SCD

LMP Capital and Income Fund Inc. SCD

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Raymond James Financial Services Advisors, Inc. Florida 0 0 871487 0 871487 4.93 % 08/02/2022
Raymond James & Associates, Inc. Florida 0 0 913011 0 913011 5.16 % 08/02/2022
Raymond James & Associates, Inc. Florida 0 0 870943 0 870943 4.84 % 12/02/2021
Raymond James Financial Services Advisors, Inc. Florida 0 0 913123 0 913123 5.08 % 12/02/2021
Raymond James & Associates, Inc. Florida 0 0 956990 0 956990 5.32 % 24/01/2020
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 843579 843579 4.6 % 13/02/2019
Morgan Stanley Delaware. 0 0 0 843579 843579 4.6 % 13/02/2019
Morgan Stanley organization is Delaware 0 985380 0 888270 1048752 5.8 % 13/02/2017
Morgan Stanley Smith Barney LLC organization is Delaware 0 985380 0 888270 1048752 5.8 % 13/02/2017
Morgan Stanley organization is Delaware 0 707215 0 608535 734582 4.1 % 11/02/2016
Morgan Stanley Smith Barney LLC organization is Delaware 0 707215 0 608535 734582 4.1 % 11/02/2016
20-0532180 Delaware USA 522431 0 526229 0 526229 2.927 % 10/02/2016
Morgan Stanley The state of organization is Delaware. 763724 148385 0 801280 949665 5.3 % 17/02/2015
Morgan Stanley Smith Barney LLC The state of organization is Delaware. 763724 148385 0 801280 949665 5.3 % 17/02/2015
20-0532180 Delaware, U.S.A. 1571357 0 1571357 0 1571357 8.738 % 11/02/2015
TIN 20-1026469 ILLINOIS 1101948 0 1101948 0 1101948 5.25 % 13/02/2012
SCOTT FRANZBLAU USA 168496 0 168496 10 168496 1 % 26/08/2011
BENCHMARK PLUS MANAGEMENT, L.L.C. DELAWARE 168496 0 168496 10 168496 1 % 26/08/2011
BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C. DELAWARE 168496 0 168496 10 168496 1 % 26/08/2011
WESTERN INVESTMENT TOTAL RETURN FUND LTD. CAYMAN ISLANDS 100 0 100 10 100 1 % 26/08/2011
ARTHUR D. LIPSON USA 879795 0 879795 10 879795 4.2 % 26/08/2011
WESTERN INVESTMENT LLC DELAWARE 879795 0 879795 10 879795 4.2 % 26/08/2011
WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P. DELAWARE 261627 0 261627 10 261627 1.2 % 26/08/2011
WESTERN INVESTMENT HEDGED PARTNERS L.P. DELAWARE 394472 0 394472 10 394472 1.9 % 26/08/2011
WESTERN INVESTMENT ACTIVISM PARTNERS LLC DELAWARE 223365 0 223365 10 223365 1.1 % 26/08/2011
ROBERT FERGUSON USA 168496 0 168496 10 168496 1 % 26/08/2011
WESTERN INVESTMENT TOTAL RETURN FUND LTD. CAYMAN ISLANDS 212347 0 212347 10 212347 1 % 24/01/2011
BENCHMARK PLUS MANAGEMENT, L.L.C. DELAWARE 418393 0 418393 10 418393 1.4 % 24/01/2011
WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P. DELAWARE 413901 0 413901 10 413901 1.4 % 24/01/2011
WESTERN INVESTMENT ACTIVISM PARTNERS LLC DELAWARE 576832 0 576832 10 576832 1.9 % 24/01/2011
WESTERN INVESTMENT LLC DELAWARE 1804639 0 1804639 10 1804639 6 % 24/01/2011
ARTHUR D. LIPSON USA 1804639 0 1804639 10 1804639 6 % 24/01/2011
ROBERT FERGUSON USA 418393 0 418393 10 418393 1.4 % 24/01/2011
SCOTT FRANZBLAU USA 418393 0 418393 10 418393 1.4 % 24/01/2011
WESTERN INVESTMENT HEDGED PARTNERS L.P. DELAWARE 601059 0 601059 10 601059 2 % 24/01/2011
BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C. DELAWARE 418393 0 418393 10 418393 1.4 % 24/01/2011
BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C. DELAWARE 418393 0 418393 10 418393 1.4 % 17/12/2010
WESTERN INVESTMENT HEDGED PARTNERS L.P. DELAWARE 454643 0 454643 10 454643 1.5 % 17/12/2010
ROBERT FERGUSON USA 418393 0 418393 10 418393 1.4 % 17/12/2010
SCOTT FRANZBLAU USA 418393 0 418393 10 418393 1.4 % 17/12/2010
WESTERN INVESTMENT ACTIVISM PARTNERS LLC DELAWARE 495478 0 495478 10 495478 1.7 % 17/12/2010
WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P. DELAWARE 415901 0 415901 10 415901 1.4 % 17/12/2010
WESTERN INVESTMENT LLC DELAWARE 1497774 0 1497774 10 1497774 5 % 17/12/2010
ARTHUR D. LIPSON USA 1497774 0 1497774 10 1497774 5 % 17/12/2010
WESTERN INVESTMENT TOTAL RETURN FUND LTD. CAYMAN ISLANDS 131247 0 131247 10 131247 1 % 17/12/2010
BENCHMARK PLUS MANAGEMENT, L.L.C. DELAWARE 418393 0 418393 10 418393 1.4 % 17/12/2010
Morgan Stanley The state of organization is Delaware. 1390772 57150 1558060 0 1558060 5.2 % 12/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District