| The Vanguard Group - 23-1945930 |
Pennsylvania |
0 |
0 |
0 |
105081 |
2060819 |
5.15 % |
09/02/2022 |
| Remi Barbier |
U.S.A. |
49757 |
516230 |
49757 |
0 |
65987 |
0 % |
03/02/2022 |
| (1) BlackRock, Inc. |
Delaware |
2687183 |
0 |
2760978 |
0 |
2760978 |
6.9 % |
02/02/2022 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Remi Barbier |
U.S.A. |
532888 |
82894 |
532888 |
0 |
2015782 |
5.6 % |
16/02/2021 |
| Thomas A. Satterfield, Jr. |
United States America |
50000 |
400000 |
50000 |
400000 |
450000 |
1.8 % |
11/02/2021 |
| 13-3127734 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| 26-0385758 |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| Sander Gerber |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
10/02/2021 |
| (1) BlackRock, Inc. |
Delaware |
1950757 |
0 |
1970769 |
0 |
1970769 |
5.6 % |
05/02/2021 |
| (1) BlackRock, Inc. |
Delaware |
1950757 |
0 |
1970769 |
0 |
1970769 |
5.6 % |
02/02/2021 |
| Heights
Capital Management, Inc. |
OR PLACE OF ORGANIZATION |
0 |
0 |
0 |
2000000 |
2000000 |
5.7 % |
23/11/2020 |
| CVI
Investments, Inc. |
OR PLACE OF ORGANIZATION |
0 |
2000000 |
0 |
2000000 |
2000000 |
5.7 % |
23/11/2020 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
| Armistice Capital, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
| Steven Boyd |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2020 |
| Page 1 of 5 |
United States of America |
153431 |
1169764 |
153431 |
1169764 |
1323195 |
7.4 % |
13/02/2020 |
| 26-0385758 |
Delaware |
1015759 |
0 |
1015759 |
0 |
1015759 |
5.9 % |
12/02/2020 |
| 13-3127734 |
Delaware |
1015759 |
0 |
1015759 |
0 |
1015759 |
5.9 % |
12/02/2020 |
| Intracoastal Capital LLC |
United States of America |
0 |
170678 |
0 |
170678 |
170678 |
1 % |
11/02/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
170678 |
0 |
170678 |
170678 |
1 % |
11/02/2020 |
| Daniel B. Asher |
United States of America |
0 |
170678 |
0 |
170678 |
170678 |
1 % |
11/02/2020 |
| Remi Barbier |
U.S.A. |
1481427 |
442 |
1481427 |
0 |
247 |
8.5 % |
07/02/2020 |
| (. |
United States |
235286 |
0 |
235286 |
0 |
235286 |
1.4 % |
07/01/2020 |
| 27-4413262 |
Maryland |
235286 |
0 |
235286 |
0 |
235286 |
1.4 % |
07/01/2020 |
| (. |
United States |
1701307 |
0 |
1701307 |
0 |
1701307 |
9.9 % |
13/09/2019 |
| 27-4413262 |
Maryland |
1701307 |
0 |
1701307 |
0 |
1701307 |
9.9 % |
13/09/2019 |
| 27-4413262 |
Maryland |
1237781 |
0 |
1237781 |
0 |
1237781 |
7.2 % |
04/03/2019 |
| Identification Nos. of above persons (. |
States |
1237781 |
0 |
1237781 |
0 |
1237781 |
7.2 % |
04/03/2019 |
| Identification Nos. of above persons (. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
04/03/2019 |
| Armistice Capital, LLC |
Delaware |
0 |
1911130 |
0 |
1911130 |
1911130 |
9.99 % |
14/02/2019 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
1911130 |
0 |
1911130 |
1911130 |
9.99 % |
14/02/2019 |
| Steven Boyd |
Delaware |
0 |
1911130 |
0 |
1911130 |
1911130 |
9.99 % |
14/02/2019 |
| Heights Capital Management, Inc. |
Delaware |
0 |
904371 |
0 |
904371 |
904371 |
4.9 % |
14/02/2019 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
