RMT

Royce Micro-Cap Trust, Inc. RMT

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 2929244 2962788 6.4 % 12/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 2929244 2962788 6.4 % 12/01/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 3132243 3181087 6.88 % 18/01/2023
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 2155075 2155075 4.8 % 11/02/2022
Morgan Stanley Delaware. 0 0 0 2155075 2155075 4.8 % 11/02/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2844430 2898514 7.3 % 21/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2844430 2898514 7.3 % 21/01/2022
Morgan Stanley Delaware. 0 2093 0 2167208 2167208 5 % 12/02/2021
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 2165115 2165115 5 % 12/02/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2480425 2532910 6.38 % 15/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2480425 2532910 6.38 % 15/01/2021
Horizon Kinetics Asset Management LLC Delaware 1279959 0 1279959 0 1279959 3.1 % 14/02/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2626456 2687580 6.77 % 24/01/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2626456 2687580 6.77 % 24/01/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2807379 2861880 7.21 % 24/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2807379 2861880 7.21 % 24/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2979576 2979576 8.54 % 19/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2979576 2979576 8.54 % 19/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1541042 1541042 4.42 % 27/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1541042 1541042 4.42 % 27/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 2586194 2683698 7.7 % 27/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2586194 2683698 7.7 % 27/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2922028 3006985 4.18 % 13/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2922028 3006985 4.18 % 13/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1658298 1748960 6 % 22/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1658298 1748960 6 % 22/01/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1594448 1664490 5.79 % 07/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1594448 1664490 5.79 % 07/02/2013
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 112636 0 112636 112636 4.69 % 06/06/2012
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 204233 0 204233 204233 8.51 % 11/03/2011
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. MICHIGAN 0 0 0 0 0 0 % 25/03/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District