OCUL

Ocular Therapeutix, Inc. OCUL

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Shah, Nimish United States 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
VHCP Management EG, LLC Delaware 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
Koh, Bong United States 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
Venrock Healthcare Capital Partners III, L.P. Delaware 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
VHCP Holdings III, LLC Delaware 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
VHCP Management III, LLC Delaware 0 13760200 0 13760200 13760200 8.7 % 14/11/2024
Avoro Capital Advisors LLC Delaware 12714874 0 12714874 0 12714874 7.9 % 14/11/2024
Behzad Aghazadeh United States 12714874 0 12714874 0 12714874 7.9 % 14/11/2024
The Vanguard Group Pennsylvania 0 273002 8010972 373211 8384183 5.37 % 12/11/2024
BlackRock, Inc. Delaware 11206976 0 11354164 0 11354164 7.3 % 08/11/2024
The Vanguard Group Pennsylvania 0 273002 8010972 373211 8384183 5.37 % 04/11/2024
BlackRock, Inc. Delaware 0 0 11354164 0 11354164 7.3 % 22/10/2024
Opaleye Management Inc. Massachusetts 0 6070000 0 6070000 6070000 5.51 % 14/02/2024
The Vanguard Group Pennsylvania 0 130326 4959246 158856 5118102 4.46 % 13/02/2024
BlackRock, Inc. Delaware 5714350 0 5761533 0 5761533 5.2 % 31/01/2024
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
VHCP Holdings III, LLC Delaware 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
Venrock Healthcare Capital Partners III, L.P. Delaware 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
VHCP Management III, LLC Delaware 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
VHCP Management EG, LLC Delaware 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
Shah, Nimish United States 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
Koh, Bong United States 0 7775760 0 7775760 7775760 6.8 % 28/12/2023
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 9230769 0 9230769 0 8.38 % 22/12/2023
Deep Track Capital, LP Delaware 0 9230769 0 9230769 0 8.38 % 22/12/2023
Deep Track Capital, LP Delaware 0 9230769 0 9230769 0 8.38 % 22/12/2023
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 9230769 0 9230769 0 8.38 % 22/12/2023
David Kroin United States 0 9230769 0 9230769 0 8.38 % 22/12/2023
David Kroin United States 0 9230769 0 9230769 0 8.38 % 22/12/2023
The Vanguard Group Pennsylvania For 0 115191 3833132 143721 3976853 5.16 % 09/02/2023
BlackRock, Inc. Delaware 4916784 0 4952737 0 4952737 6.4 % 31/01/2023
The Vanguard Group Pennsylvania For 0 143447 3881954 197069 4079023 5.32 % 10/02/2022
BlackRock, Inc. Delaware 5035915 0 5122835 0 5122835 6.7 % 02/02/2022
Opaleye Management Inc. Massachusetts 0 5974800 0 5974800 5974800 7.8 % 31/01/2022
Opaleye Management Inc. Massachusetts 0 5974800 0 5974800 5974800 7.8 % 31/01/2022
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Massachusetts 0 6510000 0 6510000 6510000 8.65 % 12/02/2021
James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP United States 0 6510000 0 6510000 6510000 8.65 % 12/02/2021
Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Delaware 0 6510000 0 6510000 6510000 8.65 % 12/02/2021
BlackRock, Inc. Delaware 5444044 0 5512264 0 5512264 7.3 % 02/02/2021
BlackRock, Inc. Delaware 2969231 0 3006167 0 3006167 4.8 % 09/06/2020
Versant Side Fund III, L.P. Delaware United States America 13007 0 13007 0 13007 0.1 % 14/02/2020
Versant Ventures III, LLC Delaware United States America 0 2215384 0 2215384 2215384 4.6 % 14/02/2020
Versant Venture Capital III, L.P. Delaware United States America 2202377 0 2202377 0 2202377 4.6 % 14/02/2020
MAN GROUP PLC Jersey 0 760490 0 760490 760490 1.58 % 10/02/2020
MAN GROUP PLC Jersey 0 760490 0 760490 760490 1.58 % 10/02/2020
GLG PARTNERS LP United Kingdom 0 760490 0 760490 760490 1.58 % 10/02/2020
GLG PARTNERS LP United Kingdom 0 760490 0 760490 760490 1.58 % 10/02/2020
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Massachusetts 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Delaware 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Massachusetts 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Delaware 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP United States 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP United States 0 5126000 0 5126000 5126000 10.66 % 10/01/2020
