OCUP

Ocuphire Pharma, Inc. OCUP

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
David S. Richmond USA 722 33448 722 1142223 1176393 6.12 % 17/05/2022
The RBI Opportunities Fund II, LLC Delaware 274982 0 274982 0 274982 1.43 % 17/05/2022
The RBI Opportunities Fund, LLC Delaware 468801 0 468801 0 468801 2.44 % 17/05/2022
Richmond Brothers, Inc. Michigan 0 0 98714 1024825 1123539 5.84 % 17/05/2022
Richmond Brothers 401(k) Profit Sharing Plan Michigan 33448 0 33448 0 33448 0 % 17/05/2022
RBI Private Investment III, LLC Delaware 247594 0 247594 0 247594 1.29 % 17/05/2022
Matthew J. Curfman USA 17962 33448 17962 1142223 1193633 6.2 % 17/05/2022
David S. Richmond USA 722 33448 722 1142223 1176393 6.12 % 17/05/2022
Richmond Brothers 401(k) Profit Sharing Plan Michigan 33448 0 33448 0 33448 0 % 17/05/2022
RBI Private Investment III, LLC Delaware 247594 0 247594 0 247594 1.29 % 17/05/2022
The RBI Opportunities Fund II, LLC Delaware 274982 0 274982 0 274982 1.43 % 17/05/2022
The RBI Opportunities Fund, LLC Delaware 468801 0 468801 0 468801 2.44 % 17/05/2022
Richmond Brothers, Inc. Michigan 0 0 98714 1024825 1123539 5.84 % 17/05/2022
Matthew J. Curfman USA 17962 33448 17962 1142223 1193633 6.2 % 17/05/2022
Mina Sooch United States America 1286262 0 1286262 0 1286262 6.7 % 14/02/2022
Empery Asset Management, LP Delaware 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Ryan M. Lane United States 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Empery Asset Management, LP Delaware 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Martin D. Hoe United States 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Ryan M. Lane United States 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Martin D. Hoe United States 0 3063498 0 3063498 3063498 4.99 % 18/01/2022
Apexian Pharmaceuticals, Inc. Delaware 779993 0 779993 0 779993 7.136 % 26/03/2021
Apexian Pharmaceuticals, Inc. Delaware 779993 0 779993 0 779993 7.136 % 26/03/2021
Mina Sooch United States of America 1286262 0 1286262 0 1286262 11.8 % 16/03/2021
EIN Delaware, United States of America 895481 0 895481 895481 9.99 % 16/02/2021
Martin D. Hoe United States 0 511153 0 511153 511153 9.99 % 02/02/2021
Martin D. Hoe United States 0 511153 0 511153 511153 9.99 % 02/02/2021
Empery Asset Management, LP Delaware 0 511153 0 511153 511153 9.99 % 02/02/2021
Ryan M. Lane United States 0 511153 0 511153 511153 9.99 % 02/02/2021
Empery Asset Management, LP Delaware 0 511153 0 511153 511153 9.99 % 02/02/2021
Ryan M. Lane United States 0 511153 0 511153 511153 9.99 % 02/02/2021
RBI PRIVATE INVESTMENT III, LLC DELAWARE 54905 0 54905 0 54905 0 % 16/11/2020
THE RBI OPPORTUNITIES FUND II, LLC DELAWARE 78465 0 78465 0 78465 1.1 % 16/11/2020
RICHMOND BROTHERS, INC. MICHIGAN 0 0 0 49492 49492 0 % 16/11/2020
THE RBI OPPORTUNITIES FUND, LLC DELAWARE 231528 0 231528 0 231528 3.3 % 16/11/2020
RBI PI MANAGER, LLC DELAWARE 364898 0 364898 0 364898 5.1 % 16/11/2020
MATTHEW J. CURFMAN UNITED STATES 0 0 0 49492 49492 0 % 16/11/2020
DAVID S. RICHMOND UNITED STATES 367922 0 367922 49492 417414 5.8 % 16/11/2020
RBI PI MANAGER, LLC DELAWARE 364898 0 364898 0 364898 5.1 % 16/11/2020
THE RBI OPPORTUNITIES FUND II, LLC DELAWARE 78465 0 78465 0 78465 1.1 % 16/11/2020
THE RBI OPPORTUNITIES FUND, LLC DELAWARE 231528 0 231528 0 231528 3.3 % 16/11/2020
RBI PRIVATE INVESTMENT III, LLC DELAWARE 54905 0 54905 0 54905 0 % 16/11/2020
RICHMOND BROTHERS, INC. MICHIGAN 0 0 0 49492 49492 0 % 16/11/2020
MATTHEW J. CURFMAN UNITED STATES 0 0 0 49492 49492 0 % 16/11/2020
DAVID S. RICHMOND UNITED STATES 367922 0 367922 49492 417414 5.8 % 16/11/2020
EIN Delaware, United States of America 591016 0 591016 591016 8.3 % 16/11/2020
EIN Delaware, United States of America 591016 0 591016 591016 8.3 % 16/11/2020
Ryan M. Lane United States 0 591016 0 591016 591016 8.33 % 12/11/2020
Empery Debt Opportunity Fund, LP Delaware 0 537825 0 537825 537825 7.58 % 12/11/2020
Empery Asset Management, LP Delaware 0 591016 0 591016 591016 8.33 % 12/11/2020
Martin D. Hoe United States 0 591016 0 591016 591016 8.33 % 12/11/2020
Empery Debt Opportunity Fund, LP Delaware 0 537825 0 537825 537825 7.58 % 12/11/2020
Empery Asset Management, LP Delaware 0 591016 0 591016 591016 8.33 % 12/11/2020
Ryan M. Lane United States 0 591016 0 591016 591016 8.33 % 12/11/2020
Martin D. Hoe United States 0 591016 0 591016 591016 8.33 % 12/11/2020
