Intracoastal Capital LLC |
Delaware |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
Mitchell P. Kopin |
United States America |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
Daniel B. Asher |
United States America |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
Parkman Healthcare Partners Holdings LP |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Parkman Healthcare Partners LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Gregory Martinez |
United States |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Parkman Healthcare Partners Holdings GP LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Parkman Healthcare Partners LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Gregory Martinez |
United States |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Parkman Healthcare Partners Holdings GP LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Parkman Healthcare Partners Holdings LP |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
Sander Gerber |
United States |
0 |
550000 |
0 |
550000 |
550000 |
3.46 % |
04/02/2022 |
Sander Gerber |
United States |
0 |
550000 |
0 |
550000 |
550000 |
3.46 % |
04/02/2022 |
Hudson Bay Capital Management LP |
State of Delaware |
0 |
550000 |
0 |
550000 |
550000 |
3.46 % |
04/02/2022 |
Hudson Bay Capital Management LP |
Delaware |
0 |
550000 |
0 |
550000 |
550000 |
3.46 % |
04/02/2022 |
Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
Sander Gerber |
United States |
0 |
530474 |
0 |
530474 |
530474 |
9.99 % |
10/02/2021 |
Hudson Bay Capital Management LP |
Delaware |
0 |
530474 |
0 |
530474 |
530474 |
9.99 % |
10/02/2021 |
Mitchell P. Kopin |
United States of America |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Daniel B. Asher |
United States of America |
0 |
|
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Intracoastal Capital LLC |
Delaware |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Mitchell P. Kopin |
United States of America |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Daniel B. Asher |
United States of America |
0 |
|
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Intracoastal Capital LLC |
Delaware |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
Amin Nathoo |
Canadian Citizen |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Anson Management GP LLC |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Bruce R. Winson |
United States Citizen |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Anson Advisors Inc. |
Ontario, Canada |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Moez Kassam |
Canadian Citizen |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Anson Funds Management LP |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
Sassicaia Capital Advisers LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
Schonfeld Strategic Advisors LLC |
Delaware |
0 |
3798 |
0 |
3798 |
3798 |
0.1 % |
14/02/2020 |
Sassicaia Capital Advisers LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
Schonfeld Strategic Advisors LLC |
Delaware |
0 |
3798 |
0 |
3798 |
3798 |
0.1 % |
14/02/2020 |
Intracoastal Capital LLC |
Delaware |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
Mitchell P. Kopin |
United States America |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
Daniel B. Asher |
United States America |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
Sander Gerber |
United States |
0 |
418488 |
0 |
418488 |
418488 |
9.99 % |
07/02/2020 |
Hudson Bay Capital Management LP |
State of Delaware |
0 |
418488 |
0 |
418488 |
418488 |
9.99 % |
07/02/2020 |
Sander Gerber |
United States |
0 |
418488 |
0 |
418488 |
418488 |
9.99 % |
07/02/2020 |
Hudson Bay Capital Management LP |
State of Delaware |
0 |
418488 |
0 |
418488 |
418488 |
9.99 % |
07/02/2020 |
Daniel B. Asher |
United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Mitchell P. Kopin |
United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Daniel B. Asher |
United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Intracoastal Capital LLC |
Delaware |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Mitchell P. Kopin |
United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Intracoastal Capital LLC |
Delaware |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Armistice Capital, LLC |
Delaware |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Steven Boyd |
United States of America |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Armistice Capital, LLC |
Delaware |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Steven Boyd |
United States of America |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
Anson Management GP LLC |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Anson Funds Management LP |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Bruce R. Winson |
United States Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Anson Advisors Inc. |
Ontario, Canada |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Amin Nathoo |
Canadian Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Moez Kassam |