MAN GROUP PLC Jersey 0 2457787 0 2457787 2457787 5.74 % 31/05/2019
GLG PARTNERS LP United Kingdom 0 2457787 0 2457787 2457787 5.74 % 31/05/2019
MAN GROUP PLC Jersey 0 2457787 0 2457787 2457787 5.74 % 31/05/2019
GLG PARTNERS LP United Kingdom 0 2457787 0 2457787 2457787 5.74 % 31/05/2019
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Massachusetts 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Massachusetts 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Delaware 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP United States 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
Opaleye, L.P. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Delaware 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
James Silverman CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP United States 0 2200000 0 2200000 2200000 5.14 % 03/05/2019
Summer Road LLC Delaware 3804788 0 3804788 0 3804788 9.3 % 14/02/2019
Summer Road LLC Delaware 3804788 0 3804788 0 3804788 9.3 % 14/02/2019
FMR LLC Delaware 0 0 2033599 0 2033599 4.926 % 13/02/2019
Abigail P. Johnson United States of America 0 0 2033599 0 2033599 4.926 % 13/02/2019
BlackRock, Inc. Delaware 2743870 0 2792752 0 2792752 6.8 % 07/02/2019
Jennison Associates LLC S.S. or Delaware 1632646 0 0 1632646 1632646 4 % 01/02/2019
Abigail P. Johnson United States of America 0 0 2099099 0 2099099 5.107 % 10/12/2018
FMR LLC Delaware 0 0 2099099 0 2099099 5.107 % 10/12/2018
FMR LLC Delaware 0 0 2099099 0 2099099 5.107 % 10/12/2018
Abigail P. Johnson United States of America 0 0 2099099 0 2099099 5.107 % 10/12/2018
SV Life Sciences Fund IV, L.P. DELAWARE 1605207 0 1605207 0 1605207 4.4 % 14/02/2018
SVLSF IV, LLC DELAWARE 1605207 0 1605207 0 1605207 4.4 % 14/02/2018
SV Life Sciences Fund IV (GP), L.P. DELAWARE 1605207 0 1605207 0 1605207 4.4 % 14/02/2018
SV Life Sciences Fund IV Strategic Partners, L.P. DELAWARE 1605207 0 1605207 0 1605207 4.4 % 14/02/2018
Summer Road LLC Delaware 3027488 0 3027488 0 3027488 8.4 % 08/02/2018
Summer Road LLC Delaware 3027488 0 3027488 0 3027488 8.4 % 08/02/2018
Summer Road LLC Delaware 3027488 0 3027488 0 3027488 8.4 % 07/02/2018
Summer Road LLC Delaware 3027488 0 3027488 0 3027488 8.4 % 07/02/2018
Jennison Associates LLC S.S. or Delaware 1994768 0 0 1994768 1994768 6.8 % 06/02/2018
Jennison Associates LLC S.S. or Delaware 1985496 0 0 1985496 1985496 6.8 % 10/07/2017
Capital World Investors Delaware 0 0 0 0 4 0 % 13/02/2017
SVLSF IV, LLC DELAWARE 1605207 0 1605207 0 1605207 6.5 % 07/02/2017
SV Life Sciences Fund IV (GP), L.P. DELAWARE 1605207 0 1605207 0 1605207 6.5 % 07/02/2017
SV Life Sciences Fund IV, L.P. DELAWARE 1605207 0 1605207 0 1605207 6.5 % 07/02/2017
SV Life Sciences Fund IV Strategic Partners, L.P. DELAWARE 1605207 0 1605207 0 1605207 6.5 % 07/02/2017
Jennison Associates LLC S.S. or Delaware 3216881 0 0 3216881 3216881 12.9 % 03/02/2017
Capital Research Global Investors Delaware 0 0 0 0 0 0 % 08/07/2016
Capital Research Global Investors Delaware 0 0 0 0 0 0 % 08/07/2016
Jennison Associates LLC S.S. or Delaware 2972606 0 0 2972606 2972606 12 % 08/07/2016
SV Life Sciences Fund IV (GP), L.P. DELAWARE 1932607 0 1932607 0 1932607 7.8 % 16/02/2016
SV Life Sciences Fund IV, L.P. DELAWARE 1932607 0 1932607 0 1932607 7.8 % 16/02/2016
SVLSF IV, LLC DELAWARE 1932607 0 1932607 0 1932607 7.8 % 16/02/2016
SV Life Sciences Fund IV Strategic Partners, L.P. DELAWARE 1932607 0 1932607 0 1932607 7.8 % 16/02/2016
ASCENSION HEALTH VENTURES II, LLC (dba Ascension Ventures, LLC) Missouri 0 0 0 0 0 0 % 12/02/2016
CHV II, L.P. Delaware 0 0 0 0 0 0 % 12/02/2016
Abigail P. Johnson United States of America 0 0 3710128 0 3710128 14.999 % 12/02/2016
Select Biotechnology Portfolio Massachusetts 1463827 0 0 0 1463827 5.918 % 12/02/2016
FMR LLC Delaware 550 0 3710128 0 3710128 14.999 % 12/02/2016
FMR LLC Delaware 550 0 3710128 0 3710128 14.999 % 12/02/2016
Abigail P. Johnson United States of America 0 0 3710128 0 3710128 14.999 % 12/02/2016
