Societal CDMO, Inc. SCTL
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Beryl Capital Management LLC | Delaware | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| David A. Witkin | Delaware | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| David A. Witkin | U.S.A. | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| Beryl Capital Management LLC | Delaware | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| Beryl Capital Partners II LP | Delaware | 0 | 7902957 | 0 | 7902957 | 7902957 | 11 % | 01/04/2024 |
| Beryl Capital Partners II LP | Delaware | 0 | 7902957 | 0 | 7902957 | 7902957 | 11 % | 01/04/2024 |
| Beryl Capital Management LP | Delaware | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| Beryl Capital Management LP | Delaware | 0 | 8942946 | 0 | 8942946 | 8942946 | 11 % | 01/04/2024 |
| Cane Merger Sub, Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| CoreRx, Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Parent, L.P. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Topco Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Parent, L.P. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| Cane Merger Sub, Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Midco Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| CoreRx, Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE I GP, LTD. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE I GP, LTD. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Parent GP, Ltd. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Parent GP, Ltd. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Topco Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| NQ PE Project Stingray Midco Inc. | 0 | 26936349 | 0 | 0 | 26936349 | 25.51 % | 06/03/2024 | |
| Laurence W. Lytton | USA | 6477690 | 16000 | 6477690 | 16000 | 6493690 | 11 % | 31/08/2023 |
| Laurence W. Lytton | USA | 6477690 | 16000 | 6477690 | 16000 | 6493690 | 11 % | 31/08/2023 |
| Cowen Prime Advisors LLC | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 0 | 0 % | 07/08/2023 |
| Cowen Prime Advisors LLC | 0 | 0 | 0 | 0 | 0 | 0 % | 07/08/2023 | |
| Railroad Ranch Capital Management, LP | 0 | 0 | 0 | 3344595 | 3344595 | 5.9 % | 27/06/2022 | |
| Railroad Ranch Capital Management GP, LLC | 0 | 0 | 0 | 3344595 | 3344595 | 5.9 % | 27/06/2022 | |
| James D. Shelton, Jr. | 0 | 0 | 0 | 3344595 | 3344595 | 5.9 % | 27/06/2022 | |
| Railroad Ranch Capital Master Fund, LP | 0 | 0 | 0 | 3344595 | 3344595 | 5.9 % | 27/06/2022 | |
| JDS Equity, LLC | 0 | 0 | 0 | 3344595 | 3344595 | 5.9 % | 27/06/2022 | |
| Portolan Capital Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2022 |
| George McCabe | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2022 |
| 26-0385758 | Delaware | 1031600 | 0 | 1158200 | 0 | 1158200 | 2.48 % | 10/02/2022 |
| 13-3127734 | Delaware | 1031600 | 0 | 1158200 | 0 | 1158200 | 2.48 % | 10/02/2022 |
| Samjo Management, LLC | 0 | 3200000 | 0 | 3200000 | 3200000 | 6.9 % | 08/02/2022 | |
| Andrew N. Wiener | 105000 | 3200000 | 105000 | 3200000 | 3305000 | 7.1 % | 08/02/2022 | |
| Samjo Capital, LLC | 0 | 3200000 | 0 | 3200000 | 3200000 | 6.9 % | 08/02/2022 | |
| Cowen Prime Advisors LLC | Delaware | 0 | 0 | 0 | 2763400 | 2763400 | 6 % | 02/08/2021 |
| Samjo Capital, LLC | Delaware | 0 | 2350000 | 0 | 2350000 | 2350000 | 5.1 % | 16/07/2021 |
| Andrew N. Wiener | Delaware | 32500 | 2350000 | 32500 | 2350000 | 2382500 | 5.1 % | 16/07/2021 |
| Samjo Management, LLC | Delaware | 0 | 2350000 | 0 | 2350000 | 2350000 | 5.1 % | 16/07/2021 |
