Ontrak, Inc. OTRK
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Acuitas Capital LLC | Delaware | 0 | 11111120 | 0 | 11111120 | 11111120 | 77.65 % | 07/10/2024 |
| Acuitas Group Holdings, LLC | California | 0 | 20274177 | 0 | 20274177 | 20274177 | 86.86 % | 07/10/2024 |
| Terren S. Peizer | United States of America | 29338422 | 0 | 29338422 | 0 | 29338422 | 95.88 % | 07/10/2024 |
| Humanitario Capital LLC | Puerto Rico | 0 | 9064245 | 0 | 9064245 | 9064245 | 86.68 % | 07/10/2024 |
| Steven Boyd | United States of America | 0 | 2886000 | 0 | 0 | 2886000 | 9.8 % | 14/02/2024 |
| Armistice Capital, LLC | Delaware | 0 | 2886000 | 0 | 0 | 2886000 | 9.8 % | 14/02/2024 |
| Terren S. Peizer | United States of America | 11155575 | 0 | 11155575 | 10 | 11155575 | 41.3 % | 22/11/2022 |
| Acuitas Group Holdings, LLC | California | 0 | 11155575 | 0 | 10 | 11155575 | 41.3 % | 22/11/2022 |
| Terren S. Peizer | United States of America | 0 | 9114155 | 0 | 10 | 9114155 | 43.75 % | 18/04/2022 |
| Acuitas Group Holdings, LLC | California | 0 | 9114155 | 0 | 10 | 9114155 | 43.75 % | 18/04/2022 |
| ArrowMark Colorado Holdings, LLC | Delaware, United States | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2022 |
| CREDIT SUISSE AG/000000000 | Switzerland | 0 | 164 | 0 | 164 | 164 | 0 % | 14/02/2022 |
| Terren S. Peizer | United States of America | 0 | 9114155 | 0 | 10 | 9114155 | 47.6 % | 02/11/2021 |
| Acuitas Group Holdings, LLC | California | 0 | 9114155 | 0 | 10 | 9114155 | 47.6 % | 02/11/2021 |
| Acuitas Group Holdings, LLC | California | 0 | 9577722 | 0 | 9577722 | 9577722 | 50.1 % | 16/08/2021 |
| Terren S. Peizer | United States of America | 0 | 9577722 | 0 | 9577722 | 9577722 | 50.1 % | 16/08/2021 |
| Terren S. Peizer | United States of America | 0 | 9114155 | 0 | 10 | 9114155 | 49.1 % | 27/07/2021 |
| Acuitas Group Holdings, LLC | California | 0 | 9114155 | 0 | 10 | 9114155 | 49.1 % | 27/07/2021 |
| Acuitas Group Holdings, LLC | California | 0 | 10273142 | 0 | 11 | 10273142 | 54.4 % | 11/05/2021 |
| Terren S. Peizer | United States of America | 0 | 10273142 | 0 | 10273142 | 10273142 | 54.4 % | 11/05/2021 |
| Crede CG III, Ltd. | Bermuda | 0 | 0 | 0 | 11 | 0 | 0 % | 11/05/2021 |
| ArrowMark Colorado Holdings, LLC | Delaware, United States | 1023808 | 0 | 1023808 | 0 | 1023808 | 5.9 % | 16/02/2021 |
| CREDIT SUISSE AG/000000000 | Switzerland | 0 | 905426 | 0 | 905426 | 905426 | 5 % | 12/02/2021 |
| Capital Management, LP | Delaware | 0 | 3832849 | 0 | 3832849 | 3832849 | 2.1 % | 11/02/2011 |
