Prospect Capital Corporation PSEC
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | Delaware | 13111367 | 0 | 13958667 | 0 | 13958667 | 4.5 % | 07/03/2014 |
| The Vanguard Group | Pennsylvania | 296438 | 3877093 | 280638 | 4157731 | 1.46 % | 12/02/2014 | |
| Zazove Associates, LLC | Delaware | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| Zazove Associates, Inc. | Illinois | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| Gene T. Pretti | United States | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| Zazove Associates, LLC | Delaware | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| Zazove Associates, Inc. | Illinois | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| Gene T. Pretti | United States | 12189782 | 0 | 12189782 | 0 | 12189782 | 4.11 % | 05/02/2014 |
| BlackRock, Inc. | Delaware | 20952014 | 0 | 21743485 | 0 | 21743485 | 7.7 % | 30/01/2014 |
| The Vanguard Group | Pennsylvania | 194951 | 11230833 | 184651 | 11415484 | 5.44 % | 11/02/2013 | |
| BlackRock, Inc. | Delaware | 12211756 | 0 | 12211756 | 0 | 12211756 | 5.81 % | 08/02/2013 |
| Gene T. Pretti | United States | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Zazove Associates, LLC | Delaware | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Zazove Associates, Inc. | Illinois | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Gene T. Pretti | United States | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Zazove Associates, LLC | Delaware | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Zazove Associates, Inc. | Illinois | 15219643 | 0 | 15219643 | 0 | 15219643 | 6.77 % | 05/02/2013 |
| Galaxie Corporation | Mississippi | 0 | 11378067 | 0 | 11378067 | 11378067 | 9.3 % | 22/06/2012 |
| Jupiter Street, Inc. | Mississippi | 0 | 11378067 | 0 | 11378067 | 11378067 | 9.3 % | 22/06/2012 |
| Capitol Street Corporation | Mississippi | 0 | 11378067 | 0 | 11378067 | 11378067 | 9.3 % | 22/06/2012 |
| BlackRock, Inc. | Delaware | 7330192 | 0 | 7330192 | 0 | 7330192 | 6.69 % | 09/02/2012 |
| THE VANGUARD GROUP, INC. | Pennsylvania | 106910 | 5460494 | 106910 | 5567404 | 5.08 % | 09/02/2012 | |
| Zazove Associates, Inc. | Illinois | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Zazove Associates, LLC | Delaware | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Gene T. Pretti | United States | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Zazove Associates, Inc. | Illinois | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Zazove Associates, LLC | Delaware | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Gene T. Pretti | United States | 11605300 | 0 | 11605300 | 0 | 11605300 | 9.58 % | 05/01/2012 |
| Zazove Associates, LLC | Delaware | 10315483 | 0 | 10315483 | 0 | 10315483 | 10.47 % | 02/03/2011 |
| Zazove Associates, LLC | Delaware | 8809020 | 0 | 8809020 | 0 | 8809020 | 9.55 % | 26/01/2011 |
| Thornburg Investment Management Inc. | Santa Fe New Mexico | 629951 | 0 | 629951 | 0 | 629951 | 1.24 % | 03/06/2010 |
| Thornburg Investment Management Inc. | Santa Fe New Mexico | 629951 | 0 | 629951 | 0 | 629951 | 1.24 % | 03/06/2010 |
| Thornburg Investment Management Inc. | Santa Fe, New Mexico | 3651564 | 3651564 | 7.16 % | 08/01/2010 |