RMM

Rivernorth Managed Duration Municipal Income Fund Inc. RMM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Gareth Morgan Investments Limited Partnership New Zealand 13452 925834 13452 925834 939286 5.1 % 06/05/2015
Piper Jaffray Companies / 30-0168701 Delaware 27970 0 27970 0 27970 6.99 % 14/02/2013
FIRM NAME & IRS TAX ID NO. GOES HERE USA 395452 395452 0 395452 5.86 % 29/01/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED DELAWARE 12246 0 12246 0 12246 12.246 % 10/12/2012
FIRM NAME & IRS TAX ID NO. GOES HERE USA 430631 430631 0 430631 6.2 % 06/11/2012
FIRM NAME & IRS TAX ID NO. GOES HERE USA 431588 431588 0 431588 6.59 % 17/07/2012
Wells Fargo and Company Delaware 40929 0 40929 0 40974 16.39 % 10/11/2009
Wells Fargo Advisors, LLC. Delaware 40290 0 40290 0 40290 16.12 % 10/11/2009
Wells Fargo Advisors, LLC. Delaware 4167 0 4167 0 4167 8.33 % 10/06/2009
Wells Fargo and Company Delaware 203660 0 203660 0 203660 45.26 % 10/06/2009
Wells Fargo Advisors, LLC. Delaware 191117 0 191117 0 191117 42.47 % 10/06/2009
Wells Fargo and Company Delaware 5695 0 4167 0 5695 11.39 % 10/06/2009
Wells Fargo and Company Delaware 225278 0 224373 0 225278 50.06 % 10/06/2009
Wells Fargo Advisors, LLC. Delaware 211607 0 211607 0 211607 47.02 % 10/06/2009
Tax ID # 38-3123123 State of Michigan 0 0 0 0 103350 2.25 % 28/04/2009
Wachovia Securities, LLC. Missouri 224589 0 224589 0 224589 17.97 % 09/04/2009
Wells Fargo and Company Delaware 224589 0 224589 0 224589 17.97 % 09/04/2009
Wells Fargo and Company Delaware 93611 0 93611 0 93611 26.75 % 08/04/2009
Wachovia Securities, LLC. Missouri 93611 0 93611 0 93611 26.75 % 08/04/2009
Tax ID # 38-3123123 State of Michigan 0 0 0 0 511935 9.57 % 13/02/2009
Wachovia Securities, LLC. MISSOURI 225894 0 225894 0 225894 20.54 % 10/02/2009
Wells Fargo & Company Delaware 239241 0 238143 0 239241 21.75 % 10/02/2009
Wells Fargo & Company Delaware 7270 0 7270 0 7270 7.27 % 23/01/2009
Wachovia Securities, LLC. MISSOURI 7270 0 7270 0 7270 7.27 % 23/01/2009
Wells Fargo & Company Delaware 531321 0 529689 0 531321 44.28 % 12/01/2009
Wachovia Securities, LLC. MISSOURI 499616 0 499616 0 499616 41.63 % 12/01/2009
Tax ID # 38-3123123 State of Michigan 0 0 0 0 455892 8.52 % 19/12/2008
(Formerly named First Union Corporation) North Carolina 11600 0 11600 0 11600 4.64 % 10/11/2008
(Formerly named First Union Corporation) North Carolina 573635 0 572008 0 573635 49.88 % 10/10/2008
(Formerly named First Union Corporation) North Carolina 23336 0 23336 0 23336 15.56 % 10/10/2008
(Formerly named First Union Corporation) North Carolina 568511 0 566884 0 568511 56.85 % 11/08/2008
(Formerly named First Union Corporation) North Carolina 757193 0 754894 0 757193 68.84 % 12/05/2008
KeyCorp Person With 16600 0 15500 1100 16600 11 % 08/02/2008
(Formerly named First Union Corporation) North Carolina 125 0 125 0 125 0.08 % 09/11/2007
(Formerly named First Union Corporation) North Carolina 12086 0 12086 0 12086 12.09 % 10/05/2007
(Formerly named First Union Corporation) North Carolina 33157 1200 1256471 0 1287889 3.49 % 10/07/2006
39-6006423 Madison, Wisconsin 250000 0 250000 0 250000 16.67 % 14/02/2006
(Formerly named First Union Corporation) North Carolina 2229 700 551963 0 554580 7.02 % 10/02/2006

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District