PHIO

Phio Pharmaceuticals Corp. PHIO

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Martin D. Hoe United States 0 789063 0 789063 789063 4.99 % 20/01/2022
Martin D. Hoe United States 0 789063 0 789063 789063 4.99 % 20/01/2022
Ryan M. Lane United States 0 789063 0 789063 789063 4.99 % 20/01/2022
Empery Asset Management, LP Delaware 0 789063 0 789063 789063 4.99 % 20/01/2022
Ryan M. Lane United States 0 789063 0 789063 789063 4.99 % 20/01/2022
Empery Asset Management, LP Delaware 0 789063 0 789063 789063 4.99 % 20/01/2022
Empery Asset Management, LP Delaware 0 899684 0 899684 899684 6.76 % 19/02/2021
Ryan M. Lane United States 0 899684 0 899684 899684 6.76 % 19/02/2021
Martin D. Hoe United States 0 899684 0 899684 899684 6.76 % 19/02/2021
Empery Asset Management, LP Delaware 0 899684 0 899684 899684 6.76 % 19/02/2021
Ryan M. Lane United States 0 899684 0 899684 899684 6.76 % 19/02/2021
Martin D. Hoe United States 0 899684 0 899684 899684 6.76 % 19/02/2021
Heights Capital Management, Inc. Delaware 0 228896 0 228896 228896 4 % 16/02/2021
CVI Investments, Inc. Cayman Islands 0 228896 0 228896 228896 4 % 16/02/2021
Heights Capital Management, Inc. Delaware 0 228896 0 228896 228896 4 % 16/02/2021
CVI Investments, Inc. Cayman Islands 0 228896 0 228896 228896 4 % 16/02/2021
Daniel B. Asher United States of America 0 445383 0 445383 445383 7.2 % 29/01/2021
Intracoastal Capital LLC Delaware 0 445383 0 445383 445383 7.2 % 29/01/2021
Daniel B. Asher United States of America 0 445383 0 445383 445383 7.2 % 29/01/2021
Mitchell P. Kopin United States of America 0 445383 0 445383 445383 7.2 % 29/01/2021
Intracoastal Capital LLC Delaware 0 445383 0 445383 445383 7.2 % 29/01/2021
Mitchell P. Kopin United States of America 0 445383 0 445383 445383 7.2 % 29/01/2021
Hal Mintz USA 0 288452 0 288452 288452 4.99 % 05/01/2021
Sabby Management, LLC Delaware USA 0 288452 0 288452 288452 4.99 % 05/01/2021
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 288452 0 288452 288452 4.99 % 05/01/2021
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 288452 0 288452 288452 4.99 % 05/01/2021
Sabby Management, LLC Delaware USA 0 288452 0 288452 288452 4.99 % 05/01/2021
Hal Mintz USA 0 288452 0 288452 288452 4.99 % 05/01/2021
CVI Investments, Inc. 428266 9.3 % 09/04/2020
Heights Capital Management, Inc. 428266 9.3 % 09/04/2020
CVI Investments, Inc. 428266 9.3 % 09/04/2020
Heights Capital Management, Inc. 428266 9.3 % 09/04/2020
Steven Boyd United States of America 0 240592 0 240592 240592 4.99 % 08/04/2020
Steven Boyd United States of America 0 240592 0 240592 240592 4.99 % 08/04/2020
Armistice Capital, LLC Delaware 0 240592 0 240592 240592 4.99 % 08/04/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 240592 0 240592 240592 4.99 % 08/04/2020
Armistice Capital, LLC Delaware 0 240592 0 240592 240592 4.99 % 08/04/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 240592 0 240592 240592 4.99 % 08/04/2020
Armistice Capital, LLC Delaware 0 120742 0 120742 120742 4.99 % 14/02/2020
Steven Boyd United States of America 0 120742 0 120742 120742 4.99 % 14/02/2020
Armistice Capital Master Fund Ltd. Cayman Islands 0 120742 0 120742 120742 4.99 % 14/02/2020
CVI Investments, Inc. 1933761 4.9 % 10/02/2020
Heights Capital Management, Inc. 1933761 4.9 % 10/02/2020
CVI Investments, Inc. 1933761 4.9 % 10/02/2020
Heights Capital Management, Inc. 1933761 4.9 % 10/02/2020
Sabby Management, LLC Delaware USA 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
Hal Mintz USA 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
Hal Mintz USA 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