904371 |
0 |
904371 |
904371 |
4.9 % |
14/02/2019 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
2458846 |
13.73 % |
11/02/2019 |
| Intracoastal Capital LLC |
Delaware |
0 |
907446 |
0 |
907446 |
907446 |
5.006 % |
08/02/2019 |
| Daniel B. Asher |
United States of America |
0 |
907446 |
0 |
907446 |
907446 |
5.006 % |
08/02/2019 |
| Mitchell P. Kopin |
United States of America |
0 |
907446 |
0 |
907446 |
907446 |
5.006 % |
08/02/2019 |
| Remi Barbier |
U.S.A. |
342942 |
95564 |
342942 |
0 |
738506 |
9.7 % |
07/02/2019 |
| Sander Gerber |
United States |
0 |
1176471 |
0 |
0 |
1176471 |
6.4 % |
05/02/2019 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
1176471 |
0 |
0 |
1176471 |
6.4 % |
05/02/2019 |
| Nantahala Capital Management, LLC |
MA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/12/2018 |
| Wilmot B. Harkey |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/12/2018 |
| Dan Mack |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
10/12/2018 |
| UBS Group AG directly and on behalf of certain subsidiaries |
Switzerland |
0 |
2186540 |
0 |
2186540 |
2186540 |
12.77 % |
10/09/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
907446 |
0 |
907446 |
907446 |
5.03 % |
24/08/2018 |
| Daniel B. Asher |
United States of America |
0 |
907446 |
0 |
907446 |
907446 |
5.03 % |
24/08/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
907446 |
0 |
907446 |
907446 |
5.03 % |
24/08/2018 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1200000 |
0 |
1200000 |
1200000 |
7 % |
24/08/2018 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1200000 |
0 |
1200000 |
1200000 |
7 % |
24/08/2018 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
2164000 |
0 |
2164000 |
2164000 |
12.6 % |
20/08/2018 |
| Armistice Capital, LLC |
Delaware |
0 |
2164000 |
0 |
2164000 |
2164000 |
12.6 % |
20/08/2018 |
| Steven Boyd |
Delaware |
0 |
2164000 |
0 |
2164000 |
2164000 |
12.6 % |
20/08/2018 |
| Wilmot B. Harkey |
USA |
0 |
347053 |
0 |
0 |
347053 |
5.3 % |
14/02/2018 |
| Daniel Mack |
USA |
0 |
347053 |
0 |
0 |
347053 |
5.3 % |
14/02/2018 |
| Nantahala Capital Management, LLC |
MA |
0 |
347053 |
0 |
0 |
347053 |
5.3 % |
14/02/2018 |
| Remi Barbier |
U.S.A. |
1296717 |
372328 |
1296717 |
0 |
1669045 |
22.8 % |
12/02/2018 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
980241 |
14.86 % |
08/02/2018 |
| Page 1 of 5 |
United States of America |
39472 |
511000 |
39472 |
511000 |
550472 |
8.3 % |
12/01/2018 |
| Page 1 of 5 |
United States of America |
159000 |
2230091 |
159000 |
2230091 |
2389091 |
5.2 % |
10/05/2017 |
| Stonepine Capital Management, LLC |
California |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Stonepine Capital, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Jon M. Plexico |
U.S.A. |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Timothy P. Lynch |
U.S.A. |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Dan Mack |
USA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
14/02/2017 |
| Wilmot B. Harkey |
USA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
14/02/2017 |
| Nantahala
Capital Management, LLC |