| International, Inc. | Virgin Islands | 0 | 3623565 | 0 | 3623565 | 3623565 | 2 % | 11/02/2011 |
| Knoll | USA | 0 | 3832849 | 0 | 3832849 | 3832849 | 2.1 % | 11/02/2011 |
| Lewis S. Schiller | United States | 5000000 | 0 | 5000000 | 0 | 5000000 | 7.68 % | 19/04/2010 |
| The Trinity Group-I, Inc. | Delaware | 5000000 | 0 | 5000000 | 0 | 5000000 | 1 % | 19/04/2010 |
| MITCHELL S. LEVINE | UNITED STATES | 1166667 | 0 | 1166667 | 0 | 1166667 | 1.6 % | 11/02/2010 |
| ENABLE CAPITAL MANAGEMENT, LLC | DELAWARE | 1166667 | 0 | 1166667 | 0 | 1166667 | 1.6 % | 11/02/2010 |
| ENABLE GROWTH PARTNERS, L.P. | DELAWARE | 0 | 1166667 | 0 | 0 | 1166667 | 1.6 % | 11/02/2010 |
| International, Inc. | Virgin Islands | 0 | 3623565 | 0 | 0 | 3623565 | 5.6 % | 29/01/2010 |
| Capital Management, LP | Delaware | 0 | 4160646 | 0 | 0 | 4160646 | 6.4 % | 29/01/2010 |
| Knoll | USA | 0 | 4160646 | 0 | 0 | 4160646 | 6.4 % | 29/01/2010 |
| (a) £ | UNITED STATES | 0 | 4666667 | 0 | 0 | 4666667 | 7.1 % | 24/09/2009 |
| (a) £ | DELAWARE | 4666667 | 0 | 4666667 | 0 | 4666667 | 7.1 % | 24/09/2009 |
| (a) £ | DELAWARE | 0 | 4666667 | 0 | 0 | 4666667 | 7.1 % | 24/09/2009 |
| Fred Knoll | USA | 0 | 4209808 | 0 | 0 | 4209808 | 7.6 % | 17/02/2009 |
| Knoll Capital Management, LP | Delaware | 0 | 4209808 | 0 | 0 | 4209808 | 7.6 % | 17/02/2009 |
| Europa International, Inc. | British Virgin Islands | 0 | 2930150 | 0 | 0 | 2930150 | 5.3 % | 17/02/2009 |
| Nationwide Fund Advisors | : | 0 | 158202 | 0 | 0 | 158202 | 0.29 % | 13/02/2009 |
| Aberdeen Asset Management PLC | Aberdeen, Scotland | 1526380 | 0 | 0 | 0 | 1526380 | 2.78 % | 07/01/2009 |
| Nationwide Fund Advisors | Delaware | 0 | 3320266 | 0 | 3320266 | 3320266 | 7.43 % | 15/02/2008 |
| Nationwide Fund Advisors | Delaware | 0 | 3320266 | 0 | 3320266 | 3320266 | 7.43 % | 14/02/2008 |
| Aberdeen Asset Management PLC | Aberdeen, Scotland | 3822728 | 0 | 0 | 0 | 3822728 | 7.03 % | 24/01/2008 |
| Knoll Capital Management, LP | Delaware | 0 | 2417486 | 0 | 2417486 | 2417486 | 5.51 % | 14/02/2007 |
| Fred Knoll | USA | 0 | 2417486 | 0 | 2417486 | 2417486 | 5.51 % | 14/02/2007 |
| 36-2214610 | Chicago, Illinois 60606 | 2185827 | 0 | 2185827 | 0 | 2185827 | 5.42 % | 17/01/2007 |
| Knoll Capital Management, LP | Delaware | 0 | 1985600 | 0 | 1985600 | 1985600 | 5.2 % | 09/02/2006 |
| Fred Knoll | USA | 0 | 1985600 | 0 | 1985600 | 1985600 | 5.2 % | 09/02/2006 |
| Fred Knoll | USA | 0 | 1532200 | 0 | 1532200 | 1532200 | 5.1 % | 11/01/2005 |
| Knoll Capital Management, LP | Delaware | 0 | 1532200 | 0 | 1532200 | 1532200 | 5.1 % | 11/01/2005 |