| Identification Nos. of above persons (. |
States |
568681 |
0 |
568681 |
0 |
568681 |
9.9 % |
05/06/2024 |
| 27-4413262 |
Maryland |
568681 |
0 |
568681 |
0 |
5686811 |
9.9 % |
05/06/2024 |
| Daniel B. Asher |
United States of America |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
| Intracoastal Capital LLC |
Delaware |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
| Mitchell P. Kopin |
United States of America |
0 |
300000 |
0 |
300000 |
300000 |
1.9 % |
11/02/2022 |
| Parkman Healthcare Partners LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
| Gregory Martinez |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
| Parkman Healthcare Partners Holdings LP |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
| Parkman Healthcare Partners Holdings GP LLC |
Delaware |
0 |
1508508 |
0 |
1508508 |
1508508 |
7.4 % |
04/02/2022 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
550000 |
0 |
0 |
550000 |
3.46 % |
04/02/2022 |
| Sander Gerber |
United States |
0 |
550000 |
0 |
0 |
550000 |
3.46 % |
04/02/2022 |
| William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
4.83 % |
26/02/2021 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
530474 |
0 |
0 |
530474 |
9.99 % |
10/02/2021 |
| Sander Gerber |
United States |
0 |
530474 |
0 |
0 |
530474 |
9.99 % |
10/02/2021 |
| Mitchell P. Kopin |
United States of America |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
| Daniel B. Asher |
United States of America |
0 |
0 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
| Intracoastal Capital LLC |
Delaware |
0 |
300000 |
0 |
300000 |
300000 |
5.9 % |
29/01/2021 |
| Ande Bao |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
| Andrew Brenner |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
| William Phillips |
United States |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
| NanoTx, Corp. |
Delaware |
0 |
230769 |
0 |
230769 |
230769 |
5.61 % |
14/05/2020 |
| Management LP |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| Kassam |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| Nathoo |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| Inc. |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| Winson |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| LLC |
Texas |
0 |
198034 |
0 |
198034 |
198034 |
4.9 % |
14/02/2020 |
| Sassicaia Capital Advisers LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
| Schonfeld Strategic Advisors LLC |
Delaware |
0 |
3798 |
0 |
0 |
3798 |
0.1 % |
14/02/2020 |
| Intracoastal Capital LLC |
Delaware |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
| Daniel B. Asher |
United States of America |
0 |
405584 |
0 |
405584 |
405584 |
9.99 % |
11/02/2020 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
418488 |
0 |
0 |
418488 |
9.99 % |
07/02/2020 |
| Sander Gerber |
United States |
0 |
418488 |
0 |
0 |
418488 |
9.99 % |
07/02/2020 |
| Mitchell P. Kopin |
Citizenship or Place of Organization United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
| Intracoastal Capital LLC |
Citizenship or Place of Organization Delaware |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
| Daniel B. Asher |
Citizenship or Place of Organization United States of America |
0 |
127005 |
0 |
127005 |
127005 |
9.99 % |
07/10/2019 |
| Steven Boyd |
Delaware |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
| Armistice Capital, LLC |
Delaware |
0 |
61427 |
0 |
61427 |
61427 |
4.99 % |
03/10/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| 13G |
Texas |
0 |
369379 |
0 |
369379 |
369379 |
9.9 % |
27/09/2019 |
| Sassicaia Capital Advisers LLC |
Delaware |
28705 |
0 |
28705 |
