun K. Hong United States 6658371 0 6658371 0 6658371 10.8 % 13/02/2017
Chun K. Hong United States 7058371 0 7058371 0 7058371 14.02 % 12/02/2016
FIG Corp. Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Fortress Operating Entity I LP Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Fortress Principal Investment Holdings IV LLC Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Fortress Investment Group LLC Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Drawbridge Special Opportunities Advisors LLC Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
FIG LLC Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Drawbridge Special Opportunities GP LLC Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Drawbridge Special Opportunities Fund LP Delaware 0 2648351 0 0 2648351 5 % 12/02/2016
Chun K. Hong United States 7974318 0 7974318 0 7974318 19.22 % 17/02/2015
NorthPointe Capital, LLC Delaware 0 0 0 0 0 0 % 10/02/2014
2. Bermuda 1575541 0 1575541 0 1575541 4.99 % 07/02/2014
Drawbridge Special Opportunities Fund LP See Instructions Delaware 0 1648351 0 1648351 1648351 5.1 % 29/07/2013
NorthPointe Capital, LLC Delaware 411944 0 1662214 0 1662214 5.9 % 11/02/2013
2. Bermuda 1740501 0 0 0 1740501 5.73 % 04/01/2013
Heights Capital Management, Inc. ** Cayman Islands 0 0 0 0 0 0 % 11/02/2011
Capital Ventures International Cayman Islands 0 0 0 0 0 0 % 11/02/2011
26-0385758 Delaware 96700 0 96700 0 96700 0.38 % 11/02/2011
Capital Ventures International Delaware 0 1600000 0 0 1600000 6.9 % 29/03/2010
Heights Capital Management, Inc. Delaware 0 1600000 0 0 1600000 6.9 % 29/03/2010
Chun K. Hong United States 6035417 0 6035417 0 6035417 29.19 % 23/02/2010
Jun S. Cho United States 1175500 0 1175500 0 1175500 5.9 % 16/02/2010
Jae Dong Lee South Korean 1165251 0 1165251 0 1165251 5.9 % 16/02/2010
94-3342119 Delaware 0 0 0 0 0 11 % 16/02/2010
James H. Simons United States 1431900 0 1431900 0 1431900 7.21 % 11/02/2010
26-0385758 Delaware 1431900 0 1431900 0 1431900 7.21 % 11/02/2010
94-3342119 Delaware 1285855 0 1285855 0 1285855 6.5 % 13/02/2009

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District