MA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
14/02/2017 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
6861658 |
14.87 % |
06/02/2017 |
| Remi Barbier |
U.S.A. |
0 |
0 |
0 |
2538991 |
11419559 |
22 % |
31/01/2017 |
| Dan Mack |
USA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
10/11/2016 |
| Nantahala Capital Management, LLC |
MA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
10/11/2016 |
| Wilmot B. Harkey |
USA |
0 |
3429353 |
0 |
0 |
3429353 |
7.4 % |
10/11/2016 |
| Nantahala
Capital Management, LLC |
MA |
0 |
5811557 |
0 |
0 |
5811557 |
12.7 % |
16/02/2016 |
| Dan Mack |
USA |
0 |
5811557 |
0 |
0 |
5811557 |
12.7 % |
16/02/2016 |
| Wilmot
B. Harkey |
USA |
0 |
5811557 |
0 |
0 |
5811557 |
12.7 % |
16/02/2016 |
| 2 |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2016 |
| 2 |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2016 |
| 2 |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2016 |
| Remi Barbier |
Citizenship or Place of Organization |
0 |
0 |
0 |
2451129 |
11088043 |
22 % |
10/02/2016 |
| Wilmot B. Harkey |
USA |
0 |
4693377 |
0 |
0 |
4693377 |
10.3 % |
10/11/2015 |
| Dan Mack |
USA |
0 |
4693377 |
0 |
0 |
4693377 |
10.3 % |
10/11/2015 |
| Nantahala Capital Management, LLC |
MA |
0 |
4693377 |
0 |
0 |
4693377 |
10.3 % |
10/11/2015 |
| (1) BlackRock, Inc. |
Delaware |
1394779 |
0 |
1421840 |
0 |
1421840 |
3.1 % |
10/07/2015 |
| 2 |
United States |
0 |
4350000 |
0 |
4350000 |
4350000 |
9.5 % |
13/02/2015 |
| 2 |
United States |
0 |
4350050 |
0 |
4350050 |
4350050 |
9.5 % |
13/02/2015 |
| 2 |
United States |
0 |
4350050 |
0 |
4350050 |
4350050 |
9.5 % |
13/02/2015 |
| 2 |
United States |
0 |
4350050 |
0 |
4350050 |
4350050 |
9.5 % |
13/02/2015 |
| Remi Barbier |
U.S.A. |
8562783 |
2412502 |
8562783 |
0 |
10975285 |
21.9 % |
06/02/2015 |
| Jon M. Plexico |
U.S.A. |
3133739 |
0 |
3133739 |
0 |
3133739 |
6.8 % |
05/02/2015 |
| Timothy P. Lynch |
U.S.A. |
3133739 |
0 |
3133739 |
0 |
3133739 |
6.8 % |
05/02/2015 |
| Stonepine Capital Management, LLC |
California |
3133739 |
0 |
3133739 |
0 |
3133739 |
6.8 % |
05/02/2015 |
| Stonepine Capital, L.P. |
Delaware |
3133739 |
0 |
3133739 |
0 |
3133739 |
6.8 % |
05/02/2015 |
| (1) BlackRock, Inc. |
Delaware |
2702802 |
0 |
2764901 |
0 |
2764901 |
6 % |
02/02/2015 |
| Tax ID # 57-1156902 |
Delaware |
0 |
0 |
0 |
0 |
5684510 |
12.42 % |
30/01/2015 |
| Stonepine Capital, L.P. |
California |
2791881 |
0 |
2791881 |
0 |
2791881 |
6.1 % |
10/11/2014 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
4643950 |
10.15 % |
09/09/2014 |
| Tax ID # 57-1156902 |
Delaware |
0 |
0 |
0 |
0 |
4252816 |
9.33 % |
13/05/2014 |
| Biotechnology Value Fund II, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| Biotechnology Value Fund, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| Investment 10, L.L.C. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| BVF Partners L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| BVF Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| Mark N. Lampert |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2014 |
| 2 |
Cayman Islands |
0 |
4350000 |
0 |
