Oncternal Therapeutics, Inc. ONCT
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| (1) BlackRock, Inc. | Delaware | 1005306 | 0 | 1005532 | 0 | 1005532 | 2 % | 08/07/2022 |
| (1) BlackRock, Inc. | Delaware | 3148411 | 0 | 3197538 | 0 | 3197538 | 6.5 % | 04/02/2022 |
| Steven Boyd | Delaware | 0 | 1280930 | 0 | 1280930 | 1280930 | 3 % | 16/02/2021 |
| Armistice Capital, LLC | Delaware | 0 | 1280930 | 0 | 1280930 | 1280930 | 3 % | 16/02/2021 |
| Heights Capital Management, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| CVI Investments, Inc. | Cayman Islands | 0 | 2500000 | 0 | 2500000 | 2500000 | 6.4 % | 18/12/2020 |
| Armistice Capital, LLC | Delaware | 0 | 1576471 | 0 | 1576471 | 1576471 | 9.1 % | 29/05/2020 |
| Steven Boyd | Delaware | 0 | 1576471 | 0 | 1576471 | 1576471 | 9.1 % | 29/05/2020 |
| Armistice Capital Master Fund Ltd. | Delaware | 0 | 1576471 | 0 | 1576471 | 1576471 | 9.1 % | 29/05/2020 |
| BVF Inc. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| BVF Partners OS Ltd. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| BVF Partners L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Mark N. Lampert | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Biotechnology Value Trading Fund OS LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| 1,501,501 | Delaware | 0 | 1501501 | 0 | 1501501 | 1501501 | 6.7 % | 29/05/2018 |
| 1,501,501 | Delaware | 0 | 1501501 | 0 | 1501501 | 1501501 | 6.7 % | 29/05/2018 |
| 1,501,501 | Delaware | 0 | 1501501 | 0 | 1501501 | 1501501 | 6.7 % | 29/05/2018 |
| Boxer Asset Management Inc. | Delaware | 0 | 1310000 | 0 | 1310000 | 1310000 | 6.1 % | 20/02/2018 |
| Joe Lewis | Delaware | 0 | 1310000 | 0 | 1310000 | 1310000 | 6.1 % | 20/02/2018 |
| Boxer Capital, LLC | Delaware | 0 | 1310000 | 0 | 1310000 | 1310000 | 6.1 % | 20/02/2018 |
| Southeastern Asset Management, Inc. | FLORIDA | 0 | 1356697 | 0 | 1356697 | 61394007 | 9.9 % | 10/10/2017 |
| Formanek Investment Trust | Texas | 0 | 7400000 | 0 | 7400000 | 7400000 | 5 % | 13/04/2015 |
| HYDE JOSEPH R III | OR PLACE OF ORGANIZATION | 51585187 | 5461313 | 51585187 | 10 | 57046500 | 38.5 % | 03/04/2015 |
| Pyramid Peak Foundation | OR PLACE OF ORGANIZATION | 35623300 | 0 | 35623300 | 10 | 35623300 | 24.5 % | 24/11/2014 |
| O. Mason Hawkins | OR PLACE OF ORGANIZATION | 0 | 0 | 0 | 10 | 0 | 0 % | 24/11/2014 |
| BVF Inc. | Delaware | 0 | 11111111 | 0 | 0 | 11111111 | 7.9 % | 24/11/2014 |
| BVF Partners L.P. | Delaware | 0 | 11111111 | 0 | 0 | 11111111 | 7.9 % | 24/11/2014 |
| MSI BVF SPV, LLC | Delaware | 0 | 1868052 | 0 | 0 | 1868052 | 1.3 % | 24/11/2014 |
| Biotechnology Value Fund, L.P. | Delaware | 0 | 5146271 | 0 | 0 | 5146271 | 3.7 % | 24/11/2014 |
| Biotechnology Value Fund II, L.P. | Delaware | 0 | 2666747 | 0 | 0 | 2666747 | 1.9 % | 24/11/2014 |
| Investment 10, L.L.C. | Delaware | 0 | 1430041 | 0 | 0 | 1430041 | 1 % | 24/11/2014 |
| Mark N. Lampert | Delaware | 0 | 11111111 | 0 | 0 | 11111111 | 7.9 % | 24/11/2014 |
| 683 Capital Partners, LP | Tennessee | 11077845 | 0 | 11077845 | 0 | 2332862 | 5.4 % | 17/03/2014 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 3604655 | 0 | 3604655 | 11.624 % | 10/01/2007 |
| FMR Corp. | Delaware | 0 | 0 | 3604655 | 0 | 3604655 | 11.624 % | 10/01/2007 |
| John Hofmann Pontius | : | 0 | 0 | 0 | 0 | 2302284 | 7.4 % | 14/02/2006 |
| persons ( | Number | 0 | 5662147 | 0 | 5662147 | 5662147 | 23 % | 11/04/2005 |
| persons ( | Number | 416543 | 1511843 | 416543 | 1511843 | 1928386 | 7.8 % | 11/04/2005 |