Canadian Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Anson Funds Management LP |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Anson Management GP LLC |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Bruce R. Winson |
United States Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Anson Advisors Inc. |
Ontario, Canada |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Amin Nathoo |
Canadian Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Moez Kassam |
Canadian Citizen |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
Sassicaia Capital Advisers LLC |
Delaware |
28705 |
0 |
28705 |
0 |
28705 |
6.3 % |
26/08/2019 |
Sassicaia Capital Advisers LLC |
Delaware |
28705 |
0 |
28705 |
0 |
28705 |
6.3 % |
26/08/2019 |
Schonfeld Strategic Advisors LLC |
Delaware |
0 |
1200 |
0 |
1200 |
1200 |
0.3 % |
26/08/2019 |
Schonfeld Strategic Advisors LLC |
Delaware |
0 |
1200 |
0 |
1200 |
1200 |
0.3 % |
26/08/2019 |
Swissquote Bank SA |
Gland, Switzerland |
376723 |
0 |
376723 |
0 |
376723 |
4.9 % |
28/08/2018 |
PostFinance AG |
|
2795561 |
0 |
2795561 |
0 |
2795561 |
4.5 % |
24/05/2018 |
PostFinance AG |
|
3609685 |
0 |
3609685 |
0 |
3609685 |
5.9 % |
10/04/2018 |
PostFinance AG |
|
5540054 |
0 |
5540054 |
0 |
5540054 |
12 % |
01/02/2018 |
Swissquote Bank SA |
Gland, Switzerland |
5540055 |
0 |
5540055 |
0 |
5540055 |
12 % |
08/01/2018 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
04/01/2018 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1028634 |
0 |
1028634 |
1028634 |
2.93 % |
04/01/2018 |
Sabby Management, LLC |
Delaware USA |
0 |
1028634 |
0 |
1028634 |
1028634 |
2.93 % |
04/01/2018 |
Hal Mintz |
USA |
0 |
1028634 |
0 |
1028634 |
1028634 |
2.93 % |
04/01/2018 |
Azaya Therapeutics, Inc. |
Delaware |
1173241 |
0 |
1173241 |
|
1173241 |
5 % |
24/02/2017 |
Hal Mintz |
USA |
0 |
1651835 |
0 |
1651835 |
1651835 |
8.06 % |
06/01/2017 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1132643 |
0 |
1132643 |
1132643 |
5.52 % |
06/01/2017 |
Sabby Management, LLC |
Delaware USA |
0 |
1651835 |
0 |
1651835 |
1651835 |
8.06 % |
06/01/2017 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
519192 |
0 |
519192 |
519192 |
2.53 % |
06/01/2017 |
Capital Ventures International |
|
|
|
|
|
0 |
0 % |
12/02/2016 |
Heights Capital Management, Inc. |
|
|
|
|
|
0 |
0 % |
12/02/2016 |
Heights Capital Management, Inc. |
|
|
|
|
|
3723635 |
2.3 % |
12/02/2016 |
CVI Investments, Inc. |
|
|
|
|
|
3723635 |
2.3 % |
12/02/2016 |
Sabby Management, LLC |
Delaware, USA |
0 |
17150297 |
0 |
17150297 |
17150297 |
9.21 % |
12/01/2016 |
Hal Mintz |
USA |
0 |
17150297 |
0 |
17150297 |
17150297 |
9.21 % |
12/01/2016 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
10975600 |
0 |
10975600 |
10975600 |
5.89 % |
12/01/2016 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
6174697 |
0 |
6174697 |
6174697 |
3.32 % |
12/01/2016 |
Heights Capital Management, Inc. |
|
|
|
|
|
12570005 |
7 % |
02/10/2015 |
CVI Investments, Inc. |
|
|
|
|
|
12570005 |
7 % |
02/10/2015 |
BlackRock, Inc. |
Delaware |
6203507 |
0 |
6308706 |
0 |
6308706 |
4.5 % |
10/06/2015 |
Capital Ventures International |
Cayman Islands |
0 |
12570005 |
0 |
12570005 |
12570005 |
9 % |
14/05/2015 |
Heights Capital Management, Inc. |
Delaware |
0 |
12570005 |
0 |
12570005 |
12570005 |
9 % |
14/05/2015 |
BlackRock, Inc. |
Delaware |
5045742 |
0 |
5121692 |
0 |
5121692 |
5.5 % |
02/02/2015 |
Sabby Management, LLC |
Delaware, USA |
0 |
9235675 |
0 |
9235675 |
9235675 |
9.99 % |
16/01/2015 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
8933550 |
0 |
8933550 |
8933550 |
9.66 % |
16/01/2015 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
7441408 |
0 |
7441408 |
7441408 |
8.05 % |
16/01/2015 |
Hal Mintz |
USA |
0 |
9235675 |
0 |
9235675 |
9235675 |
9.99 % |
16/01/2015 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
6108793 |
0 |
6108793 |
6108793 |
7.27 % |
15/10/2014 |
Sabby Healthcare Volatility Master Fund, Ltd. |
Cayman Islands |
0 |
7193857 |
0 |
7193857 |
7193857 |
8.56 % |
15/10/2014 |
Hal Mintz |
USA |
0 |
8399009 |
0 |
8399009 |
8399009 |
9.99 % |
15/10/2014 |
Sabby Management, LLC |
Delaware, USA |
0 |
8399009 |
0 |
8399009 |
8399009 |
9.99 % |
15/10/2014 |
BlackRock, Inc. |
Delaware |
4128230 |
0 |
4241408 |
0 |
4241408 |
6.3 % |
28/01/2014 |
BlackRock, Inc. |
Delaware |
3801494 |
0 |
3801494 |
0 |
3801494 |
5.78 % |
08/02/2013 |
Green Hospital Supply, Inc. |
Japan |
3000000 |
0 |
3000000 |
0 |
3000000 |
5.28 % |
28/02/2012 |
BlackRock, Inc. |
Delaware |
3181244 |
0 |
3181244 |
0 |
3181244 |
5.75 % |
13/02/2012 |
BlackRock, Inc. |
Delaware |
2650284 |
0 |
2650284 |
0 |
2650284 |
5.31 % |
04/02/2011 |
William J. Ritger |
Florida |
0 |
1375000 |
0 |
1375000 |
1375000 |
3.4 % |
12/02/2010 |
Seaside 88, LP |
Florida |
1375000 |
0 |
1375000 |
0 |
1375000 |
3.4 % |
12/02/2010 |
Denis M. O’Donnell |
Massachusetts |
0 |
1375000 |
0 |
1375000 |
1375000 |
3.4 % |
12/02/2010 |
Seaside Advisors, LLC |
Florida |
1375000 |
0 |
1375000 |
0 |
1375000 |
3.4 % |
12/02/2010 |