| Zhan Zhao Limited |
British Virgin Islands |
1253333 |
0 |
1253333 |
10 |
1253333 |
5.7 % |
15/07/2016 |
| Jin Cheng |
People’s Republic of China |
0 |
1253333 |
0 |
10 |
1253333 |
5.7 % |
15/07/2016 |
| Ruiheng Global Limited |
British Virgin Islands |
6093333 |
0 |
6093333 |
10 |
6093333 |
27.5 % |
15/07/2016 |
| Qi Wen |
People’s Republic of China |
0 |
6093333 |
0 |
10 |
6093333 |
27.5 % |
15/07/2016 |
| Yangwei Global Limited |
British Virgin Islands |
3390000 |
0 |
3390000 |
10 |
3390000 |
15.3 % |
15/07/2016 |
| Li Jingping |
People’s Republic of China |
0 |
3390000 |
0 |
10 |
3390000 |
15.3 % |
15/07/2016 |
| Liang Zandong |
People’s Republic of China |
0 |
1980000 |
0 |
10 |
1980000 |
8.9 % |
15/07/2016 |
| Jiyi Global Investments Limited |
British Virgin Islands |
1980000 |
0 |
1980000 |
10 |
1980000 |
8.9 % |
15/07/2016 |
| Lai Ling Ng |
or Place of Organization |
0 |
3070608 |
0 |
3070608 |
3070608 |
13.1 % |
13/07/2016 |
| Holdings Limited |
or Place of Organization |
3070608 |
0 |
3070608 |
0 |
3070608 |
13.1 % |
13/07/2016 |
| 2. |
USA |
0 |
470000 |
0 |
470000 |
470000 |
5.26 % |
18/12/2015 |
| 2. |
USA |
0 |
700000 |
0 |
700000 |
700000 |
7.84 % |
18/12/2015 |
| 2. |
USA |
0 |
700000 |
0 |
700000 |
700000 |
7.84 % |
18/12/2015 |
| 2. |
USA |
0 |
700000 |
0 |
700000 |
700000 |
7.84 % |
18/12/2015 |
| Bulldog Investors LLC, |
Delaware |
254990 |
253960 |
254990 |
253960 |
508950 |
5.7 % |
16/09/2015 |
| Lai Ling Ng |
or Place of Organization |
0 |
1834134 |
0 |
1834134 |
1834134 |
20.55 % |
19/02/2015 |
| Holdings Limited |
or Place of Organization |
1834134 |
0 |
1834134 |
0 |
1834134 |
20.55 % |
19/02/2015 |
| North Pole Capital Master Fund |
Canada |
0 |
990000 |
0 |
990000 |
990000 |
12.66 % |
10/10/2014 |
| Polar
Securities Inc. |
Canada |
0 |
990000 |
0 |
990000 |
990000 |
12.66 % |
10/10/2014 |
| Davidson Kempner Partners |
British Virgin Islands |
0 |
116348 |
0 |
0 |
116348 |
1.45 % |
09/10/2014 |
| Stephen M. Dowicz |
British Virgin Islands |
0 |
590000 |
0 |
0 |
590000 |
7.33 % |
09/10/2014 |
| Thomas L. Kempner, Jr. |
British Virgin Islands |
0 |
590000 |
0 |
0 |
590000 |
7.33 % |
09/10/2014 |
| Davidson Kempner International, Ltd. |
British Virgin Islands |
0 |
229097 |
0 |
0 |
229097 |
2.85 % |
09/10/2014 |
| Davidson Kempner Capital Management LP |
British Virgin Islands |
0 |
590000 |
0 |
0 |
590000 |
7.33 % |
09/10/2014 |
| Davidson Kempner Institutional Partners, L.P. |
British Virgin Islands |
0 |
244555 |
0 |
0 |
244555 |
3.04 % |
09/10/2014 |