PLx Pharma Inc. PLXP
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC | Delaware | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| Peter S. Park | United States of America | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| Park West Investors Master Fund, Limited | Cayman Islands | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| Park West Asset Management LLC | Delaware | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| Park West Investors Master Fund, Limited | Cayman Islands | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| Peter S. Park | United States of America | 1437249 | 0 | 1437249 | 0 | 1437249 | 4.9 % | 06/04/2023 |
| JOSEPH U. BARTON | UNITED STATES | 0 | 2786900 | 0 | 2786900 | 2786900 | 9.99 % | 16/02/2022 |
| WHITE ROCK CAPITAL PARTNERS, L.P. | TEXAS | 0 | 2811088 | 0 | 2811088 | 2811088 | 9.99 % | 16/02/2022 |
| THOMAS U. BARTON | UNITED STATES | 0 | 2786900 | 0 | 2786900 | 2786900 | 9.99 % | 16/02/2022 |
| WHITE ROCK CAPITAL MANAGEMENT, L.P. | TEXAS | 0 | 2786900 | 0 | 2786900 | 2786900 | 9.99 % | 16/02/2022 |
| WHITE ROCK CAPITAL , INC. | TEXAS | 0 | 2786900 | 0 | 2786900 | 2786900 | 9.99 % | 16/02/2022 |
| Level One Partners, LLC | Commonwealth of Virginia | 0 | 2772643 | 0 | 2772643 | 2772643 | 10.07 % | 11/02/2022 |
| Robert D. Hardie | United States of America | 1172000 | 2772643 | 1172000 | 2772643 | 3944643 | 14.32 % | 11/02/2022 |
| Molly G. Hardie | United States of America | 0 | 2772643 | 0 | 2772643 | 2772643 | 10.07 % | 11/02/2022 |
| Robert D. Hardie | United States of America | 875000 | 2772643 | 875000 | 2772643 | 3647643 | 16.7 % | 16/03/2021 |
| Molly G. Hardie | United States of America | 0 | 2772643 | 0 | 2772643 | 2772643 | 12.7 % | 16/03/2021 |
| Level One Partners, LLC | Commonwealth of Virginia | 0 | 2772643 | 0 | 2772643 | 2772643 | 12.7 % | 16/03/2021 |
| Rosalind Master Fund L.P. | CAYMAN ISLANDS | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Rosalind Advisors, Inc. | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Steven Salamon | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Rosalind Master Fund L.P. | CAYMAN ISLANDS | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Rosalind Advisors, Inc. | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Steven Salamon | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 22/01/2021 |
| Rosalind Advisors, Inc. | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| Steven Salamon | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| Rosalind Advisors, Inc. | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| Rosalind Master Fund L.P. | CAYMAN ISLANDS | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| Steven Salamon | ONTARIO, CANADA | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| Rosalind Master Fund L.P. | CAYMAN ISLANDS | 0 | 970425 | 0 | 970425 | 970425 | 6.7 % | 17/12/2020 |
| WHITE ROCK CAPITAL PARTNERS, L.P. | TEXAS | 0 | 1398219 | 0 | 1398219 | 1398219 | 9.99 % | 16/12/2020 |
| WHITE ROCK CAPITAL MANAGEMENT, L.P. | TEXAS | 0 | 1398219 | 0 | 1398219 | 1398219 | 9.99 % | 16/12/2020 |
| WHITE ROCK CAPITAL (TX), INC. | TEXAS | 0 | 1398219 | 0 | 1398219 | 1398219 | 9.99 % | 16/12/2020 |
| THOMAS U. BARTON | UNITED STATES | 0 | 1398219 | 0 | 1398219 | 1398219 | 9.99 % | 16/12/2020 |
| JOSEPH U. BARTON | UNITED STATES | 0 | 1398219 | 0 | 1398219 | 1398219 | 9.99 % | 16/12/2020 |
| MSD Credit Opportunity Master Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Cayman Islands | 0 | 645161 | 0 | 645161 | 645161 | 6.6 % | 26/05/2020 |
| MSD Credit Opportunity Master Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | Cayman Islands | 0 | 645161 | 0 | 645161 | 645161 | 6.6 % | 26/05/2020 |
| MSD Partners, L.P. | Delaware | 0 | 645161 | 0 | 645161 | 645161 | 6.6 % | 26/05/2020 |
| MSD Partners, L.P. | Delaware | 0 | 645161 | 0 | 645161 | 645161 | 6.6 % | 26/05/2020 |
| Ronald R. Zimmerman | TX | 384681 | 0 | 384681 | 0 | 384681 | 4.37 % | 22/06/2017 |
| Park West Investors Master Fund, Limited | Cayman Islands | 953465 | 0 | 953465 | 0 | 953465 | 11 % | 19/06/2017 |
| Park West Investors Master Fund, Limited | Cayman Islands | 953465 | 0 | 953465 | 0 | 953465 | 11 % | 19/06/2017 |
| Peter S. Park | United States of America | 1075723 | 0 | 1075723 | 0 | 1075723 | 12.4 % | 19/06/2017 |
| Peter S. Park | United States of America | 1075723 | 0 | 1075723 | 0 | 1075723 | 12.4 % | 19/06/2017 |
| Park West Asset Management LLC | Delaware | 1075723 | 0 | 1075723 | 0 | 1075723 | 12.4 % | 19/06/2017 |
| Park West Asset Management LLC | Delaware | 1075723 | 0 | 1075723 | 0 | 1075723 | 12.4 % | 19/06/2017 |
| Ronald R. Zimmerman | TX | 377408 | 0 | 377408 | 0 | 377408 | 6.1 % | 01/05/2017 |
| Tourbillon Capital Partners LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Jason H. Karp | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2017 |
| Tourbillon Capital Partners LP | Delaware | 0 | 791856 | 0 | 791856 | 791856 | 7.7 % | 16/02/2016 |
| Jason H. Karp | USA | 0 | 791856 | 0 | 791856 | 791856 | 7.7 % | 16/02/2016 |
| Mark Kingdon | United States of America | 0 | 730000 | 0 | 730000 | 730000 | 8.55 % | 28/11/2014 |
| Kingdon Capital Management, L.L.C. | Delaware | 0 | 730000 | 0 | 730000 | 730000 | 8.55 % | 28/11/2014 |
| M. Kingdon Offshore Master Fund L.P. | Cayman Islands | 0 | 429780 | 0 | 429780 | 429780 | 5.03 % | 28/11/2014 |
| Broadfin Healthcare Master Fund, Ltd. | Cayman Islands | 0 | 475000 | 0 | 475000 | 475000 | 5.85 % | 07/04/2014 |
| Kevin Kotler | United States of America | 0 | 475000 | 0 | 475000 | 475000 | 5.85 % | 07/04/2014 |
| Broadfin Capital, LLC | Delaware | 0 | 475000 | 0 | 475000 | 475000 | 5.85 % | 07/04/2014 |