4350000 |
4350000 |
9.6 % |
14/02/2014 |
| 2 |
Cayman Islands |
0 |
4350000 |
0 |
4350000 |
4350000 |
9.6 % |
14/02/2014 |
| 2 |
Cayman Islands |
0 |
4350000 |
0 |
4350000 |
4350000 |
9.6 % |
14/02/2014 |
| 2 |
Cayman Islands |
0 |
4350000 |
0 |
4350000 |
4350000 |
9.6 % |
14/02/2014 |
| Burlingame Equity Investors II, LP |
Delaware |
0 |
54923 |
0 |
54923 |
54923 |
0.1 % |
14/02/2014 |
| Burlingame Special Opportunities III, LP |
Delaware |
0 |
144148 |
0 |
144148 |
144148 |
0.3 % |
14/02/2014 |
| Burlingame Equity Investors Master Fund, LP |
Delaware |
0 |
522851 |
0 |
522851 |
522851 |
1.2 % |
14/02/2014 |
| Blair E. Sanford |
Delaware |
0 |
721922 |
0 |
721922 |
721922 |
1.6 % |
14/02/2014 |
| Burlingame Asset Management, LLC |
Delaware |
0 |
721922 |
0 |
721922 |
721922 |
1.6 % |
14/02/2014 |
| Tax ID # 57-1156902 |
State of Delaware |
0 |
0 |
0 |
0 |
2927386 |
6.44 % |
14/02/2014 |
| Remi Barbier |
U.S.A. |
8406114 |
2378935 |
8406114 |
0 |
10785049 |
21.6 % |
12/02/2014 |
| (1) BlackRock, Inc. |
Delaware |
2038465 |
0 |
2038465 |
0 |
2038465 |
4.5 % |
10/07/2013 |
| 2. |
USA |
0 |
0 |
0 |
0 |
2386700 |
5.26 % |
08/07/2013 |
| 2. |
USA |
0 |
0 |
0 |
0 |
2386700 |
5.26 % |
08/07/2013 |
| 2. |
USA |
0 |
0 |
0 |
0 |
2386700 |
5.26 % |
08/07/2013 |
| Burlingame Equity Investors II, LP |
Cayman Islands |
0 |
190373 |
0 |
190373 |
190373 |
0.4 % |
14/02/2013 |
| Burlingame Asset Management, LLC |
Cayman Islands |
0 |
2333848 |
0 |
2333848 |
2333848 |
5.2 % |
14/02/2013 |
| Blair E. Sanford |
Cayman Islands |
0 |
2333848 |
0 |
2333848 |
2333848 |
5.2 % |
14/02/2013 |
| Burlingame Equity Investors Master Fund, LP |
Cayman Islands |
0 |
1999327 |
0 |
1999327 |
1999327 |
4.4 % |
14/02/2013 |
| Burlingame Special Opportunities III, LP |
Cayman Islands |
0 |
144148 |
0 |
144148 |
144148 |
0.3 % |
14/02/2013 |
| Ltd. |
Cayman Islands |
0 |
4350000 |
0 |
0 |
4350000 |
9.7 % |
14/02/2013 |
| LP |
Cayman Islands |
0 |
4350000 |
0 |
0 |
4350000 |
9.7 % |
14/02/2013 |
| Jacob Gottlieb |
Cayman Islands |
0 |
4350000 |
0 |
0 |
4350000 |
9.7 % |
14/02/2013 |
| JG Asset, LLC |
Cayman Islands |
0 |
4350000 |
0 |
0 |
4350000 |
9.7 % |
14/02/2013 |
| Biotechnology Value Fund II, L.P. |
Delaware |
0 |
960432 |
0 |
0 |
960432 |
2.1 % |
14/02/2013 |
| Biotechnology Value Fund, L.P. |
Delaware |
0 |
1667838 |
0 |
0 |
1667838 |
3.7 % |
14/02/2013 |
| Investment 10, L.L.C. |
Delaware |
0 |
629057 |
0 |
0 |
629057 |
1.4 % |
14/02/2013 |
| BVF Inc. |
Delaware |
0 |
3257327 |
0 |
0 |
3257327 |
7.2 % |
14/02/2013 |
| Mark N. Lampert |
Delaware |
0 |
3257327 |
0 |
0 |
3257327 |
7.2 % |
14/02/2013 |
| BVF Partners L.P. |
Delaware |
0 |
3257327 |
0 |
0 |
3257327 |
7.2 % |
14/02/2013 |
| 04-2683227 |
Massachusetts |
0 |
1476900 |
0 |
0 |
1485900 |
3.3 % |
14/02/2013 |
| Remi Barbier |
U.S.A. |
8271200 |
2340827 |
8271200 |
0 |
10612027 |
21.4 % |
12/02/2013 |
| (1) BlackRock, Inc. |
Delaware |
2542722 |
0 |
2542722 |
0 |
2542722 |
5.65 % |
08/02/2013 |
| Biotechnology Value Fund II, L.P. |
Illinois |
0 |
737400 |
0 |
0 |
737400 |
1.7 % |
20/04/2012 |
| BVF Inc. |
Illinois |
0 |
2555827 |
0 |
0 |
2555827 |
