Royce Micro-Cap Trust, Inc. RMT
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 2155075 | 2155075 | 4.8 % | 11/02/2022 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 2155075 | 2155075 | 4.8 % | 11/02/2022 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 13 | 2165115 | 5 % | 12/02/2021 |
| Morgan Stanley | Delaware. | 0 | 2093 | 0 | 13 | 2167208 | 5 % | 12/02/2021 |
| Horizon Kinetics LLC | Owned by Each Reporting Person With: | 2820160 | 0 | 2820160 | 0 | 2820160 | 11 % | 14/02/2017 |
| U. S. Bancorp | Illinois, U.S.A. | 0 | 0 | 0 | 2586194 | 576200 | 9.54 % | 27/01/2016 |
| RANDAL J. KIRK | Illinois, U.S.A. | 0 | 0 | 0 | 1658298 | 13238268 | 14.6 % | 22/01/2014 |