Select Biotechnology Portfolio Massachusetts 1463827 0 0 0 1463827 5.918 % 12/02/2016
Wellington Management Group LLP Massachusetts 0 793215 0 930605 930605 3.76 % 11/02/2016
Wellington Group Holdings LLP Delaware 0 793215 0 930605 930605 3.76 % 11/02/2016
Wellington Management Group LLP Massachusetts 0 793215 0 930605 930605 3.76 % 11/02/2016
Wellington Investment Advisors Holdings LLP Delaware 0 793215 0 930605 930605 3.76 % 11/02/2016
Wellington Group Holdings LLP Delaware 0 793215 0 930605 930605 3.76 % 11/02/2016
Wellington Investment Advisors Holdings LLP Delaware 0 793215 0 930605 930605 3.76 % 11/02/2016
Voting Shares Irrevocable Trust 1647233 1647233 1647233 6.66 % 11/02/2016
J. Christopher Donahue 1647233 1647233 1647233 6.66 % 11/02/2016
Rhodora J. Donahue 1647233 1647233 1647233 6.66 % 11/02/2016
(entities only Federated Investors, Inc. 1647233 1647233 1647233 6.66 % 11/02/2016
John F. Donahue 1647233 1647233 1647233 6.66 % 11/02/2016
Samuel D. Colella United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Versant Ventures III, LLC Delaware United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Robin L. Praeger United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Versant Side Fund III, L.P. Delaware United States America 13007 0 13007 0 13007 0.1 % 09/02/2016
Versant Venture Capital III, L.P. Delaware United States America 2202377 0 2202377 0 2202377 8.9 % 09/02/2016
Brian G. Atwood United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Donald B. Milder United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
William J. Link United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Barbara N. Lubash United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Ross A. Jaffe United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Charles M. Warden United States America 6944 2215384 6944 2215384 2222328 9 % 09/02/2016
Bradley J. Bolzon Canada 0 2215384 0 2215384 2215384 9 % 09/02/2016
Rebecca B. Robertson United States America 0 2215384 0 2215384 2215384 9 % 09/02/2016
Capital Research Global Investors Delaware 2843480 0 2843480 0 2843480 11.5 % 10/07/2015
Capital Research Global Investors Delaware 2843480 0 2843480 0 2843480 11.5 % 10/07/2015
FMR LLC Delaware 0 0 2181321 0 2181321 10.174 % 10/06/2015
Abigail P. Johnson United States of America 0 0 2181321 0 2181321 10.174 % 10/06/2015
Edward C. Johnson 3d United States of America 0 0 2181321 0 2181321 10.174 % 10/06/2015
FMR LLC Delaware 0 0 2181321 0 2181321 10.174 % 10/06/2015
Abigail P. Johnson United States of America 0 0 2181321 0 2181321 10.174 % 10/06/2015
Edward C. Johnson 3d United States of America 0 0 2181321 0 2181321 10.174 % 10/06/2015
Wellington Management Group LLP Massachusetts 0 1170540 0 1296690 1296690 6.08 % 12/02/2015
ASCENSION HEALTH VENTURES II, LLC Missouri 2100138 2100138 2100138 9.849 % 10/02/2015
CHV II, L.P. Delaware 2100138 2100138 2100138 9.849 % 10/02/2015
Polaris Venture Partners V, L.P. Delaware 2441293 2441293 2441293 2441293 2441293 11.9 % 11/08/2014
Polaris Venture Partners Entrepreneurs’ Fund V, L.P. Delaware 47581 47581 47581 47581 47581 0.2 % 11/08/2014
Jonathan A. Flint USA 2530009 2530009 2530009 2530009 2530009 12.3 % 11/08/2014
Terrance G. McGuire USA 2530009 2530009 2530009 2530009 2530009 12.3 % 11/08/2014
Polaris Venture Management Co. V, L.L.C. Delaware 2530009 2530009 2530009 2530009 2530009 12.3 % 11/08/2014
Polaris Venture Partners Special Founders’ Fund V, L.P. Delaware 24412 24412 24412 24412 24412 0.1 % 11/08/2014
Polaris Venture Partners Founders’ Fund V, L.P. Delaware 16723 16723 16723 16723 16723 0.1 % 11/08/2014
SV Life Sciences Fund IV, L.P. DELAWARE 2585607 0 2585607 0 2585607 12.6 % 05/08/2014
SVLSF IV, LLC DELAWARE 2585607 0 2585607 0 2585607 12.6 % 05/08/2014
SV Life Sciences Fund IV Strategic Partners, L.P. DELAWARE 2585607 0 2585607 0 2585607 12.6 % 05/08/2014
SV Life Sciences Fund IV DELAWARE 2585607 0 2585607 0 2585607 12.6 % 05/08/2014
Farhad Khosravi United States 179654 932768 179654 932768 1112422 5.4 % 04/08/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District