Novartis AG NVS
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| ( | Switzerland | 0 | 0 | 0 | 10 | 4360100 | 11.56 % | 18/04/2024 |
| ( | Switzerland | 0 | 0 | 0 | 10 | 4360100 | 11.56 % | 18/04/2024 |
| Novartis AG | Switzerland | 0 | 0 | 0 | 10 | 4360100 | 11.56 % | 18/04/2024 |
| Page 2 of 6 Pages | Delaware | 0 | 2021237 | 0 | 2021237 | 2021237 | 7.2 % | 14/02/2018 |
| Page 3 of 6 Pages | Delaware | 0 | 2021237 | 0 | 2021237 | 2021237 | 7.2 % | 14/02/2018 |
| NOVARTIS AG | SWITZERLAND | 0 | 3170528 | 0 | 0 | 3170528 | 4.1 % | 19/12/2017 |
| NOVARTIS INSTITUTES FOR BIOMEDICAL RESEARCH, INC. | DELAWARE | 0 | 3170528 | 0 | 0 | 3170528 | 4.1 % | 19/12/2017 |
| Novartis AG | Switzerland | 0 | 539131 | 0 | 0 | 539131 | 6.6 % | 05/09/2017 |
| Novartis Pharma AG | Switzerland | 0 | 539131 | 0 | 0 | 539131 | 6.6 % | 05/09/2017 |
| Novartis Institutes for BioMedical Research, Inc. | Delaware | 0 | 3170528 | 0 | 3170528 | 3170528 | 11 % | 28/04/2015 |
| Page 2 of 7 Pages | Switzerland | 0 | 1697691 | 0 | 1697691 | 1697691 | 2.7 % | 12/02/2014 |
| Novartis AG | Switzerland | 0 | 4051002 | 0 | 0 | 4051002 | 7.7 % | 11/02/2013 |
| Novartis Pharma AG | Switzerland | 0 | 4051002 | 0 | 0 | 4051002 | 7.7 % | 11/02/2013 |
| Novartis AG | Switzerland | 0 | 0 | 240827279 | 10 | 240827279 | 79.6 % | 14/03/2011 |
| Novartis AG | Switzerland | 0 | 0 | 0 | 5602898 | 5602898 | 13.3 % | 07/02/2011 |
| Novartis Pharma AG | Switzerland | 0 | 0 | 0 | 5602898 | 5602898 | 13.3 % | 07/02/2011 |
| Novartis AG | Switzerland | 0 | 0 | 0 | 5547675 | 5547675 | 13.3 % | 16/02/2010 |
| Novartis Pharma AG | Switzerland | 0 | 0 | 0 | 5547675 | 5547675 | 13.3 % | 16/02/2010 |
| Novartis AG | Citizenship or Place of Organization | 74061237 | 0 | 74061237 | 10 | 74061237 | 24.8 % | 04/01/2010 |
| Pharma AG | Switzerland | 0 | 4708679 | 0 | 10 | 4708679 | 13.1 % | 04/08/2006 |
| AG | Switzerland | 0 | 4708679 | 0 | 10 | 4708679 | 13.1 % | 04/08/2006 |
| Novartis AG | Switzerland | 0 | 5267865 | 0 | 5267865 | 5267865 | 19.9 % | 24/10/2005 |
| Novartis Pharma AG | Switzerland | 0 | 5267865 | 0 | 5267865 | 5267865 | 19.9 % | 24/10/2005 |
| 13-3411642 | Delaware | 0 | 1999840 | 0 | 1999840 | 1999840 | 5.1 % | 28/07/2003 |
| 98-0363351 | Switzerland | 0 | 1999840 | 0 | 1999840 | 1999840 | 5.1 % | 28/07/2003 |
| Bureau | Date de la transaction | Date de réception | Type | Amount | Commentaire |
|---|---|---|---|---|---|
| Sheldon Whitehouse | 2024-04-09 | 2024-05-19 | Sale (Partial) | $1,001 - $15,000 | -- |
| Sheldon Whitehouse | 2023-09-20 | 2023-10-16 | Purchase | $15,001 - $50,000 | -- |
| Thomas R. Carper | 2023-04-26 | 2023-05-01 | Purchase | $1,001 - $15,000 | -- |
| Thomas R. Carper | 2023-04-26 | 2023-04-30 | Purchase | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2021-12-15 | 2022-01-21 | Sale (Full) | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2021-12-15 | 2022-01-20 | Sale (Full) | $1,001 - $15,000 | -- |
| Bill Cassidy | 2019-04-05 | 2020-11-17 | Sale (Full) | $1,001 - $15,000 | -- |
| Bill Cassidy | 2018-12-07 | 2019-08-07 | Sale (Partial) | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2018-04-24 | 2019-05-08 | Purchase | $1,001 - $15,000 | -- |
| Bill Cassidy | 2019-04-05 | 2019-05-03 | Sale (Partial) | $1,001 - $15,000 | -- |
| Bill Cassidy | 2019-01-25 | 2019-02-21 | Purchase | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2018-04-24 | 2018-05-14 | Purchase | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2018-04-24 | 2018-05-13 | Purchase | $1,001 - $15,000 | -- |
| Angus King | 2017-11-10 | 2017-12-20 | Sale (Full) | $1,001 - $15,000 | -- |
| Angus King | 2017-11-10 | 2017-12-19 | Sale (Full) | $1,001 - $15,000 | -- |
| Bill Cassidy | 2016-03-31 | 2017-12-05 | Purchase | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2017-09-05 | 2017-10-16 | Purchase | $1,001 - $15,000 | -- |
| Shelley Moore Capito | 2017-09-05 | 2017-10-15 | Purchase | $1,001 - $15,000 | -- |
| Bill Cassidy | 2016-03-31 | 2016-05-02 | Purchase | $1,001 - $15,000 | -- |
