RZLT

Rezolute, Inc. RZLT

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Vivo Opportunity, LLC Delaware 2797704 0 2797704 0 2797704 4.8 % 14/11/2024
Vivo Opportunity Fund Holdings, L.P. Delaware 2797704 0 2797704 0 2797704 4.8 % 14/11/2024
First Manhattan Co. LLC Delaware 0 0 0 0 0 0 % 14/11/2024
Stonepine Capital Management, LLC Delaware 0 0 0 0 0 0 % 13/11/2024
Jon M. Plexico U.S.A. 0 0 0 0 0 0 % 13/11/2024
Stonepine GP, LLC Delaware 0 0 0 0 0 0 % 13/11/2024
Stonepine Capital, L.P. Delaware 0 0 0 0 0 0 % 13/11/2024
Phillip Gross United States 0 2842163 0 2842163 2842163 4.91 % 12/11/2024
Adage Capital Management, L.P. Delaware 0 2842163 0 2842163 2842163 4.91 % 12/11/2024
Robert Atchinson United States 0 2842163 0 2842163 2842163 4.91 % 12/11/2024
Ann C. Donahue United States 8250274 8250274 8250274 19.99 % 18/01/2024
Voting Shares Irrevocable Trust Pennsylvania 8250274 8250274 8250274 19.99 % 18/01/2024
Thomas R. Donahue United States 8250274 8250274 8250274 19.99 % 18/01/2024
Federated Hermes, Inc. Pennsylvania 8250274 8250274 8250274 19.99 % 18/01/2024
J. Christopher Donahue United States 8250274 8250274 8250274 19.99 % 18/01/2024
Vivo Opportunity, LLC Delaware 3242842 0 3242842 0 3242842 8.8 % 13/10/2023
Vivo Opportunity Fund Holdings, L.P. Delaware 3242842 0 3242842 0 3242842 8.8 % 13/10/2023
Vivo Opportunity, LLC Delaware 3242842 0 3242842 0 3242842 8.8 % 13/10/2023
Vivo Opportunity Fund Holdings, L.P. Delaware 3242842 0 3242842 0 3242842 8.8 % 13/10/2023
First Manhattan Co. LLC Delaware 3123078 0 3123078 0 0 8.48 % 14/02/2023
First Manhattan Co. LLC Delaware 3123078 0 3123078 0 0 8.48 % 14/02/2023
Stonepine Capital Management, LLC California 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Stonepine Capital Management, LLC California 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Timothy P. Lynch U.S.A. 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Stonepine Capital, L.P. Delaware 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Jon M. Plexico U.S.A. 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Timothy P. Lynch U.S.A. 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Stonepine Capital, L.P. Delaware 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Jon M. Plexico U.S.A. 3021504 0 3021504 0 3021504 8.2 % 13/02/2023
Adage Capital Advisors, L.L.C. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Robert Atchinson United States 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Phillip Gross United States 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Robert Atchinson United States 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Adage Capital Advisors, L.L.C. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Adage Capital Partners GP, L.L.C. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Adage Capital Partners, L.P. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Phillip Gross United States 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Adage Capital Partners, L.P. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Adage Capital Partners GP, L.L.C. Delaware 0 3158008 0 3158008 3158008 8.75 % 27/06/2022
Caxton Corporation Delaware 0 1333473 0 1333473 1333473 8.6 % 14/02/2022
Bruce S. Kovner United States 0 1333473 0 1333473 1333473 8.6 % 14/02/2022
CDK Associates, L.L.C. Delaware 0 1253464 0 1253464 1253464 8 % 14/02/2022