5.7 % |
20/04/2012 |
| Investment 10, L.L.C. |
Illinois |
0 |
490300 |
0 |
0 |
490300 |
1.1 % |
20/04/2012 |
| BVF Partners L.P. |
Illinois |
0 |
2555827 |
0 |
0 |
2555827 |
5.7 % |
20/04/2012 |
| Biotechnology Value Fund, L.P. |
Illinois |
0 |
1328127 |
0 |
0 |
1328127 |
3 % |
20/04/2012 |
| Mark N. Lampert |
Illinois |
0 |
2555827 |
0 |
0 |
2555827 |
5.7 % |
20/04/2012 |
| Burlingame Asset Management, LLC |
Cayman Islands |
0 |
4393466 |
0 |
4393466 |
4393466 |
9.8 % |
14/02/2012 |
| Burlingame Equity Investors II, LP |
Cayman Islands |
0 |
186665 |
0 |
186655 |
186655 |
0.4 % |
14/02/2012 |
| Blair E. Sanford |
Cayman Islands |
0 |
4393466 |
0 |
4393466 |
4393466 |
9.8 % |
14/02/2012 |
| Burlingame Special Opportunities III, LP |
Cayman Islands |
0 |
2072083 |
0 |
2072083 |
2072083 |
4.6 % |
14/02/2012 |
| Burlingame Equity Investors Master Fund, LP |
Cayman Islands |
0 |
2134718 |
0 |
2134718 |
2134718 |
4.8 % |
14/02/2012 |
| Sabretooth Master Fund, L.P. |
Cayman Islands |
0 |
2736379 |
0 |
2736379 |
2736379 |
6.13 % |
14/02/2012 |
| Craig Perry |
Cayman Islands |
0 |
2736379 |
0 |
2736379 |
2736379 |
6.13 % |
14/02/2012 |
| Erez Kalir |
Cayman Islands |
0 |
2736379 |
0 |
2736379 |
2736379 |
6.13 % |
14/02/2012 |
| Sabretooth Capital Management, LLC |
Cayman Islands |
0 |
2736379 |
0 |
2736379 |
2736379 |
6.13 % |
14/02/2012 |
| Sabretooth Capital Partners, LLC |
Cayman Islands |
0 |
2736379 |
0 |
2736379 |
2736379 |
6.13 % |
14/02/2012 |
| 04-2683227 |
Massachusetts |
0 |
2203178 |
0 |
0 |
2738178 |
6.13 % |
14/02/2012 |
| (1) BlackRock, Inc. |
Delaware |
2384905 |
0 |
2384905 |
0 |
2384905 |
5.34 % |
13/02/2012 |
| 2. |
United States |
9551248 |
290588 |
9551248 |
290588 |
10 |
12 % |
06/02/2012 |
| Sabretooth Capital Partners, LLC |
Delaware, U.S.A. |
0 |
4689493 |
0 |
4689493 |
4689493 |
10.65 % |
19/07/2011 |
| Sabretooth Capital Management, LLC |
Delaware, U.S.A. |
0 |
4689493 |
0 |
4689493 |
4689493 |
10.65 % |
19/07/2011 |
| Craig Perry |
United States of America |
0 |
4689493 |
0 |
4689493 |
4689493 |
10.65 % |
19/07/2011 |
| Erez Kalir |
United States of America |
0 |
4689493 |
0 |
4689493 |
4689493 |
10.65 % |
19/07/2011 |
| Sabretooth Master Fund, L.P. |
Cayman Islands |
0 |
4689493 |
0 |
4689493 |
4689493 |
10.65 % |
19/07/2011 |
| Craig Perry |
United States of America |
0 |
2350000 |
0 |
2350000 |
2350000 |
5.37 % |
20/04/2011 |
| Sabretooth Capital Management, LLC |
Delaware, U.S.A. |
0 |
2350000 |
0 |
2350000 |
2350000 |
5.37 % |
20/04/2011 |
| Sabretooth Master Fund, L.P. |
Cayman Islands |
0 |
2350000 |
0 |
2350000 |
2350000 |
5.37 % |
20/04/2011 |
| Sabretooth Capital Partners, LLC |
Delaware, U.S.A. |
0 |
2350000 |
0 |
2350000 |
2350000 |
5.37 % |
20/04/2011 |
| Erez Kalir |
United States of America |
0 |
2350000 |
0 |
2350000 |
2350000 |
5.37 % |
20/04/2011 |
| Remi Barbier |
United States |
9142676 |
262456 |
9142676 |
0 |
9405132 |
20.3 % |
14/02/2011 |
| Visium Balanced Master Fund, Ltd |
Cayman Islands |
4200000 |
0 |
4200000 |
0 |
4200000 |
9.83 % |
11/02/2011 |
| Visium Asset Management, LP |
Cayman Islands |
4200000 |
0 |
4200000 |
