Seelos Therapeutics, Inc. SEEL
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| AdvisorShares Trust | Delaware | 20543 | 0 | 20543 | 0 | 20543 | 4.71 % | 04/12/2024 |
| Jeff Easton | United States | 44500 | 0 | 44500 | 0 | 44500 | 9.9 % | 14/11/2024 |
| Lind Global Fund II LP | Delaware | 44500 | 0 | 44500 | 0 | 44500 | 9.9 % | 14/11/2024 |
| Lind Global Partners II LLC | Delaware | 44500 | 0 | 44500 | 0 | 44500 | 9.9 % | 14/11/2024 |
| Lind Global Asset Management V, LLC | Delaware | 412 | 0 | 412 | 0 | 412 | 0.1 % | 14/11/2024 |
| Lind Global Partners II LLC | Delaware | 1410800 | 0 | 1410800 | 0 | 1410800 | 9.9 % | 06/02/2024 |
| Lind Global Fund II LP | Delaware | 1410800 | 0 | 1410800 | 0 | 1410800 | 9.9 % | 06/02/2024 |
| Jeff Easton | United States | 1396365 | 0 | 1396365 | 0 | 1396365 | 9.9 % | 06/02/2024 |
| Lind Global Asset Management V, LLC | Delaware | 75809 | 0 | 75809 | 0 | 75809 | 0.6 % | 06/02/2024 |
| The Vanguard Group | Pennsylvania | 0 | 0 | 4981499 | 35242 | 5016741 | 4.68 % | 09/02/2023 |
| BlackRock, Inc. | Delaware | 1779835 | 0 | 1779835 | 0 | 1779835 | 1.7 % | 08/07/2022 |
| The Vanguard Group | Pennsylvania | 0 | 170256 | 4940985 | 205498 | 5146483 | 5.03 % | 10/02/2022 |
| BlackRock, Inc. | Delaware | 6416023 | 0 | 6563054 | 0 | 6563054 | 6.4 % | 04/02/2022 |
| The Vanguard Group | Pennsylvania | 0 | 9677 | 2768529 | 31325 | 2799854 | 5.24 % | 10/02/2021 |
| The Vanguard Group | Pennsylvania | 0 | 9677 | 2768529 | 31325 | 2799854 | 5.24 % | 10/02/2021 |
| Ligand Pharmaceuticals Incorporated | Delaware | 2224000 | 0 | 2224000 | 0 | 2224000 | 4.1 % | 15/01/2021 |
| Phoenixus AG | Switzerland | 0 | 0 | 0 | 0 | 0 | 0 % | 11/01/2021 |
| Phoenixus AG | Switzerland | 0 | 0 | 0 | 0 | 0 | 0 % | 11/01/2021 |
| Steven Boyd | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Steven Boyd | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Armistice Capital, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Armistice Capital, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| EIN | Delaware, United State of America | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 | |
| Ligand Pharmaceuticals Incorporated | Delaware | 2224000 | 0 | 2224000 | 0 | 2224000 | 8.1 % | 12/02/2020 |
| Heights Capital Management, Inc. | 491126 | 1.8 % | 10/02/2020 | |||||
| Heights Capital Management, Inc. | 491126 | 1.8 % | 10/02/2020 | |||||
| CVI Investments, Inc. | 491126 | 1.8 % | 10/02/2020 | |||||
| CVI Investments, Inc. | 491126 | 1.8 % | 10/02/2020 | |||||
| Phoenixus AG | Switzerland | 2000227 | 0 | 2000227 | 0 | 2000227 | 6.9 % | 16/01/2020 |
| Phoenixus AG | Switzerland | 2000227 | 0 | 2000227 | 0 | 2000227 | 6.9 % | 16/01/2020 |
| Heights Capital Management, Inc. | 690563 | 9.9 % | 11/03/2019 | |||||
| CVI Investments, Inc. | 690563 | 9.9 % | 11/03/2019 | |||||
| CVI Investments, Inc. | 690563 | 9.9 % | 11/03/2019 | |||||
| Heights Capital Management, Inc. | 690563 | 9.9 % | 11/03/2019 | |||||
| Richard Abbe | United States of America | 207142 | 564287 | 207142 | 564287 | 771429 | 2.67 % | 14/02/2019 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 564287 | 0 | 564287 | 564287 | 2 % | 14/02/2019 |
| EIN | Delaware, United State of America | 228676 | 0 | 228676 | 228676 | 6.61 % | 08/02/2019 | |
| Hal Mintz | USA | 0 | 900000 | 0 | 900000 | 900000 | 3.2 % | 04/01/2019 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 900000 | 0 | 900000 | 900000 | 3.2 % | 04/01/2019 |
| Sabby Management, LLC | Delaware, USA | 0 | 900000 | 0 | 900000 | 900000 | 3.2 % | 04/01/2019 |
| Mitchell P. Kopin | United States of America | 0 | 349056 | 0 | 310716 | 349056 | 1.6 % | 09/04/2018 |
| Intracoastal Capital LLC | United States of America | 0 | 349056 | 0 | 310716 | 349056 | 1.6 % | 09/04/2018 |
| Daniel B. Asher | United States of America | 0 | 349056 | 0 | 310716 | 349056 | 1.6 % | 09/04/2018 |
| Hal Mintz | USA | 0 | 1800000 | 0 | 1800000 | 1800000 | 7.68 % | 29/03/2018 |
| Sabby Management, LLC | Delaware USA | 0 | 1800000 | 0 | 1800000 | 1800000 | 7.68 % | 29/03/2018 |
| Sabby Volatility Warrant Master Fund, Ltd. | Cayman Islands | 0 | 1800000 | 0 | 1800000 | 1800000 | 7.68 % | 29/03/2018 |
| Iroquois Capital Management L.L.C. | 656918 | 4.4 % | 14/02/2018 | |||||
| Richard Abbe | 887025 | 5.9 % | 14/02/2018 | |||||
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 850000 | 0 | 850000 | 850000 | 5.59 % | 14/02/2018 |
| Steven Boyd | United States of America | 0 | 850000 | 0 | 850000 | 850000 | 5.59 % | 14/02/2018 |
| Armistice Capital, LLC | Delaware | 0 | 850000 | 0 | 850000 | 850000 | 5.59 % | 14/02/2018 |
| Armistice Capital, LLC | Delaware | 0 | 1450000 | 0 | 1450000 | 1450000 | 9.6 % | 20/09/2017 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 1450000 | 0 | 1450000 | 1450000 | 9.6 % | 20/09/2017 |
| Steven Boyd | United States of America | 0 | 1450000 | 0 | 1450000 | 1450000 | 9.6 % | 20/09/2017 |