Sabby Management, LLC Delaware USA 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1779168 0 1779168 1779168 4.99 % 22/01/2020
CVI Investments, Inc. 1998801 9.9 % 14/02/2019
Heights Capital Management, Inc. 1998801 9.9 % 14/02/2019
Mitchell P. Kopin United States America 0 256935 0 256935 256935 1.4 % 08/02/2019
Intracoastal Capital LLC Delaware 0 256935 0 256935 256935 1.4 % 08/02/2019
Daniel B. Asher United States America 0 256935 0 256935 256935 1.4 % 08/02/2019
Hal Mintz USA 0 1814619 0 1814619 1814619 9.99 % 04/01/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1814619 0 1814619 1814619 9.99 % 04/01/2019
Sabby Management, LLC Delaware USA 0 1814619 0 1814619 1814619 9.99 % 04/01/2019
CVI Investments, Inc. 814237 9.9 % 10/10/2018
Heights Capital Management, Inc. 814237 9.9 % 10/10/2018
Bruce R. Winson United States Citizen 0 377652 0 377652 377652 8.9 % 18/04/2018
Anson Advisors Inc. Ontario, Canada 0 377652 0 377652 377652 8.9 % 18/04/2018
Amin Nathoo Canadian Citizen 0 377652 0 377652 377652 8.9 % 18/04/2018
Anson Funds Management LP Texas 0 377652 0 377652 377652 8.9 % 18/04/2018
Moez Kassam Canadian Citizen 0 377652 0 377652 377652 8.9 % 18/04/2018
Anson Management GP LLC Texas 0 377652 0 377652 377652 8.9 % 18/04/2018
Daniel B. Asher United States of America 0 411835 0 397210 411835 9.2 % 18/04/2018
Intracoastal Capital LLC United States of America 0 411835 0 397210 411835 9.2 % 18/04/2018
Mitchell P. Kopin United States of America 0 411835 0 397210 411835 9.2 % 18/04/2018
Alex Noah Investors, Inc. Illinois 0 428638 0 428638 428638 9.99 % 12/04/2018
Joshua B. Scheinfeld United States 0 428638 0 428638 428638 9.99 % 12/04/2018
Rockledge Capital Corporation Texas 0 428638 0 428638 428638 9.99 % 12/04/2018
Lincoln Park Capital Fund, LLC Illinois 0 428638 0 428638 428638 9.99 % 12/04/2018
Lincoln Park Capital, LLC Illinois 0 428638 0 428638 428638 9.99 % 12/04/2018
Jonathan I. Cope United States 0 428638 0 428638 428638 9.99 % 12/04/2018
Sabby Management, LLC Delaware USA 0 377652 0 377652 377652 8.87 % 11/04/2018
Hal Mintz USA 0 377652 0 377652 377652 8.87 % 11/04/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 377652 0 377652 377652 8.87 % 11/04/2018
OPKO Health, Inc. Delaware 66857 0 66857 0 66857 2.8 % 12/02/2018
Timothy J Barberich U.S.A 1001331 1001331 1001331 0 % 14/02/2017
Alexey Wolfson U.S.A 941485 0 % 14/02/2017
OPKO Health, Inc. Delaware 446360 0 446360 0 446360 5.11 % 12/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 265171 0 265171 265171 3.04 % 12/01/2017
Hal Mintz USA 0 435675 0 435675 435675 4.99 % 12/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 208808 0 208808 208808 2.39 % 12/01/2017
Sabby Management, LLC Delaware USA 0 435675 0 435675 435675 4.99 % 12/01/2017
Sabby Management, LLC Delaware USA 0 582223 0 582223 582223 6.67 % 19/12/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 436668 0 436668 436668 5 % 19/12/2016
Hal Mintz USA 0 582223 0 582223 582223 6.67 % 19/12/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 145555 0 145555 145555 1.67 % 19/12/2016
S M5V Advisors Inc. Ontario Canada 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
S Adam Spears Canadian 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
S Moez Kassam Canadian 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
S Bruce R. Winson United States 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
S Admiralty Advisors LLC Texas 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
S Frigate Ventures LP Texas 0 3388068 0 3388068 3388068 4.99 % 05/02/2016
Ryan M. Lane United States 0 2250000 0 2250000 2250000 4.99 % 19/01/2016
