REVB

Revelation Biosciences, Inc. REVB

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lind Global Partners II LLC Delaware 186500 0 186500 0 186500 5.2 % 21/02/2023
Jeff Easton Delaware 186500 0 186500 0 186500 5.2 % 21/02/2023
Lind Global Fund II LP Delaware 186500 0 186500 0 186500 5.2 % 21/02/2023
Mitchell P. Kopin Delaware 0 184981 0 175406 184981 4.99 % 21/02/2023
AXA Investment Managers UK Ltd. United Kingdom 0 1958984 0 0 1958984 8.32 % 14/02/2023
AXA Investment Managers S.A. France 0 1958984 0 0 1958984 8.32 % 14/02/2023
AXA S.A. France 0 1958984 0 0 1958984 8.32 % 14/02/2023
AXA IM Prime Impact Master Fund I SCA SICAV-RAIF Luxembourg 0 1958984 0 0 1958984 8.32 % 14/02/2023
AXA Investment Managers Paris S.A. France 0 1958984 0 0 1958984 8.32 % 14/02/2023
AXA IM Prime Impact GP S.à.r.l Luxembourg 0 1958984 0 0 1958984 8.32 % 14/02/2023
Vik Mittal Delaware 0 0 0 0 0 0 % 17/08/2022
Meteora Capital, LLC Delaware 0 0 0 0 0 0 % 17/08/2022
Vik Mittal United States 0 750000 0 0 750000 11.4 % 24/03/2022
Meteora Capital, LLC United States 0 750000 0 0 750000 11.4 % 24/03/2022
Glazer Capital, LLC State of Delaware 0 0 0 0 0 0 % 14/02/2022
Paul J. Glazer United States 0 0 0 0 0 0 % 14/02/2022
Polar Asset Management Partners Inc. Canada 0 0 0 0 0 0 % 11/02/2022
WEISS ASSET MANAGEMENT LP DELAWARE 0 488290 0 488290 488290 5.37 % 09/02/2022
ANDREW M. WEISS, PH.D. USA 0 488290 0 488290 488290 5.37 % 09/02/2022
WAM GP LLC DELAWARE 0 488290 0 488290 488290 5.37 % 09/02/2022
Hudson Bay Capital Management LP Delaware 0 0 0 0 0 0 % 04/02/2022
Sander Gerber Delaware 0 0 0 0 0 0 % 04/02/2022
LLC Bermuda 0 744661 0 744661 744661 5.4 % 19/01/2022
LP Bermuda 0 795382 0 795382 795382 5.8 % 19/01/2022
WONG Bermuda 0 795382 0 795382 795382 5.8 % 19/01/2022
LINDEN CAPITAL L.P. Bermuda 0 744661 0 744661 744661 5.4 % 19/01/2022
Glazer Capital, LLC State of Delaware 0 404206 0 0 404206 5.06 % 12/10/2021
Paul J. Glazer United States 0 404206 0 0 404206 5.06 % 12/10/2021
Lawrence M. Feis Illinois 865616 0 865616 0 865616 10.83 % 28/09/2021
Investment Management York 777373 0 877373 0 877373 11.03 % 10/08/2021
Glazer Capital, LLC State of Delaware 0 1035652 0 0 1035652 11.1 % 12/02/2021
Paul J. Glazer United States 0 1035652 0 0 1035652 11.1 % 12/02/2021
Sander Gerber State of Delaware 0 693000 0 0 693000 7.46 % 10/02/2021
Hudson Bay Capital Management LP State of Delaware 0 693000 0 0 693000 7.46 % 10/02/2021
Polar Asset Management Partners Inc. Canada 700000 0 700000 0 700000 7.53 % 10/02/2021
Paul J. Glazer United States 0 1040652 0 0 1040652 14.9 % 10/11/2020
Glazer Capital, LLC State of Delaware 0 1040652 0 0 1040652 14.9 % 10/11/2020
Glass Delaware 0 700000 0 700000 700000 8 % 16/10/2020
Absolute Return Strategies LP Delaware 0 700000 0 700000 700000 8 % 16/10/2020
Fund Management, LLC Delaware 0 700000 0 700000 700000 8 % 16/10/2020
WONG Bermuda 0 679000 0 679000 679000 7.8 % 16/10/2020
LP Bermuda 0 679000 0 679000 679000 7.8 % 16/10/2020
LLC Bermuda 0 614101 0 614101 614101 7 % 16/10/2020
LINDEN CAPITAL L.P. Bermuda 0 614101 0 614101 614101 7 % 16/10/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire
Pat Toomey 2018-02-08 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-01-08 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-01-30 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-07-27 2019-08-11 Sale (Partial) $15,001 - $50,000 --
Pat Toomey 2018-04-30 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-05-16 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-03-22 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-07-27 2019-08-11 Sale (Partial) $15,001 - $50,000 --
Pat Toomey 2018-06-06 2019-08-11 Sale (Partial) $15,001 - $50,000 --
Pat Toomey 2018-06-25 2019-08-11 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2019-07-31 2019-08-06 Sale (Full) $15,001 - $50,000 --
Pat Toomey 2017-11-30 2018-08-12 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-11-17 2018-08-12 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-11-15 2018-08-12 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-12-07 2018-08-12 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-01-08 2018-08-12 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-07-27 2018-08-03 Sale (Partial) $15,001 - $50,000 --
Pat Toomey 2018-06-06 2018-07-18 Sale (Partial) $15,001 - $50,000 --
Pat Toomey 2018-06-25 2018-07-18 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-04-30 2018-05-15 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-01-08 2018-05-01 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2017-12-07 2018-05-01 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-11-15 2018-05-01 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-11-30 2018-05-01 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2017-11-17 2018-05-01 Sale (Partial) $1,001 - $15,000 --
Pat Toomey 2018-03-22 2018-04-10 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2018-02-08 2018-03-07 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2018-01-30 2018-02-07 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2018-01-08 2018-02-07 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2018-01-08 2018-01-10 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2017-12-07 2018-01-10 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2017-11-17 2017-12-21 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2017-11-30 2017-12-21 Sale (Full) $1,001 - $15,000 --
Pat Toomey 2017-11-15 2017-12-21 Sale (Full) $1,001 - $15,000 --

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District