RA

Brookfield Real Assets Income Fund Inc. RA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Morgan Stanley Smith Barney LLC Delaware. 45 0 3723285 3723285 6.7 % 08/11/2024
Morgan Stanley Delaware. 465 0 3723705 3723705 6.7 % 08/11/2024
RIVERNORTH CAPITAL MANAGEMENT, LLC 856365 2.35 % 14/02/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 856365 2.35 % 14/02/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 400387 400387 1.1 % 31/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 400387 400387 1.1 % 31/01/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC 1930681 5.29 % 14/02/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC 1930681 5.29 % 14/02/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1893987 1894034 5.19 % 26/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1893987 1894034 5.19 % 26/01/2017

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Steve Cohen 2018-12-27 2019-01-08 Sale (Full) $15,001 - $50,000 TN09
Steve Cohen 2018-08-09 2018-08-17 Purchase $15,001 - $50,000 TN09