Martin D. Hoe United States 0 2250000 0 2250000 2250000 4.99 % 19/01/2016
Empery Asset Management, LP Delaware 0 2250000 0 2250000 2250000 4.99 % 19/01/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 2750000 0 2750000 2750000 4.21 % 13/01/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1250000 0 1250000 1250000 1.91 % 13/01/2016
Hal Mintz USA 0 3260921 0 3260921 3260921 4.99 % 13/01/2016
Sabby Management, LLC Delaware, USA 0 3260921 0 3260921 3260921 4.99 % 13/01/2016
Intracoastal Capital LLC United States of America 0 3405688 0 3405688 3405688 4.99 % 08/06/2015
Mitchell P. Kopin United States of America 0 3405688 0 3405688 3405688 4.99 % 08/06/2015
Daniel B. Asher United States of America 0 3405688 0 3405688 3405688 4.99 % 08/06/2015
Sabby Management, LLC Delaware, USA 0 4000000 0 4000000 4000000 6.17 % 05/06/2015
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 2750000 0 2750000 2750000 4.24 % 05/06/2015
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1250000 0 1250000 1250000 1.93 % 05/06/2015
Hal Mintz USA 0 4000000 0 4000000 4000000 6.17 % 05/06/2015
Moez Kassam Canadian Citizen 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
Admiralty Advisors LLC Texas 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
Bruce R. Winson United States Citizen 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
M5V Advisors Inc. Ontario, Canada 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
Adam Spears Canadian Citizen 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
Frigate Ventures LP Texas 0 4262750 0 4262750 4262750 6.9 % 05/06/2015
Martin D. Hoe United States 0 4500000 0 4500000 4500000 7.86 % 01/06/2015
Ryan M. Lane United States 0 4500000 0 4500000 4500000 7.86 % 01/06/2015
Empery Asset Management, LP Delaware 0 4500000 0 4500000 4500000 7.86 % 01/06/2015
TANG CAPITAL PARTNERS, LP DELAWARE 0 2236438 0 2236438 2236438 9.9 % 27/01/2015
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 2236438 0 2236438 2236438 9.9 % 27/01/2015
KEVIN C. TANG UNITED STATES 0 2236438 0 2236438 2236438 9.9 % 27/01/2015
Roderick Wong United States of America 0 0 0 0 0 0 % 03/10/2014
RTW Investments, LLC Delaware 0 0 0 0 0 0 % 03/10/2014
RTW Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 03/10/2014
Kevin Kotler United States of America 0 1126482 0 1126482 1126482 9.6 % 14/02/2014
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 1126482 0 1126482 1126482 9.6 % 14/02/2014
Broadfin Capital, LLC Delaware 0 1126482 0 1126482 1126482 9.6 % 14/02/2014
TANG CAPITAL PARTNERS, LP DELAWARE 0 1298094 0 1298094 1298094 9.9 % 16/01/2014
KEVIN C. TANG UNITED STATES 0 1298094 0 1298094 1298094 9.9 % 16/01/2014
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 1298094 0 1298094 1298094 9.9 % 16/01/2014
Broadfin Capital, LLC Delaware 0 31034483 0 31034483 31034483 9.6 % 19/03/2013
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 31034483 0 31034483 31034483 9.6 % 19/03/2013
Kevin Kotler United States of America 0 31034483 0 31034483 31034483 9.6 % 19/03/2013
TANG CAPITAL PARTNERS, LP DELAWARE 0 32677161 0 32677161 32677161 9.9 % 18/03/2013
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 32677161 0 32677161 32677161 9.9 % 18/03/2013
KEVIN C. TANG UNITED STATES 0 32677161 0 32677161 32677161 9.9 % 18/03/2013
Roderick Wong United States of America 0 14186638 0 14186638 14186638 9.97 % 09/07/2012
RTW Master Fund, Ltd. Cayman Islands 0 14186638 0 14186638 14186638 9.97 % 09/07/2012
RTW Investments, LLC Delaware 0 14186638 0 14186638 14186638 9.97 % 09/07/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District