| ATHYRIUM GP HOLDINGS LLC | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| ATHYRIUM OPPORTUNITIES III ACQUISITION LP | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| ATHYRIUM OPPORTUNITIES II ACQUISITION LP | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| ATHYRIUM FUNDS GP HOLDINGS LLC | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 2551084 | 0 | 2551084 | 2551084 | 8.1 % | 26/02/2021 |
| ATHYRIUM OPPORTUNITIES ASSOCIATES II LP | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III LP | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| Jeffrey Ferrell | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 2551084 | 0 | 2551084 | 2551084 | 8.1 % | 26/02/2021 |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III GP LLC | STATE OF DELAWARE, UNITED STATES OF AMERICA | 0 | 1275542 | 0 | 1275542 | 1275542 | 4.1 % | 26/02/2021 |
| Portolan Capital Management, LLC | 1293376 | 0 | 1293376 | 0 | 1293376 | 5.47 % | 12/02/2021 | |
| George McCabe | 1293376 | 0 | 1293376 | 0 | 1293376 | 5.47 % | 12/02/2021 | |
| 13-3127734 | Delaware | 1227400 | 0 | 1379785 | 0 | 1379785 | 5.84 % | 10/02/2021 |
| 26-0385758 | Delaware | 1227400 | 0 | 1379785 | 0 | 1379785 | 5.84 % | 10/02/2021 |
| George McCabe | Delaware | 1293376 | 0 | 1293376 | 0 | 1293376 | 5.47 % | 31/12/2020 |
| Portolan Capital Management, LLC | Delaware | 1293376 | 0 | 1293376 | 0 | 1293376 | 5.47 % | 31/12/2020 |
| Newtyn Management, LLC | New York | 1600000 | 0 | 1600000 | 0 | 1600000 | 7.4 % | 14/02/2019 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| Deerfield International Master Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| James E. Flynn | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| Deerfield Partners, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| Fund, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| Company, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2019 |
| Broadfin Capital, LLC | Delaware | 0 | 2048025 | 0 | 2048025 | 2048025 | 9.99 % | 24/05/2018 |
| Broadfin Healthcare Master Fund, Ltd. | Delaware | 0 | 2048025 | 0 | 2048025 | 2048025 | 9.99 % | 24/05/2018 |
| Kevin Kotler | Delaware | 0 | 2048025 | 0 | 2048025 | 2048025 | 9.99 % | 24/05/2018 |
| Stonepine Capital Management, LLC | California | 94182 | 0 | 94182 | 0 | 94182 | 11 % | 21/03/2018 |
| Jon M. Plexico | California | 94182 | 0 | 94182 | 0 | 94182 | 11 % | 21/03/2018 |
| Timothy P. Lynch | California | 94182 | 0 | 94182 | 0 | 94182 | 11 % | 21/03/2018 |
| Anand Parekh | Delaware | 0 | 1007853 | 0 | 1007853 | 1007853 | 5.3 % | 14/02/2018 |
| Alyeska Investment Group, L.P. | Delaware | 0 | 1007853 | 0 | 1007853 | 1007853 | 5.3 % | 14/02/2018 |
| Alyeska Fund 2 GP, LLC | Delaware | 0 | 1007853 | 0 | 1007853 | 1007853 | 5.3 % | 14/02/2018 |
| Alyeska Fund GP, LLC | Delaware | 0 | 1007853 | 0 | 1007853 | 1007853 | 5.3 % | 14/02/2018 |
| Stonepine Capital Management, LLC | California | 1902380 | 0 | 1902380 | 0 | 1902380 | 11 % | 15/05/2017 |
| Stonepine Capital, L.P. | California | 1626606 | 0 | 1626606 | 0 | 1626606 | 11 % | 15/05/2017 |
| Timothy P. Lynch | California | 1902380 | 0 | 1902380 | 0 | 1902380 | 11 % | 15/05/2017 |
| Jon M. Plexico | California | 1902380 | 0 | 1902380 | 0 | 1902380 | 11 % | 15/05/2017 |
| Tourbillon Capital Partners, L.P. | Delaware | 0 | 646552 | 0 | 646552 | 646552 | 3.4 % | 14/02/2017 |
| Jason H. Karp | Delaware | 0 | 646552 | 0 | 646552 | 646552 | 3.4 % | 14/02/2017 |