Armistice Capital, LLC Delaware 0 44145 0 44145 44145 1 % 10/08/2020
Steven Boyd United States of America 0 44145 0 44145 44145 1 % 10/08/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 44145 0 44145 44145 1 % 10/08/2020
Heights Capital Management, Inc. 1889348 1889348 4.9 % 14/02/2019
CVI Investments, Inc. 1889348 1889348 4.9 % 14/02/2019
S Anson Management GP LLC Texas 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
S Anson Advisors Inc. Ontario Canada 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
S Amin Nathoo Canadian 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
S Anson Funds Management LP Texas 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
S Moez Kassam Canadian 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
S Bruce R. Winson United States 0 1938763 0 1938763 1938763 4.9 % 14/02/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 2535567 0 2535567 2535567 4.99 % 04/02/2019
Armistice Capital, LLC Delaware 0 2535567 0 2535567 2535567 4.99 % 04/02/2019
Steven Boyd United States of America 0 2535567 0 2535567 2535567 4.99 % 04/02/2019
Bruce R. Winson United States Citizen 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Anson Advisors Inc. Ontario, Canada 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Moez Kassam Canadian Citizen 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Amin Nathoo Canadian Citizen 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Anson Funds Management LP Texas 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Anson Management GP LLC Texas 0 1923077 0 1923077 1923077 5.1 % 29/10/2018
Heights Capital Management, Inc. 1923077 5.1 % 26/10/2018
CVI Investments, Inc. 1923077 5.1 % 26/10/2018
Martin D. Hoe United States 0 12500000 0 12500000 12500000 4.99 % 17/01/2017
Empery Asset Management, LP Delaware 0 12500000 0 12500000 4.99 % 17/01/2017
Ryan M. Lane United States 0 12500000 0 12500000 12500000 4.99 % 17/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 5970652 0 5970652 5970652 2.52 % 10/01/2017
Hal Mintz USA 0 11844702 0 11844702 11844702 4.99 % 10/01/2017
Sabby Management, LLC Delaware USA 0 11844702 0 11844702 11844702 4.99 % 10/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 10392071 0 10392071 10392071 4.38 % 10/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 5200000 0 5200000 5200000 2.44 % 29/02/2016
Sabby Management, LLC Delaware, USA 0 15625000 0 15625000 15625000 7.33 % 29/02/2016
Hal Mintz USA 0 15625000 0 15625000 15625000 7.33 % 29/02/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 10425000 0 10425000 10425000 4.89 % 29/02/2016
Empery Asset Management, LP Delaware 0 14521537 0 14521537 7.36 % 19/01/2016
Martin D. Hoe United States 0 14521537 0 14521537 14521537 7.36 % 19/01/2016
Ryan M. Lane United States 0 14521537 0 14521537 14521537 7.36 % 19/01/2016
Empery Asset Management, LP Delaware 0 16666667 0 16666667 8.44 % 10/11/2015
Ryan M. Lane United States 0 16666667 0 16666667 16666667 8.44 % 10/11/2015
Martin D. Hoe United States 0 16666667 0 16666667 16666667 8.44 % 10/11/2015
Sabby Management, LLC Delaware USA 0 7321218 0 7321218 7321218 4.99 % 07/01/2014
Sabby Healthcare Volatility Master Fund, Ltd. Cayman Islands 0 6087000 0 6087000 6087000 4.15 % 07/01/2014
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 2006600 0 2006600 2006600 1.37 % 07/01/2014
Hal Mintz USA 0 7321218 0 7321218 7321218 4.99 % 07/01/2014
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 2692060 0 2692060 2692060 2.35 % 28/01/2013
Hal Mintz USA 0 8591629 0 8591629 8591629 7.51 % 28/01/2013
Sabby Management, LLC Delaware USA 0 8591629 0 8591629 8591629 7.51 % 28/01/2013
Sabby Healthcare Volatility Master Fund, Ltd. Cayman Islands 0 5899569 0 5899569 5899569 5.15 % 28/01/2013
Hal Mintz USA 0 11000000 0 11000000 11000000 9.61 % 04/12/2012
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 3666660 0 3666660 3666660 3.2 % 04/12/2012
Sabby Healthcare Volatility Master Fund, Ltd. Cayman Islands 0 7333340 0 7333340 7333340 6.41 % 04/12/2012
Sabby Management, LLC Delaware USA 0 11000000 0 11000000 11000000 9.61 % 04/12/2012
Teva Pharmaceutical Industries Limited Israel 5437352 0 5437352 0 5437352 6.3 % 28/01/2011

Senat trading

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Senat Divulgation

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