NMFC

New Mountain Finance Corporation NMFC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
RGC Management Company, LLC Delaware 0 3423841 0 3528941 3528941 3.17 % 18/10/2024
Steven B. Katznelson Canada, United States of America and United Kingdom 0 3423841 0 3528941 3528941 3.17 % 18/10/2024
Radcliffe Capital Management, L.P. Delaware 0 3423841 0 3528941 3528941 3.17 % 18/10/2024
Christopher L. Hinkel United States of America 0 3423841 0 3528941 3528941 3.17 % 18/10/2024
STEELHEAD PARTNERS, LLC Delaware 2229909 0 2229909 0 2229909 2.3 % 14/02/2020
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 2171938 0 2171938 0 2171938 2.2 % 14/02/2020
SCOTT BRADLEY SCHAEFER United States 0 2229909 0 2229909 2229909 2.3 % 14/02/2020
RGC Management Company, LLC Delaware 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Christopher L. Hinkel United States America 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Steven B. Katznelson Canada United States America and United Kingdom 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Radcliffe Capital Management, L.P. Delaware 0 1712781 0 2700924 2700924 2.72 % 14/02/2020
Fargo & Company Delaware 9331 1549339 9331 3833724 3843055 3.97 % 04/02/2020
SCOTT BRADLEY SCHAEFER United States 0 4403400 0 4403400 4403400 5.2 % 06/06/2019
STEELHEAD PARTNERS, LLC Delaware 4403400 0 4403400 0 4403400 5.2 % 06/06/2019
SCOTT BRADLEY SCHAEFER United States 0 4403400 0 4403400 4403400 5.2 % 06/06/2019
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 4299298 0 4299298 0 4299298 5.1 % 06/06/2019
STEELHEAD PARTNERS, LLC Delaware 4403400 0 4403400 0 4403400 5.2 % 06/06/2019
STEELHEAD PATHFINDER MASTER, L.P. Cayman Islands 4299298 0 4299298 0 4299298 5.1 % 06/06/2019
Christopher L. Hinkel United States of America 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Radcliffe Capital Management, L.P. Delaware 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
RGC Management Company, LLC Delaware 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Steven B. Katznelson Canada, United States of America and United Kingdom 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Christopher L. Hinkel United States of America 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Radcliffe Capital Management, L.P. Delaware 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
RGC Management Company, LLC Delaware 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Steven B. Katznelson Canada, United States of America and United Kingdom 0 3386950 0 4981047 4981047 6.14 % 14/02/2019
Fargo & Company Delaware 1005783 4807954 1005783 5272975 6278758 8.14 % 22/01/2019
Fargo & Company Delaware 53 5731486 53 6701689 6701742 8.84 % 29/01/2018
Fargo & Company Delaware 0 5391861 0 6051069 6051069 8.69 % 24/01/2017
Fargo & Company Delaware 11888 5628869 11888 5737038 5748926 8.98 % 27/01/2016
Fargo & Company Delaware 15935 5796772 15935 5873720 5889655 10.14 % 10/07/2015
No. Minnesota 0 30541 0 2367905 2367905 4.09 % 13/02/2015
Adams Street 2007 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street 2008 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street Partners, LLC Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street Co-Investment Fund II, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street Direct Co-Investment Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Adams Street 2009 Direct Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2013
Ameriprise Financial, Inc. S.S. Identification No. No. of Above Person Delaware 0 65024 0 1714772 1714772 4.65 % 10/10/2012
Columbia Management Investment Advisers, LLC S.S. Identification No. No. of Above Person Minnesota 0 65024 0 1714772 1714772 4.65 % 10/10/2012
Ameriprise Financial, Inc. S.S. Identification No. No. of Above Person Delaware 0 543 0 1084801 1084801 10.14 % 10/07/2012
Columbia Management Investment Advisers, LLC S.S. Identification No. No. of Above Person Minnesota 0 543 0 1084801 1084801 10.14 % 10/07/2012
Columbia Dividend Opportunity Fund S.S. Identification No. of Above Person Massachusetts 1084258 0 0 1084258 1084258 10.14 % 10/07/2012
Robert Horwitz United States 0 909818 0 909818 909818 8.5 % 17/06/2011
RH Capital Associates LLC Delaware 0 909818 0 909818 909818 8.5 % 17/06/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District