| Deerfield Partners, L.P. | Delaware | 0 | 317550 | 0 | 0 | 317550 | 1.67 % | 14/02/2017 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 14/02/2017 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 14/02/2017 |
| Deerfield International Master Fund, L.P. | Delaware | 0 | 407450 | 0 | 0 | 407450 | 2.14 % | 14/02/2017 |
| James E. Flynn | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 14/02/2017 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 1350000 | 0 | 0 | 1350000 | 7.09 % | 14/02/2017 |
| Stonepine Capital, L.P. | California | 2457651 | 0 | 2457651 | 0 | 2457651 | 13 % | 19/12/2016 |
| Timothy P. Lynch | California | 2874317 | 0 | 2874317 | 0 | 2874317 | 15.2 % | 19/12/2016 |
| Jon M. Plexico | California | 2874317 | 0 | 2874317 | 0 | 2874317 | 15.2 % | 19/12/2016 |
| Stonepine Capital Management, LLC | California | 2874317 | 0 | 2874317 | 0 | 2874317 | 15.2 % | 19/12/2016 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 16/12/2016 |
| James E. Flynn | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 16/12/2016 |
| Deerfield International Master Fund, L.P. | Delaware | 0 | 407450 | 0 | 0 | 407450 | 2.14 % | 16/12/2016 |
| Deerfield Partners, L.P. | Delaware | 0 | 317550 | 0 | 0 | 317550 | 1.67 % | 16/12/2016 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2075000 | 0 | 0 | 2075000 | 10.9 % | 16/12/2016 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 1350000 | 0 | 0 | 1350000 | 7.09 % | 16/12/2016 |
| Stonepine Capital Management, LLC | Delaware | 524002 | 0 | 524002 | 0 | 524002 | 5.5 % | 21/07/2016 |
| Timothy P. Lynch | Delaware | 524002 | 0 | 524002 | 0 | 524002 | 5.5 % | 21/07/2016 |
| Stonepine Capital, L.P. | Delaware | 524002 | 0 | 524002 | 0 | 524002 | 5.5 % | 21/07/2016 |
| Jon M. Plexico | Delaware | 524002 | 0 | 524002 | 0 | 524002 | 5.5 % | 21/07/2016 |
| Jason H. Karp | Delaware | 0 | 646552 | 0 | 646552 | 646552 | 7 % | 17/07/2015 |
| Tourbillon Capital Partners, L.P. | Delaware | 0 | 646552 | 0 | 646552 | 646552 | 7 % | 17/07/2015 |
| Broadfin Healthcare Master Fund, Ltd. | Delaware | 0 | 1172195 | 0 | 1172195 | 1172195 | 15.21 % | 15/09/2014 |
| Kevin Kotler | Delaware | 0 | 1172195 | 0 | 1172195 | 1172195 | 15.21 % | 15/09/2014 |
| Broadfin Capital, LLC | Delaware | 0 | 1172195 | 0 | 1172195 | 1172195 | 15.21 % | 15/09/2014 |
| BARCLAYS GLOBAL INVESTORS, NA. | James Silverman United States | 0 | 395000 | 0 | 395000 | 7291684 | 3.91 % | 24/07/2014 |
| Mr. David Kroin | USA | 0 | 580000 | 0 | 580000 | 580000 | 8.12 % | 18/03/2014 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 580000 | 0 | 580000 | 580000 | 8.12 % | 18/03/2014 |
| Great Point Partners, LLC | USA | 0 | 580000 | 0 | 580000 | 580000 | 8.12 % | 18/03/2014 |
| Cormorant Global Healthcare GP, LLC | Cayman Islands | 0 | 500000 | 0 | 500000 | 500000 | 7 % | 17/03/2014 |
| Cormorant Global Healthcare Master Fund, LP | Cayman Islands | 0 | 500000 | 0 | 500000 | 500000 | 7 % | 17/03/2014 |
| Cormorant Asset Management, LLC | Cayman Islands | 0 | 500000 | 0 | 500000 | 500000 | 7 % | 17/03/2014 |
| Bihua Chen | Cayman Islands | 0 | 500000 | 0 | 500000 | 500000 | 7 % | 17/03/2014 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 437500 | 0 | 437500 | 437500 | 5.99 % | 14/03/2014 |
| Broadfin Capital, LLC | Delaware | 0 | 580000 | 0 | 580000 | 580000 | 8.1 % | 13/03/2014 |
| Broadfin Healthcare Master Fund, Ltd. | Delaware | 0 | 580000 | 0 | 580000 | 580000 | 8.1 % | 13/03/2014 |
| Kevin Kotler | Delaware | 0 | 580000 | 0 | 580000 | 580000 | 8.1 % | 13/03/2014 |