0 |
4200000 |
9.83 % |
11/02/2011 |
| Jacob Gottlieb |
Cayman Islands |
4200000 |
0 |
4200000 |
0 |
4200000 |
9.83 % |
11/02/2011 |
| JG Asset, LLC |
Cayman Islands |
4200000 |
0 |
4200000 |
0 |
4200000 |
9.83 % |
11/02/2011 |
| (1) BlackRock, Inc. |
Delaware |
2408247 |
0 |
2408247 |
0 |
2408247 |
5.64 % |
07/02/2011 |
| on the Following Pages) |
Cayman Islands |
0 |
141764 |
0 |
141764 |
1112905 |
2.6 % |
04/02/2010 |
| BlackRock for purposes of Schedule 13G filings. |
Delaware |
2309642 |
0 |
2309642 |
0 |
2309642 |
5.47 % |
29/01/2010 |
| Visium Balanced Master Fund, Ltd |
Delaware |
2671749 |
0 |
2671749 |
0 |
2671749 |
6.33 % |
02/10/2009 |
| JG Asset, LLC |
United States |
2671749 |
0 |
2671749 |
0 |
2671749 |
6.33 % |
02/10/2009 |
| Jacob Gottlieb |
United States |
2671749 |
0 |
2671749 |
0 |
2671749 |
6.33 % |
02/10/2009 |
| Visium Asset Management, LP |
Cayman Islands |
2671749 |
0 |
2671749 |
0 |
2671749 |
6.33 % |
02/10/2009 |
| Remi Barbier |
United States |
8616407 |
175691 |
8616407 |
175691 |
8792098 |
19.97 % |
13/02/2009 |
| Remi Barbier |
United States |
8702074 |
178075 |
8702074 |
178075 |
8880149 |
19.33 % |
14/02/2008 |
| HBK Investments L.P. |
Delaware |
0 |
2493200 |
0 |
2493200 |
2493200 |
11 % |
08/02/2008 |
| HBK Partners II L.P. |
Delaware |
0 |
2493200 |
0 |
2493200 |
2493200 |
11 % |
08/02/2008 |
| HBK Services LLC (1) |
Delaware |
0 |
2493200 |
0 |
2493200 |
2493200 |
11 % |
08/02/2008 |
| HBK Master Fund L.P. |
Delaware |
0 |
2493200 |
0 |
2493200 |
2493200 |
11 % |
08/02/2008 |
| HBK Management LLC |
Delaware |
0 |
2493200 |
0 |
2493200 |
2493200 |
11 % |
08/02/2008 |
| HBK Management LLC |
Delaware |
0 |
2261627 |
0 |
2261627 |
2261627 |
11 % |
07/09/2007 |
| HBK Investments L.P. |
Delaware |
0 |
2261627 |
0 |
2261627 |
2261627 |
11 % |
07/09/2007 |
| HBK Services LLC (1) |
Delaware |
0 |
2261627 |
0 |
2261627 |
2261627 |
11 % |
07/09/2007 |
| HBK Master Fund L.P. |
Delaware |
0 |
2261627 |
0 |
2261627 |
2261627 |
11 % |
07/09/2007 |
| HBK Partners II L.P. |
Delaware |
0 |
2261627 |
0 |
2261627 |
2261627 |
11 % |
07/09/2007 |
| Remi Barbier |
Citizenship or Place of Organization |
8978574 |
124640 |
8978574 |
124640 |
9103214 |
22.03 % |
15/02/2007 |
| Cascade Investment, L.L.C. |
Citizenship or Place of Organization |
1851700 |
0 |
1851700 |
0 |
1851700 |
6.8 % |
13/02/2003 |
| William H. Gates III |
Citizenship or Place of Organization |
1851700 |
0 |
1851700 |
0 |
1851700 |
6.8 % |
13/02/2003 |
| JAG Holdings, LLC |
United States |
0 |
1130270 |
0 |
1130270 |
1710270 |
6.4 % |
14/02/2001 |
| Blue Ridge Private Equity Fund 13-4099614 |
United States |
0 |
40000 |
0 |
40000 |
1710270 |
6.4 % |
14/02/2001 |
| John A. Griffin |
United States |
0 |
1710270 |
0 |
1710270 |
1710270 |
6.4 % |
14/02/2001 |
| Blue Ridge Limited Partnership 13-3891223 |
United States |
0 |
1090270 |
0 |
1090270 |
1710270 |
6.4 % |
14/02/2001 |
| Cascade Investment L.L.C. |
State of Washington |
0 |
2000000 |
0 |
2000000 |
2000000 |
7.7 % |
24/07/2000 |
| William H. Gates III |
United States of America |
0 |
2000000 |
0 |
2000000 |
2000000 |
7.7 % |
24/07/2000 |