| Représentant | Date de la transaction | Date de divulgation | Type | Amount | District |
|---|---|---|---|---|---|
| Lisa McClain | 2025-09-25 | 2025-10-22 | Sale (Partial) | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-09-11 | 2025-10-22 | Purchase | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-07-22 | 2025-08-13 | Sale (Partial) | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-06-09 | 2025-08-13 | Purchase | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-06-11 | 2025-08-13 | Purchase | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-06-10 | 2025-08-13 | Sale (Partial) | $1,001 - $15,000 | MI09 |
| Lisa McClain | 2025-06-17 | 2025-08-13 | Purchase | $1,001 - $15,000 | MI09 |
| George Whitesides | 2025-03-24 | 2025-04-24 | Sale | $100,001 - $250,000 | CA27 |
| Ro Khanna | 2024-02-09 | 2024-03-06 | Purchase | $1,001 - $15,000 | CA17 |
| Daniel Goldman | 2023-07-10 | 2023-08-13 | Sale | $50,001 - $100,000 | NY10 |
| Daniel Goldman | 2023-03-31 | 2023-04-17 | Purchase | $50,001 - $100,000 | NY10 |
| Daniel Goldman | 2023-02-27 | 2023-03-20 | Sale | $15,001 - $50,000 | NY10 |
| Ro Khanna | 2023-02-10 | 2023-03-08 | Purchase | $15,001 - $50,000 | CA17 |
| Kevin Hern | 2023-01-31 | 2023-02-14 | Sale (Full) | $1,001 - $15,000 | OK01 |
| John Rutherford | 2022-03-16 | 2022-04-19 | Sale | $1,001 - $15,000 | FL05 |
| Donald Sternoff Beyer | 2022-02-28 | 2022-03-03 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Ro Khanna | 2022-01-21 | 2022-02-08 | Sale | $15,001 - $50,000 | CA17 |
| Donald Sternoff Beyer | 2022-01-27 | 2022-02-01 | Purchase | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2021-12-22 | 2022-01-01 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2021-09-17 | 2021-10-01 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Alan S. Lowenthal | 2020-11-23 | 2020-12-03 | Sale (Full) | $15,001 - $50,000 | CA47 |
| Alan S. Lowenthal | 2020-11-23 | 2020-12-03 | Sale (Full) | $1,001 - $15,000 | CA47 |
| Alan S. Lowenthal | 2020-11-23 | 2020-12-03 | Sale (Full) | $1,001 - $15,000 | CA47 |
| Donald Sternoff Beyer | 2020-11-17 | 2020-12-01 | Purchase | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2020-10-05 | 2020-11-05 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Kevin Hern | 2020-07-27 | 2020-08-15 | Purchase | $1,001 - $15,000 | OK01 |
| Donald Sternoff Beyer | 2020-07-14 | 2020-08-09 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2020-05-07 | 2020-05-31 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2020-05-04 | 2020-05-31 | Sale (Full) | $1,001 - $15,000 | VA08 |
| Greg Gianforte | 2020-03-18 | 2020-04-07 | Purchase | $1,001 - $15,000 | MT00 |
| Mikie Sherrill | 2020-02-20 | 2020-04-05 | Sale (Full) | $1,001 - $15,000 | NJ11 |
| Donald Sternoff Beyer | 2020-02-14 | 2020-02-22 | Purchase | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2020-01-14 | 2020-02-22 | Purchase | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2020-01-27 | 2020-02-22 | Purchase | $1,001 - $15,000 | VA08 |
| Donald Sternoff Beyer | 2019-12-26 | 2020-01-02 | Purchase | $1,001 - $15,000 | VA08 |
| John Rutherford | 2019-04-18 | 2019-05-10 | Purchase | $1,001 - $15,000 | FL04 |
| Alan S. Lowenthal | 2019-02-15 | 2019-02-23 | Purchase | $1,001 - $15,000 | CA47 |
| Alan S. Lowenthal | 2019-02-15 | 2019-02-23 | Purchase | $268.98 | CA47 |
| Alan S. Lowenthal | 2019-02-15 | 2019-02-23 | Purchase | $896.59 | CA47 |
| Alan S. Lowenthal | 2018-11-30 | 2018-12-30 | Purchase | $909.75 | CA47 |
| Alan S. Lowenthal | 2018-11-29 | 2018-12-11 | Purchase | $1,001 - $15,000 | CA47 |
| Alan S. Lowenthal | 2018-11-30 | 2018-12-11 | Purchase | $1,001 - $15,000 | CA47 |
| Alan S. Lowenthal | 2018-11-29 | 2018-12-09 | Purchase | $816.61 | CA47 |
| Alan S. Lowenthal | 2018-11-30 | 2018-12-09 | Purchase | $1,001 - $15,000 | CA47 |
| Alan S. Lowenthal | 2018-11-30 | 2018-12-09 | Purchase | $363.90 | CA47 |
| Alan S. Lowenthal | 2018-11-29 | 2018-12-09 | Purchase | $15,001 - $50,000 | CA47 |