Peak Bio, Inc. PKBO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| SBI Advantage Fund | Republic of Korea | 0 | 251418 | 0 | 251418 | 251418 | 1.2 % | 28/02/2023 |
| SBI KIS Fund | Republic of Korea | 0 | 83800 | 0 | 83800 | 83800 | 0.4 % | 28/02/2023 |
| Bio Fund 1 | Republic of Korea | 0 | 1601067 | 0 | 1601067 | 1601067 | 7.4 % | 28/02/2023 |
| SBI Healthcare Fund 1 | Republic of Korea | 0 | 599202 | 0 | 599202 | 599202 | 2.8 % | 28/02/2023 |
| 2014 IT Investment Fund | Republic of Korea | 0 | 167600 | 0 | 167600 | 167600 | 0.8 % | 28/02/2023 |
| Global Gateway Fund 1 | Republic of Korea | 0 | 419017 | 0 | 419017 | 419017 | 1.9 % | 28/02/2023 |
| 2019 SBI Job Creation Fund | Republic of Korea | 0 | 179179 | 0 | 179179 | 179179 | 0.8 % | 28/02/2023 |
| SBI Investment KOREA Co., Ltd. | Republic of Korea | 320206 | 3301283 | 320206 | 3301283 | 3621489 | 16.7 % | 28/02/2023 |
| Daniel G. Cohen | United States | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Cohen & Company Financial Management, LLC | Delaware | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Cohen & Company Inc. | Delaware | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Vellar Opportunities Fund Master, Ltd. | Cayman Islands | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Dekania Investors, LLC | Delaware | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Cohen & Company LLC | Delaware | 0 | 409629 | 0 | 409629 | 0 | 5.3 % | 31/08/2022 |
| Nemean Asset Management, LLC | Florida | 0 | 0 | 0 | 0 | 0 | 0 % | 09/05/2022 |
| Steven M. Oliveira | U.S.A. | 0 | 0 | 0 | 0 | 0 | 0 % | 09/05/2022 |
| K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. | ONTARIO, CANADA | 0 | 412651 | 0 | 412651 | 412651 | 5.66 % | 05/01/2022 |
| THE K2 Principal Fund, L.P. | Ontario, CANADA | 0 | 412651 | 0 | 412651 | 412651 | 5.66 % | 05/01/2022 |
| K2 Genpar 2017 Inc. | Ontario, CANADA | 0 | 412651 | 0 | 412651 | 412651 | 5.66 % | 05/01/2022 |
| SHAWN KIMEL INVESTMENTS, INC. | ONTARIO, CANADA | 0 | 412651 | 0 | 412651 | 412651 | 5.66 % | 05/01/2022 |
| K2 Genpar 2017 Inc. | Ontario, CANADA | 0 | 394028 | 0 | 394028 | 394028 | 5.41 % | 14/07/2021 |
| THE K2 Principal Fund, L.P. | Ontario, CANADA | 0 | 394028 | 0 | 394028 | 394028 | 5.41 % | 14/07/2021 |
| K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. | ONTARIO, CANADA | 0 | 394028 | 0 | 394028 | 394028 | 5.41 % | 14/07/2021 |
| SHAWN KIMEL INVESTMENTS, INC. | ONTARIO, CANADA | 0 | 394028 | 0 | 394028 | 394028 | 5.41 % | 14/07/2021 |
| Phillip Frost, M.D. | U.S.A. | 0 | 450000 | 0 | 450000 | 450000 | 6.17 % | 24/02/2021 |
| Frost Gamma Investments Trust | Florida | 0 | 450000 | 0 | 450000 | 450000 | 6.17 % | 24/02/2021 |
| Steven M. Oliveira | U.S.A. | 400000 | 0 | 400000 | 0 | 400000 | 6.3 % | 02/02/2021 |
| Nemean Asset Management, LLC | Florida | 400000 | 0 | 400000 | 0 | 400000 | 6.3 % | 02/02/2021 |