0 |
28705 |
6.3 % |
26/08/2019 |
| Schonfeld Strategic Advisors LLC |
Delaware |
0 |
1200 |
0 |
0 |
1200 |
0.3 % |
26/08/2019 |
| Swissquote Bank SA |
Gland, Switzerland |
376723 |
0 |
376723 |
0 |
376723 |
4.9 % |
28/08/2018 |
| Swissquote Bank SA |
Gland, Switzerland |
5540055 |
0 |
5540055 |
0 |
5540055 |
12 % |
08/01/2018 |
| Azaya Therapeutics, Inc. |
Delaware |
1173241 |
0 |
1173241 |
1173241 |
1173241 |
5 % |
24/02/2017 |
| Heights Capital Management, Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2016 |
| Capital Ventures International |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2016 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
3723635 |
0 |
3723635 |
3723635 |
2.3 % |
12/02/2016 |
| Heights Capital Management, Inc. |
Delaware |
0 |
3723635 |
0 |
3723635 |
3723635 |
2.3 % |
12/02/2016 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
12570005 |
0 |
12570005 |
12570005 |
7 % |
02/10/2015 |
| Heights Capital Management, Inc. |
Delaware |
0 |
12570005 |
0 |
12570005 |
12570005 |
7 % |
02/10/2015 |
| (1) BlackRock, Inc. |
Delaware |
6203507 |
0 |
6308706 |
0 |
6308706 |
4.5 % |
10/06/2015 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
12570005 |
0 |
0 |
12570005 |
9 % |
14/05/2015 |
| Capital Ventures International |
Cayman Islands |
0 |
12570005 |
0 |
0 |
12570005 |
9 % |
14/05/2015 |
| (1) BlackRock, Inc. |
Delaware |
5045742 |
0 |
5121692 |
0 |
5121692 |
5.5 % |
02/02/2015 |
| Sabby Healthcare Volatility Master Fund, Ltd. |
Cayman Islands |
0 |
7193857 |
0 |
7193857 |
7193857 |
8.56 % |
15/10/2014 |
| (1) BlackRock, Inc. |
Delaware |
4128230 |
0 |
4241408 |
0 |
4241408 |
6.3 % |
28/01/2014 |
| (1) BlackRock, Inc. |
Delaware |
3801494 |
0 |
3801494 |
0 |
3801494 |
5.78 % |
08/02/2013 |
| Green Hospital Supply, Inc. |
Japan |
3000000 |
0 |
3000000 |
0 |
3000000 |
5.28 % |
28/02/2012 |
| (1) BlackRock, Inc. |
Delaware |
3181244 |
0 |
3181244 |
0 |
3181244 |
5.75 % |
13/02/2012 |
| (1) BlackRock, Inc. |
Delaware |
2650284 |
0 |
2650284 |
0 |
2650284 |
5.31 % |
04/02/2011 |
| William J.
Ritger |
OR PLACE OF ORGANIZATION |
0 |
0 |
0 |
1375000 |
1375000 |
3.4 % |
12/02/2010 |
| Seaside 88 Advisors,
LLC |
OR PLACE OF ORGANIZATION |
1375000 |
0 |
0 |
0 |
1375000 |
3.4 % |
12/02/2010 |
| Denis M.
O’Donnell |
OR PLACE OF ORGANIZATION |
0 |
0 |
0 |
1375000 |
1375000 |
3.4 % |
12/02/2010 |
| Seaside 88,
LP |
OR PLACE OF ORGANIZATION |
1375000 |
0 |
0 |
0 |
1375000 |
3.4 % |
12/02/2010 |
| GAGNON SECURITIES LLC |
DELAWARE LIMITED LIABILITY COMPANY |
0 |
0 |
0 |
0 |
1881164 |
11 % |
17/02/2009 |
| No. 98-0374407 |
Japan |
3300000 |
0 |
3300000 |
10 |
3300000 |
19 % |
13/06/2005 |
| Deerfield International Limited |
British Virgin Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
07/03/2005 |
| Deerfield Capital, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
07/03/2005 |
| Arnold H. Snider |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
07/03/2005 |
| Deerfield Management Company, L.P. |
New York |
0 |
0 |
0 |
0 |
0 |
0 % |
07/03/2005 |
| Deerfield Partners, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
07/03/2005 |
| Deerfield Partners, L.P. |
Delaware |
0 |
373728 |
0 |
373728 |
373728 |
2.99 % |
04/02/2004 |
| Deerfield Management Company, L.P. |
New York |
0 |
359072 |
0 |
359072 |
359072 |
2.87 % |
04/02/2004 |
| Arnold H. Snider |
United States |
0 |
732800 |
0 |
732800 |
732800 |
5.86 % |
04/02/2004 |
| Deerfield International Limited |
British Virgin Islands |
0 |
359072 |
0 |
359072 |
359072 |
2.87 % |
04/02/2004 |
| Deerfield Capital, L.P. |
Delaware |
0 |
373728 |
0 |
373728 |
373728 |
2.99 % |
04/02/2004 |