| Car Capital LLC |
California |
7232428 |
0 |
7232428 |
0 |
7232428 |
49.98 % |
11/12/2023 |
| Funds, LP |
Delaware |
7232428 |
0 |
7232428 |
0 |
7232428 |
49.98 % |
11/12/2023 |
| Ma-Weaver |
USA |
7232428 |
0 |
7232428 |
0 |
7232428 |
49.98 % |
11/12/2023 |
| Roumell Asset Management, LLC ("RAM") |
Maryland |
1414923 |
0 |
1414923 |
0 |
1414923 |
2.8 % |
11/02/2022 |
| James C. Roumell ("Roumell") |
USA |
1414923 |
0 |
1414923 |
0 |
1424923 |
2.8 % |
11/02/2022 |
| Roumell Asset Management, LLC ("RAM") |
USA |
3661188 |
236210 |
3661188 |
0 |
3897398 |
9.3 % |
12/02/2021 |
| James C. Roumell ("Roumell") |
USA |
3661188 |
236210 |
3661188 |
0 |
3897398 |
9.3 % |
12/02/2021 |
| Dov
Gertzulin |
Delaware USA |
0 |
1279319 |
0 |
1279319 |
1279319 |
3.05 % |
11/02/2021 |
| DG
Value Partners II Master Fund, LP |
Delaware USA |
0 |
1013677 |
0 |
1013677 |
1013677 |
2.42 % |
11/02/2021 |
| DG
Capital Management, LLC |
Delaware USA |
0 |
1279319 |
0 |
1279319 |
1279319 |
3.05 % |
11/02/2021 |
| Dov
Gertzulin |
OR PLACE OF ORGANIZATION |
0 |
2449659 |
0 |
2449659 |
2449659 |
6.13 % |
11/02/2020 |
| DG
Value Partners II Master Fund, LP |
OR PLACE OF ORGANIZATION |
0 |
1966934 |
0 |
1966934 |
1966934 |
4.92 % |
11/02/2020 |
| DG
Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
2449659 |
0 |
2449659 |
2449659 |
6.13 % |
11/02/2020 |
| DG
Value Partners II Master Fund, LP |
OR PLACE OF ORGANIZATION |
0 |
1876333 |
0 |
1876333 |
1876333 |
5.68 % |
06/06/2019 |
| Dov
Gertzulin |
OR PLACE OF ORGANIZATION |
0 |
2341222 |
0 |
2341222 |
2341222 |
7.09 % |
06/06/2019 |
| DG
Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
2341222 |
0 |
2341222 |
2341222 |
7.09 % |
06/06/2019 |
| DG
Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
1266313 |
0 |
1266313 |
1266313 |
4.67 % |
14/02/2019 |
| DG
Value Partners II Master Fund, LP |
OR PLACE OF ORGANIZATION |
0 |
1055891 |
0 |
1055891 |
1055891 |
3.9 % |
14/02/2019 |
| Dov
Gertzulin |
OR PLACE OF ORGANIZATION |
0 |
1266313 |
0 |
1266313 |
1266313 |
4.67 % |
14/02/2019 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
1187500 |
4.13 % |
11/02/2019 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
1062258 |
5.35 % |
28/03/2018 |
| 10. |
Delaware |
0 |
474421 |
0 |
474421 |
474421 |
4.9 % |
12/02/2015 |
| 10. |
Delaware |
0 |
474421 |
0 |
474421 |
474421 |
4.9 % |
12/02/2015 |
| Stephen D. Baksa |
United States |
486910 |
0 |
486910 |
0 |
486910 |
5.1 % |
06/02/2015 |
| Sabby Healthcare Volatility Master Fund, Ltd. |
Cayman Islands |
0 |
287500 |
0 |
287500 |
287500 |
3.66 % |
30/06/2014 |
| 198,208 (see Item 4) |
Delaware |
0 |
198208 |
0 |
198208 |
198208 |
6.5 % |
14/02/2014 |
| Stephen D. Baksa |
United States |
286190 |
0 |
286190 |
0 |
286190 |
9.2 % |
17/01/2014 |
| Mitchell P. Kopin |
Delaware |
0 |
11688313 |
0 |
0 |
11688313 |
5.3 % |
12/02/2013 |
| Cranshire Capital Advisors, LLC |
Delaware |
0 |
11688313 |
0 |
0 |
11688313 |
5.3 % |
12/02/2013 |
| John L. T. Peebles |
or Place of Organization: |
0 |
0 |
0 |
0 |
50000 |
0.02 % |
11/02/2013 |
| Shoshana Halpern |
USA |
0 |
10700000 |
0 |
10 |
10700000 |
4.99 % |
11/09/2012 |
| John L. T. Peebles |
or Place of Organization: |
0 |
0 |
0 |
1750000 |
14731800 |
7.6 % |
08/02/2011 |
| Stacy Smith |
States |
2222504 |
0 |
2222504 |
0 |
2222504 |
2.5 % |
13/02/2007 |
| P. Walker |
States |
1135205 |
0 |
1135205 |
0 |
1135205 |
1.3 % |
13/02/2007 |
| Management, L.L.C. |
Texas |
1111205 |
0 |
1111205 |
0 |
1111205 |
1.3 % |
13/02/2007 |
| Capital Management, L.P. |
Texas |
1111299 |
0 |
1111299 |
0 |
1111299 |
1.3 % |
13/02/2007 |
| Capital, L.L.C. |
Texas |
1111299 |
0 |
1111299 |
0 |
1111299 |
1.3 % |
13/02/2007 |
| Ventures Management, L.P. |
Texas |
1111205 |
0 |
1111205 |
0 |
1111205 |
1.3 % |
13/02/2007 |
| Advisors, LLC |
Texas |
1313910 |
0 |
1313910 |
0 |
1313910 |
1.5 % |
13/02/2007 |
| Management, L.P. |
Texas |
1313910 |
0 |
1313910 |
0 |
1313910 |
1.5 % |
13/02/2007 |
| R. Becker |
States |
1313910 |
0 |
1313910 |
0 |
1313910 |
1.5 % |
13/02/2007 |
| S. Walker |
States |
2222504 |
0 |
2222504 |
0 |
2222504 |
2.5 % |
13/02/2007 |
| 06-1524885 |
CONNECTICUT |
5250000 |
0 |
5250000 |
0 |
5250000 |
7.3 % |
13/02/2006 |
| The RiceX Company |
Delaware |
53095 |
17507638 |
53095 |
0 |
17560733 |
39.27 % |
14/04/2005 |