| Richard Abbe | United States of America | 242761 | 415441 | 242761 | 415441 | 658202 | 5.2 % | 16/06/2017 |
| Iroquois Capital Management L.L.C. | Delaware | 0 | 415441 | 0 | 415441 | 415441 | 3.3 % | 16/06/2017 |
| Intracoastal Capital LLC | United States of America | 0 | 281730 | 0 | 281730 | 281730 | 2.2 % | 02/05/2017 |
| Daniel B. Asher | United States of America | 0 | 281730 | 0 | 281730 | 281730 | 2.2 % | 02/05/2017 |
| Mitchell P. Kopin | United States of America | 0 | 281730 | 0 | 281730 | 281730 | 2.2 % | 02/05/2017 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Anson Management GP LLC | Texas | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Anson Funds Management LP | Texas | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Moez Kassam | Canadian Citizen | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Adam Spears | Canadian Citizen | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Bruce R. Winson | United States Citizen | 0 | 394482 | 0 | 394482 | 394482 | 4.9 % | 14/02/2017 |
| Forendo Pharma Oy | Finland | 85966 | 0 | 85966 | 0 | 85966 | 1.1 % | 10/02/2017 |
| Mitchell P. Kopin | United States of America | 0 | 29751 | 0 | 29751 | 29751 | 0.4 % | 06/02/2017 |
| Daniel B. Asher | United States of America | 0 | 29751 | 0 | 29751 | 29751 | 0.4 % | 06/02/2017 |
| Intracoastal Capital LLC | United States of America | 0 | 29751 | 0 | 29751 | 29751 | 0.4 % | 06/02/2017 |
| Moez Kassam | Canadian Citizen | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Anson Funds Management LP | Texas | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Anson Management GP LLC | Texas | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Bruce R. Winson | United States Citizen | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Anson Advisors Inc. | Ontario, Canada | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Adam Spears | Canadian Citizen | 0 | 5412009 | 0 | 5412009 | 5412009 | 7 % | 07/10/2016 |
| Intracoastal Capital LLC | United States of America | 0 | 4954938 | 0 | 4813179 | 4954938 | 6.4 % | 03/10/2016 |
| Mitchell P. Kopin | United States of America | 0 | 4954938 | 0 | 4813179 | 4954938 | 6.4 % | 03/10/2016 |
| Daniel B. Asher | United States of America | 0 | 4954938 | 0 | 4813179 | 4954938 | 6.4 % | 03/10/2016 |
| Steven G. Martin | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Christos Komissopoulos | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Erik J. Brown | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Chrisko Investors, Inc. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Red Cedar Capital Corp. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| SGM Holdings Corp. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Aspire Capital Partners, LLC | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Aspire Capital Fund, LLC | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 4.5003 % | 17/02/2015 |
| Steven G. Martin | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| SGM Holdings Corp. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Red Cedar Capital Corp. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Chrisko Investors, Inc. | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Erik J. Brown | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Christos Komissopoulos | United States | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Aspire Capital Partners, LLC | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Aspire Capital Fund, LLC | Illinois | 0 | 2267000 | 0 | 2267000 | 2267000 | 5.1139 % | 17/02/2015 |
| Forendo Pharma Oy | Finland | 3420066 | 0 | 3420066 | 0 | 3420066 | 7.84 % | 05/01/2015 |
| Aspire Capital Partners, LLC | Illinois | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Erik J. Brown | United States | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Aspire Capital Fund, LLC | Illinois | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Christos Komissopoulos | United States | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Steven G. Martin | United States | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Chrisko Investors, Inc. | Illinois | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| SGM Holdings Corp. | Illinois | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Red Cedar Capital Corp. | Illinois | 0 | 2296500 | 0 | 2296500 | 2296500 | 5.26 % | 20/11/2014 |
| Tail Wind Advisory & Management Ltd. | A British Virgin Islands | 48000 | 0 | 48000 | 0 | 48000 | 0.3 % | 14/02/2011 |
| The Tail Wind Fund Ltd. | A British Virgin Islands | 544000 | 0 | 544000 | 0 | 544000 | 2.9 % | 14/02/2011 |
| Tail Wind Advisory & Management Ltd. | A British Virgin Islands | 6379310 | 0 | 6379310 | 0 | 6379310 | 5.6 % | 01/04/2010 |
| The Tail Wind Fund Ltd. | A British Virgin Islands | 5862069 | 0 | 5862069 | 0 | 5862069 | 5.2 % | 01/04/2010 |