(entities only Federated Hermes, Inc. 3189222 3189222 3189222 20.66 % 14/02/2022
Voting Shares Irrevocable Trust 3189222 3189222 3189222 20.66 % 14/02/2022
Thomas R. Donahue 3189222 3189222 3189222 20.66 % 14/02/2022
J. Christopher Donahue 3189222 3189222 3189222 20.66 % 14/02/2022
Rhodora J. Donahue 3189222 3189222 3189222 20.66 % 14/02/2022
Stonepine Capital, L.P. Delaware 808405 0 808405 0 808405 5.2 % 11/02/2022
Jon M. Plexico U.S.A. 808405 0 808405 0 808405 5.2 % 11/02/2022
Timothy P. Lynch U.S.A. 808405 0 808405 0 808405 5.2 % 11/02/2022
Jon M. Plexico U.S.A. 808405 0 808405 0 808405 5.2 % 11/02/2022
Timothy P. Lynch U.S.A. 808405 0 808405 0 808405 5.2 % 11/02/2022
Stonepine Capital Management, LLC California 808405 0 808405 0 808405 5.2 % 11/02/2022
Stonepine Capital, L.P. Delaware 808405 0 808405 0 808405 5.2 % 11/02/2022
Stonepine Capital Management, LLC California 808405 0 808405 0 808405 5.2 % 11/02/2022
Timothy P. Lynch U.S.A. 789326 0 789326 0 789326 5.1 % 23/12/2021
Stonepine Capital, L.P. Delaware 789326 0 789326 0 789326 5.1 % 23/12/2021
Stonepine Capital, L.P. Delaware 789326 0 789326 0 789326 5.1 % 23/12/2021
Stonepine Capital Management, LLC California 789326 0 789326 0 789326 5.1 % 23/12/2021
Jon M. Plexico U.S.A. 789326 0 789326 0 789326 5.1 % 23/12/2021
Timothy P. Lynch U.S.A. 789326 0 789326 0 789326 5.1 % 23/12/2021
Stonepine Capital Management, LLC California 789326 0 789326 0 789326 5.1 % 23/12/2021
Jon M. Plexico U.S.A. 789326 0 789326 0 789326 5.1 % 23/12/2021
Rhodora J. Donahue 3189222 3189222 3189222 21.05 % 10/11/2021
Thomas R. Donahue 3189222 3189222 3189222 21.05 % 10/11/2021
Voting Shares Irrevocable Trust 3189222 3189222 3189222 21.05 % 10/11/2021
(entities only Federated Hermes, Inc. 3189222 3189222 3189222 21.05 % 10/11/2021
J. Christopher Donahue 3189222 3189222 3189222 21.05 % 10/11/2021
Thomas R. Donahue 1259122 1259122 1259122 14.99 % 12/02/2021
(entities only Federated Hermes, Inc. 1259122 1259122 1259122 14.99 % 12/02/2021
Voting Shares Irrevocable Trust 1259122 1259122 1259122 14.99 % 12/02/2021
Rhodora J. Donahue 1259122 1259122 1259122 14.99 % 12/02/2021
J. Christopher Donahue 1259122 1259122 1259122 14.99 % 12/02/2021
(entities only Federated Hermes, Inc. 1259122 1259122 1259122 14.99 % 10/11/2020
Rhodora J. Donahue 1259122 1259122 1259122 14.99 % 10/11/2020
J. Christopher Donahue 1259122 1259122 1259122 14.99 % 10/11/2020
Voting Shares Irrevocable Trust 1259122 1259122 1259122 14.99 % 10/11/2020
Thomas R. Donahue 1259122 1259122 1259122 14.99 % 10/11/2020
Caxton Corporation Delaware 0 564243 0 564243 564243 6.6 % 14/10/2020
CDK Associates, L.L.C. Delaware 0 530388 0 530388 530388 6.3 % 14/10/2020
Bruce S. Kovner United States 0 564243 0 564243 564243 6.6 % 14/10/2020
CDK Associates, L.L.C. Delaware 0 530388 0 530388 530388 6.3 % 14/10/2020
Caxton Corporation Delaware 0 564243 0 564243 564243 6.6 % 14/10/2020
Bruce S. Kovner United States 0 564243 0 564243 564243 6.6 % 14/10/2020
XOMA Corporation State of Delaware 8093010 0 8093010 0 8093010 13.02 % 30/04/2018
Alpha Advisors, LLC Florida 1 0 1 0 13846153 13.45 % 09/09/2014
Alpha Venture Capital Partners, L.P. Delaware 0 1 0 1 12692307 12.33 % 09/09/2014
Carl Dockery US 0 1 0 1 13846153 13.45 % 09/09/2014
Nir Bar Israel 0 0 0 0 0 0 % 10/10/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District