NMFC

New Mountain Finance Corporation NMFC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
RGC Management Company, LLC Delaware 0 6881400 0 7236604 7236604 6.69 % 14/02/2023
Radcliffe Capital Management, L.P. Delaware 0 6881400 0 7236604 7236604 6.69 % 14/02/2023
Christopher L. Hinkel United States of America 0 6881400 0 7236604 7236604 6.69 % 14/02/2023
Steven B. Katznelson Canada, United States of America and United Kingdom 0 6881400 0 7236604 7236604 6.69 % 14/02/2023
Adam B. Weinstein 239158 1349430 239158 11 1688588 1.7 % 05/06/2020
Steven B. Klinsky Non-GST Exempt Trust 0 1020267 0 11 1020267 1.1 % 05/06/2020
Steven B. Klinsky 7240750 1449430 7240750 11 8690180 9 % 05/06/2020
Steven B. Klinsky Trust 0 429163 0 11 429163 0.4 % 05/06/2020
SCOTT BRADLEY SCHAEFER United States 0 2229909 0 0 2229909 2.3 % 14/02/2020
STEELHEAD PARTNERS, LLC Delaware 2229909 0 2229909 0 2229909 2.3 % 14/02/2020
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 2171938 0 2171938 0 2171938 2.2 % 14/02/2020
RGC Management Company, LLC Delaware 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Radcliffe Capital Management, L.P. Delaware 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Christopher L. Hinkel United States of America 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Steven B. Katznelson Canada, United States of America and United Kingdom 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Wells Fargo & Company Delaware 9331 1549339 9331 0 3843055 3.97 % 04/02/2020
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 4299298 0 4299298 0 4299298 5.1 % 06/06/2019
STEELHEAD PARTNERS, LLC Delaware 4403400 0 4403400 0 4403400 5.2 % 06/06/2019
SCOTT BRADLEY SCHAEFER United States 0 4403400 0 0 4403400 5.2 % 06/06/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 132291 0 132291 0 132291 6.39 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND MARYLAND 132291 0 132291 0 132291 6.39 % 14/02/2019
Christopher L. Hinkel United States of America 0 3386950 0 0 4981047 6.14 % 14/02/2019
Steven B. Katznelson Canada, United States of America and United Kingdom 0 3386950 0 0 4981047 6.14 % 14/02/2019
RGC Management Company, LLC Delaware 0 3386950 0 0 4981047 6.14 % 14/02/2019
Radcliffe Capital Management, L.P. Delaware 0 3386950 0 0 4981047 6.14 % 14/02/2019
(Steven B. Klinsky Non-GST Exempt Trust United States of America 0 759957 0 0 759957 1.2 % 04/03/2016
(Adam B. Weinstein United States of America 60359 893413 60359 0 953772 1.5 % 04/03/2016
(Steven B. Klinsky Trust United States of America 0 133456 0 0 133456 0.2 % 04/03/2016
(Steven B. Klinsky United States of America 4592364 893413 4592364 0 5485777 8.6 % 04/03/2016
2) Minnesota 0 30541 0 2367905 2367905 4.09 % 13/02/2015
2) Minnesota 0 30541 0 2367905 2367905 4.09 % 13/02/2015
Wells Fargo Advisors, LLC Delaware 0 3185178 0 0 3207593 5.54 % 10/02/2015
Wells Fargo & Company Delaware 9566 3568772 9566 0 3654110 6.31 % 10/02/2015
New Mountain Investments III, L.L.C. Delaware 0 0 0 10 0 0 % 18/02/2014
Steven B. Klinsky Non-GST Exempt Trust United States of America 0 624894 0 10 624894 1.3 % 18/02/2014
Adam J. Collins United States of America 21345 734635 21345 10 755980 1.6 % 18/02/2014
New Mountain Guardian AIV, L.P. Delaware 0 0 0 10 0 0 % 18/02/2014
New Mountain Finance AIV Holdings Corporation Delaware 0 0 0 10 0 0 % 18/02/2014
New Mountain Guardian GP, L.L.C. Delaware 0 87291 0 10 87291 0.2 % 18/02/2014
Steven B. Klinsky United States of America 1761367 821926 1761367 10 2583293 5.4 % 18/02/2014
Steven B. Klinsky Trust United States of America 0 109741 0 10 109741 0.2 % 18/02/2014
Adams Street Partners, LLC Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street Co-Investment Fund II, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street Direct Co-Investment Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street 2009 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street 2008 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street 2007 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Steven B. Klinsky United States of America 1794412 20356695 1794412 0 22151107 71.6 % 09/08/2011
New Mountain Investments III, L.L.C. Delaware 0 20221938 0 0 20221938 65.4 % 09/08/2011
New Mountain Finance AIV Holdings Corporation Delaware 0 20221938 0 0 20221938 65.4 % 09/08/2011
New Mountain Guardian GP, L.L.C. Delaware 0 65792 0 0 65792 0.6 % 09/08/2011
Steven B. Klinsky Trust United States of America 0 68965 0 0 68965 0.6 % 09/08/2011
Adam J. Collins United States of America 10345 68965 10345 0 79310 0.7 % 09/08/2011
New Mountain Guardian AIV, L.P. Delaware 0 20221938 0 0 20221938 65.4 % 09/08/2011
Robert Horwitz Delaware 0 909818 0 909818 909818 8.5 % 17/06/2011
RH Capital Associates LLC Delaware 0 909818 0 909818 909818 8.5 % 17/06/2011
New Mountain Guardian AIV, L.P. Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
Adam J. Collins United States of America 10345 68965 10345 0 79310 0.7 % 31/05/2011
New Mountain Investments III, L.L.C. Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
Steven B. Klinsky Trust United States of America 0 68965 0 0 68965 0.6 % 31/05/2011
New Mountain Finance AIV Holdings Corporation Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
New Mountain Guardian Partners, L.P. Delaware 0 1252964 0 0 1252964 11.7 % 31/05/2011
New Mountain Guardian GP, L.L.C. Delaware 0 1252964 0 0 1252964 11.7 % 31/05/2011
Steven B. Klinsky United States of America 1794412 21543867 1794412 0 23338279 75.5 % 31/05/2011
Steven B. Klinsky United States of America 1794412 21543867 1794412 0 23338279 75.5 % 31/05/2011
New Mountain Investments III, L.L.C. Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
New Mountain Guardian AIV, L.P. Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
New Mountain Guardian Partners, L.P. Delaware 0 1252964 0 0 1252964 11.7 % 31/05/2011
New Mountain Finance AIV Holdings Corporation Delaware 0 20221938 0 0 20221938 65.4 % 31/05/2011
Steven B. Klinsky Trust United States of America 0 68965 0 0 68965 0.6 % 31/05/2011
Adam J. Collins United States of America 10345 68965 10345 0 79310 0.7 % 31/05/2011
New Mountain Guardian GP, L.L.C. Delaware 0 1252964 0 0 1252964 11.7 % 31/05/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District